Rofo 2015; 187(08): 697-702
DOI: 10.1055/s-0034-1399648
Interventional Radiology
© Georg Thieme Verlag KG Stuttgart · New York

Complications in CT-Guided, Semi-Automatic Coaxial Core Biopsy of Potentially Malignant Pulmonary Lesions

Komplikationen bei CT gesteuerter, koaxialer Stanzbiopsie malignomverdächtiger Lungenherde in halbautomatischer Technik
R. Schulze
1   Department of Radiology, Klinik Löwenstein, Löwenstein, Germany
,
G. Seebacher
2   Department of Thoracic and Vascular Surgery, Klinik Löwenstein, Löwenstein, Germany
,
B. Enderes
2   Department of Thoracic and Vascular Surgery, Klinik Löwenstein, Löwenstein, Germany
,
G. Kugler
2   Department of Thoracic and Vascular Surgery, Klinik Löwenstein, Löwenstein, Germany
,
J. R. Fischer
3   Department of Oncology, Klinik Löwenstein, Löwenstein, Germany
,
T. P. Graeter
2   Department of Thoracic and Vascular Surgery, Klinik Löwenstein, Löwenstein, Germany
› Institutsangaben
Weitere Informationen

Correspondence

Dr. Thomas Peter Graeter
Department of Thoracic and Vascular Surgery, Klinik Löwenstein
Gießhoelzle 62
74245 Löwenstein
Germany   
Telefon: ++ 49/71 30/15 42 03   
Fax: ++ 49/71 30/15 48 52   

Publikationsverlauf

08. Januar 2015

31. März 2015

Publikationsdatum:
10. Juni 2015 (online)

 

Abstract

Purpose: Histological verification of pulmonary lesions is important to ensure correct treatment. Computed tomographic (CT) transthoracic core biopsy is a well-established procedure for this. Comparison of available studies is difficult though, as technical and patient characteristics vary. Using a standardized biopsy technique, we evaluated our results for CT-guided coaxial core biopsy in a semi-automatic technique.

Materials and Methods: Within 2 years, 664 consecutive transpulmonary biopsies were analyzed retrospectively. All interventions were performed using a 17/18G semi-automatic core biopsy system (4 to 8 specimens). The incidence of complications and technical and patient-dependent risk factors were evaluated.

Results: Comparing the histology with the final diagnosis, the sensitivity was 96.3 %, and the specificity was 100 %. 24 procedures were not diagnostic. In all others immunohistological staining was possible. The main complication was pneumothorax (PT, 21.7 %), with chest tube insertion in 6 % of the procedures (n = 40). Bleeding without therapeutic consequences was seen in 43 patients. There was no patient mortality. The rate of PT with chest tube insertion was 9.6 % in emphysema patients and 2.8 % without emphysema (p = 0.001). Smokers with emphysema had a 5 times higher risk of developing PT (p = 0.001). Correlation of tumor size or biopsy angle and the risk of PT was not significant. The risk of developing a PT was associated with an increasing intrapulmonary depth of the lesion (p = 0.001).

Conclusion: CT-guided, semiautomatic coaxial core biopsy of the lung is a safe diagnostic procedure. The rate of major complications is low, and the sensitivity and specificity of the procedure are high. Smokers with emphysema are at a significantly higher risk of developing pneumothorax and should be monitored accordingly.

Key points:

• Using an 18G core biopsy system with 6 specimens will allow immunohistological staining with high sensitivity and specificity.

• Smokers with emphysema are at a significantly higher risk of developing a pneumothorax.

Citation Format:

• Schulze R, Seebacher G, Enderes B. et al. Complications in CT-Guided, Semi-Automatic Coaxial Core Biopsy of Potentially Malignant Pulmonary Lesions. Fortschr Röntgenstr 2015; 187: 697 – 702


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Zusammenfassung

Ziel: Die histologische Sicherung eines malignomsuspekten Lungenherdbefundes ist die Grundvoraussetzung für eine adäquate Behandlung. Die computertomografische (CT), transthorakale Histologiesicherung ist dabei ein etabliertes Verfahren. Die Vergleichbarkeit der vorhandenen Studien ist aber schwierig, da sowohl technische Einflüsse als auch die Patientencharakteristika stark variieren. Unsere Ergebnisse nach CT-gesteuerter, koaxialer Stanzbiopsie in halbautomatischer Technik werden präsentiert.

Material und Methoden: 664 konsekutive Interventionen in einem 2-Jahres-Zeitraum wurden retrospektiv analysiert. Alle Eingriffe wurden mit einer halbautomatischen 17/18G Koaxialnadel durchgeführt, dabei 4 – 8 Proben entnommen. Komplikationsraten und der Einfluss technischer wie patientenabhängiger Risikofaktoren wurden analysiert.

Ergebnisse: Bei Vergleich der histologischen Ergebnisse mit der endgültigen Diagnose lag die Sensitivität bei 96,3 %, die Spezifität bei 100 %. 24 Untersuchungen waren nicht diagnostisch. In allen anderen Fällen wurde ausreichend Gewebe für eine immunhistologische Differenzierung gewonnen. Bei 21,7 % der Patienten (n = 144) zeigte sich ein Pneumothorax (PT), der in 6 % drainiert werden musste (n = 40). Bei 43 Patienten zeigte sich eine nicht interventionsbedürftige, selbstlimitierende Blutung. Die Letalität lag bei 0 %. Die drainagepflichtige PT-Rate bei Emphysempatienten betrug 9,6 %, ohne Empatienten 2,8 % (p = 0,001). Die PT-Rate bei Rauchern mit Emphysem war 5fach erhöht (p = 0,001). Punktionswinkel und die Größe des Lungenherdes zeigten keine Korrelation mit der PT Inzidenz. Das PT-Risiko korrelierte mit zunehmender Länge der intrapulmonalen Punktionsstrecke (p = 0,001).

Schlussfolgerung: Die CT-gesteuerte, koaxiale Punktion von Lungenherden in halbautomatischer Technik ist ein sicheres diagnostisches Verfahren. Die Rate an therapierelevanten Komplikationen ist niedrig, die Sensitivität und Spezifität hoch. Patienten mit Emphysem und Raucheranamnese haben ein deutlich erhöhtes Pneumothoraxrisiko und sollten entsprechend überwacht werden.


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Introduction

Histological verification of pulmonary lesions suspicious for malignancy is a basic requirement for ensuring adequate treatment. Multiple diagnostic options are available: CT-guided biopsy, bronchoscopy with transbronchial biopsy, or diagnostic surgical removal of the lesion. Primarily peripheral lesions are particularly suitable for CT-guided biopsy but central lesions can also be diagnosed. For more exact analysis, immunohistological examination of the tissue can be performed [1] [2]. Bronchoscopy with transbronchial biopsy is an alternative method and is particularly suitable for central lesions or lesions with endobronchial tumor growth [3]. Diagnostic verification via surgical intervention in the form of atypical lung resection with frozen section analysis [4] is significantly more invasive.

Percutaneous puncture of pulmonary lesions is a well-known procedure. The first report on this method appeared in 1828 [5]. Due to the high rate of hemoptysis and pneumothorax, this method was initially not able to become established even after the introduction of computed tomography [6] [7]. Multiple punctures of the pleura and larger puncture needles are associated with a higher risk of pneumothorax but the diagnostic quality depends on the number of specimens acquired [8] [9]. It is difficult to compare the available studies since technical influences on puncture as well as patient characteristics vary greatly and the number of cases is usually low. The coaxial technique has made it possible since the mid-1990 s to obtain multiple core biopsies with a single puncture of the visceral pleura [1] [10].

Under standardization of the technical procedure, the incidence of complications and risk factors after CT-guided, coaxial core biopsy of pulmonary lesions suspicious for malignancy were examined via a semiautomatic technique.


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Materials and Methods

A total of 664 consecutive thoracic interventions over a period of 2 years were examined in this study. The indication for CT-guided histological verification was determined in an interdisciplinary manner. The evaluation included all CT-guided biopsies used for the diagnostic clarification of lung parenchymal changes suspicious for malignancy (n = 572) and punctures with transpleural access of the pleura (n = 25), mediastinum (n = 42), or breast wall (n = 25). The data were analyzed retrospectively. 68.8 % (n = 457) of patients were men and 31.2 % (n = 207) were women. The average age of the patients was 62.7 years (18 – 92 years). 71.4 % of patients (n = 474) were smokers. According to radiological criteria, 313 patients had pulmonary emphysema [11].

The exclusion criteria for CT-guided biopsy were pronounced COPD with bullous parenchymal changes and an FEV1 of less than 30 % of the target value, severe pulmonary hypertension, and suspicion of a vascular anomaly or a hydatid cyst. Taking of a thrombocyte aggregation inhibitor was not an exclusion criterion but needed to be stopped at least 7 days prior to intervention and could be temporarily replaced by a low-molecular heparin as needed. In the case of regular taking of oral anticoagulants, the intervention was performed starting at a quick value of over 60 % or an INR ≤ 1.4. Moreover, thrombocyte count of more than 60 thousand G/l was required [12] [13]. A central position of the lesion to be punctured was not an exclusion criterion. The principles of the Helsinki Declaration from 1975 were taken into consideration. The local ethics committee approved the follow-up examination and the presentation of the anonymized data.

Prior to every intervention, CT examination of the chest with contrast agent when possible was performed. Based on this preinterventional CT examination, the optimum access was determined. The planned puncture path was not always the shortest path since the visceral pleura only needed to be perforated once. For puncture with a 6-row CT device, an examination was performed with a sequence of 3 images with a layer thickness of 4 mm with breath triggering (constant inspiration position or expiration position) and the optimum access was marked on the skin. The puncture angle and the distance between the skin and pleura were measured. Local anesthesia of the puncture track to the parietal pleura was administered after extensive local disinfection and a small incision in the skin was made. A 17G coaxial needle was then advanced through this incision at the planned puncture angle to the parietal pleura. With the patient in the same breathing position as before, the location of the lesion was confirmed and the coaxial needle was further advanced to the edge under CT monitoring ([Fig. 1]). On average, 6 biopsy specimens (range: 4 – 8) were acquired in a fan-like manner via a semiautomatic 18G biopsy needle (U. S. Biopsy, Indiana, USA). The depth of penetration of the biopsy needle into the tumor was carefully adapted to the tumor size so that tissue situated behind the tumor was damaged to the least extent possible. The standard length of the coaxial needle was 10.5 cm and the penetration depth was 1.5 cm. The penetration depth into the pulmonary lesion was adapted by pulling the biopsy needle back into the coaxial cannula. Perifocal bleeding was so rare that the targeted 6 biopsies were regularly able to be obtained. That number of biopsies was necessary for reliable immunohistological examination. The administration of sedatives was not necessary during all examinations and was also not desired because the patient would not have been able to follow the breathing commands. Antitussives were also not used during the study. The patient underwent 3 additional representative postinterventional CT scans at the level of the upper, the middle and the lower thoracic aperture with one sequence through the biopsy plane being used to rule out a pneumothorax or significant bleeding. A p. a. chest X-ray was routinely performed after 3 – 4 hours and again after 24 hours.

Zoom Image
Fig. 1 Coaxial biopsy needle in a central lesion of the medial lobe.

The locations of the lesions, the diameter of the lesion to be punctured, the puncture track through the aerated lung parenchyma and the puncture angle were documented for the interventions. The puncture angle was able to be retrospectively evaluated in 471 patients and the puncture track in 545 patients. The lung function, blood clotting parameters, blood clotting medication, smoking habits, and the previously known tumor history were also documented. The histological result was verified on the basis of follow-up examinations or new biopsy results.

The location of the pulmonary biopsies (n – 572) showed that more peripheral biopsies (n = 398, 69.6 %) than central biopsies (n = 174, 30.4 %) were performed with 362 being in the region of the upper lobe (63.3 %). Moreover, more biopsies of the right lung (n = 316, 55.2 %) than of the left lung (n = 256, 44.8 %) were performed. The lung lesions to be punctured varied with respect to their size measured at the axial transverse diameter between 0.4 cm and 10 cm ([Fig. 2]). The depth of the puncture needle through the aerated lung parenchyma varied between 0.0 cm and 12.5 cm. The depth was less than 1 cm in 41.4 % of the lung punctures.

Zoom Image
Fig. 2 Percentage distribution of pulmonary lesions according to size.

All complications and their subsequent treatment were documented in the course of the intervention. A differentiation was made here between minor and major complications under clinical aspects. No further intervention was performed in the case of minor complications. An additional intervention was necessary in the case of a major complication. In the Seldinger technique, a 16F chest tube was placed during the examination if necessary.

The statistical evaluation of the data was performed with the statistics program “SPSS for Windows” (version 16.0, IBM, Ehningen, Germany). Nominal parameters were checked for significance with the chi-square test and linearly distributed parameters were examined by a multivariate logistic regression analysis. The effective accuracy is calculated from the sum of true positive results minus unclear positive results and true negative results minus unclear negative results divided by the total number of all results [14].


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Results

Pulmonary changes were biopsied under CT guidance 572 times. In 24 cases the puncture was not diagnostic with 14 false-negative results, 4 unclear positive results, 4 unclear negative results and 2 incorrect punctures that were ultimately identified via surgery as tuberculoma and hamartoma. Malignant diagnoses were correctly made in 365 cases. These included 316 primary pulmonary tumors, 42 metastases, and 7 cases in which a differentiation could not be made immunohistologically between a primary tumor and a metastasis. Benign diagnoses were made in 182 cases and were confirmed in the clinical course. The accuracy of all CT-guided core biopsies of the lung was thus 97.2 %, the sensitivity was 96.3 %, the specificity was 100 %, and the effective accuracy was 94.4 %. In all cases sufficient tissue was acquired for immunohistological differentiation of the tissue.

Complications occurred in a total of 187 cases (28.2 %) in all CT-guided biopsies (n = 664). An iatrogenic pneumothorax after intervention was seen in 21.7 % of all cases (n = 144). The pneumothorax could be successfully drained via the coaxial needle in 38 cases. Follow-up was sufficient in 76 patients. A drain needed to be placed postinterventionally in only 40 patients (6 %) while it needed to be placed 14 times already during CT-guided intervention. The chest tube was placed after three hours of follow-up in 9 cases and after 6 hours of follow-up in 7 cases of progression of the pneumothorax. After 24 hours drains were necessary in another 6 patients due to progressive pneumothorax. The pneumothorax was not seen until after a time interval of 6 hours in 2 patients and after 24 hours in another 2 patients. Slight hemoptysis or bleeding without therapeutic consequence was seen on CT in 43 patients. Further treatment-relevant complications such as an air embolism or a hematothorax did not occur during the examination time period ([Table 1]). The mortality rate was 0 %.

Table 1

Treatment-relevant complications (major) and complications not requiring treatment (minor).

type of complication

minor complication

major complication

number

percentage

number

percentage

pneumothorax

104

15.7 %

40 [1]

6 %

hemoptysis

37

5.6 %

interpleural bleeding

6

0.9 %

total complications

147

22.2 %

40

6 %

1 A 16F chest tube was placed in the 40 patients with a pneumothorax requiring treatment.


Evaluation of the patient-specific risk factors showed a pneumothorax in 82 patients with emphysema. A chest tube had to be placed in 30 cases. The core biopsy resulted in a pneumothorax in 62 patients. 10 required drainage. Thus the pneumothorax incidence was 26.2 % in patients with emphysema and 17.8 % in patients without emphysema. The rate of pneumothoraces requiring treatment in patients with emphysema was 9.6 % and 2.8 % in patients without emphysema (p = 0.001).

The pneumothorax rate in smokers was not significantly increased (p = 0.87).

However, 253 of 474 smokers also had pulmonary emphysema. Smokers who also had emphysema developed a pneumothorax in 72 cases (28.5 %), 26 of which required drainage (10.3 %). 32 of 221 smokers without emphysema developed a pneumothorax (14.5 %), 4 of which required drainage (1.8 %) The pneumothorax rate in smokers with emphysema was significantly increased (p = 0.001). Compared to patients without emphysema, the pneumothorax rate in nonsmokers with emphysema was not significantly higher (p = 0.30).

In the evaluation of the technical aspects of CT-guided coaxial lung biopsy, 471 interventions were able to be retrospectively investigated in relation to the puncture angle. A significant relationship between puncture angle and pneumothorax rate could not be determined (p = 0.333, [Table 2]).

Table 2

Pneumothorax and puncture angle. The puncture angle could be retrospectively determined in 471 thoracocentesis procedures (p = 0.33).

puncture angle

punctures

pneumothorax total

n = 109

pneumothorax with chest tube

n = 35

degree

number

no.

percentage

no.

percentage

to 30°

63

10

15.9 %

3

4.8 %

to 60°

167

46

27.5 %

13

7.8 %

to 90°

241

53

22.0 %

19

7.9 %

In the evaluation of tumor size as a risk factor, there was a trend toward an increase in the pneumothorax risk with decreasing size (p = 0.06). In the case of lesions with a diameter of 5 cm or more, a pneumothorax occurred in 17.1 % of cases. The pneumothorax rate was 7.1 % for lesions with a size of 4.0 – 4.9 cm, 17.9 % for lesions with a size of 3.0 – 3.9 cm, 27.9 % for lesions with a size of 2.0 – 2.9 cm, 23.6 % for lesions with a size of 1.0 – 1.9 cm, and 6.4 % for lesions smaller than 1.0 cm.

However, the pneumothorax risk correlated significantly with the increasing length of the intrapulmonary puncture track (p = 0.0001, [Table 3]).

Table 3

Correlation between pneumothorax and intrapulmonary puncture track (usable number of thoracocentesis procedures with data regarding intrapulmonary puncture track: n = 545).

intrapulmonary puncture distance

punctures

n = 545

pneumothorax total

n = 125

pneumothorax with chest tube

n = 37

pleura lesion mm

number

no.

percentage

no.

percentage

0 – 5

259

49

18.9 %

7

2.7 %

6 – 15

95

24

25.3 %

9

9.5 %

16 – 25

67

17

25.4 %

7

10.4 %

26 – 35

52

16

30.8 %

9

17.3 %

36 – 45

25

2

8.0 %

1

4.0 %

46 – 55

20

7

35.0 %

1

5.0 %

> 55

27

10

37.0 %

3

11.1 %


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Discussion

Based on the technical improvement of CT imaging, unclear pulmonary lesions are increasingly found and undergo low-complication histological clarification [15]. The diagnostic differentiation of benign lesions from lesions suspicious for malignancy as well as primary pulmonary tumors from metastases is important for further treatment planning. Immunohistochemical examinations usually allow indicative differentiation between pulmonary metastases and a primary pulmonary tumor.

CT-guided biopsy is an established method for this. As already described by other authors, our results with a sensitivity of 96.3 % and a specificity of 100 % for this method show high diagnostic significance [2] [16] [17] [18]. In total, only 24 of 664 CT-guided core biopsies were not diagnostic. In 5 cases, the lesion was smaller than 1 cm and in 9 patients it was greater than 5 cm. In the case of the latter, the histology initially showed only necrosis or perifocal inflammation. A tuberculoma and hamartochondroma were not to be punctured on the basis of the consistency. In total, the method selected here showed excellent diagnostic accuracy. In 8 cases the pathologist could not verify a definite diagnosis despite immunohistological examination.

In comparison, an accuracy of 46 – 65 % with a sensitivity of 70 – 80 % for bronchoscopic, transbronchial methods is published partly due to the smaller histological samples [3] [19] [20]. The rate of complications requiring treatment is extremely low [19] [20]. If the peripheral lesion can be visualized under ultrasound guidance, the accuracy increases to 75 % [25]. In a comparative study, cellular subtyping could be performed after transthoracic puncture in 86 % of patients and after transbronchial biopsy in only 61 % of patients [26]. Surgical removal of the corresponding pulmonary lesion of course has a high accuracy and often acts as diagnosis and treatment in one procedure. However, evaluation of 3733 interventions showed a mortality rate of 1.21 % [4]. Intraoperative differentiation between metastasis and primary bronchial carcinoma is often not possible on the basis of frozen section preparations. However, since the surgical procedure can differ greatly between metastases and primary bronchial carcinomas, a two-stage approach may be needed due to the necessary immunohistological clarification. Tissue samples acquired under CT guidance always allowed immunohistological examination in this study so that the two-phase surgical approach could be avoided. In our opinion this was due to the fact that sufficient material was acquired with 6 core biopsies. Finally this was also the reason why different authors switched from fine-needle biopsy to core biopsy in the case of pulmonary changes [8] [9]. As in our study, a diagnostic accuracy of 94 – 97 % could be achieved for 18G core biopsy needles and only of 90 % for a 22G aspiration needle [22].

In the evaluation of the value of CT-guided lung biopsy, the development of an iatrogenic pneumothorax was considered extremely significant so that the method was often even rejected [6] [7]. It is difficult to compare the current published data since it is often based on different definitions [1] [23]. To minimize the pneumothorax risk, smaller needle calibers tended to be selected and the biopsies were often performed as fine-needle aspiration biopsies. Very different pneumothorax rates were published. However, they were rarely linked to the success rates of the diagnosis. The bottom line is that the use of smaller needle sizes lowers the risk of pneumothorax [24]. The disadvantage of a smaller needle size is that significantly less material is acquired. However, a minimally increased risk of pneumothorax seems acceptable if better diagnosis is achieved. A moderately longer duration of the needle in the lung parenchyma in the case of multiple biopsies does not appear to result in a significant increase in the risk of pneumothorax [25].

The use of a semiautomatic technique is useful in this connection. The depth of penetration of the biopsy needle into the tumor was carefully adapted to the tumor size so that tissue situated behind the tumor was damaged to the least extent possible. The risk for the development of a pneumothorax in our study is comparable with the results of other large patient collectives in which the pneumothorax incidence was slightly above 20 % [1] [17] [26]. As in other studies, the rate of pneumothoraces requiring drainage in our collective was 6 % [18] [27]. A reduction of this rate seems possible in that the needle is removed quickly and the patient is turned on his/her side [27]. However, the incidence of bleeding of 6.5 % seems lower than the values of 20 – 30 % in other studies [1] [2]. We attribute this to the technique used here of adapting the penetration depth of the biopsy needle to the pulmonary lesion and thus avoiding injuries distal to the lesion. Patients were asked to breathe normally during the intervention. We did not see dislocation of the coaxial needle even in the case of examination times of 20 minutes.

It was also discussed whether intraparenchymal bleeding in the puncture channel represents a complication or results in an advantage [28]. It is not surprising that radiologically visible pulmonary emphysema could be determined as a patient-dependent risk factor with an additional risk constellation for smokers. Corresponding monitoring concepts should take this into account.

Even if the visualization of pulmonary lesions on CT fluoroscopy is better, we did not use this method because of the higher exposure for the examiner and patient and because the results with the sequential CT technique are good. The slightly worse real-time monitoring with the sequential CT technique in the case of a tension pneumothorax can be compensated at any time by the preparation of a thorax drainage set or by drainage via the coaxial needle.

In particular, technical influences on the intervention vary greatly in different publications and limit comparability [1] [2] [15] [29] [30]. In this study all interventions were standardized by the use of a semiautomatic, coaxial core biopsy needle with the same needle size which should simplify the interpretation of the results. Limitations of the study are the retrospective data collection from one center and the fact that the examinations were performed by only one radiologist. This certainly limits the transferability of the results.


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Summary

CT-guided coaxial biopsy of pulmonary lesions using a semiautomatic technique is a reliable and accurate diagnostic method. The rate of complications requiring treatment is low and the sensitivity and specificity are high. Patients with emphysema and a history of smoking have a significantly higher risk of pneumothorax.


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Deutscher Artikel/German Article

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Correspondence

Dr. Thomas Peter Graeter
Department of Thoracic and Vascular Surgery, Klinik Löwenstein
Gießhoelzle 62
74245 Löwenstein
Germany   
Telefon: ++ 49/71 30/15 42 03   
Fax: ++ 49/71 30/15 48 52   

  • References

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Fig. 1 Coaxial biopsy needle in a central lesion of the medial lobe.
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Fig. 2 Percentage distribution of pulmonary lesions according to size.