Key words Bronchial asthma - Irreversible airflow limitation - Never smoking - Multi-frequency
oscillation technique - Tiotropium Respimat
®
Abbreviations
ACT:
Asthma Control Test
ALX:
low-frequency reactance area
BDP:
beclometasone dipropionate
BMI:
body mass index
COPD:
chronic obstructive pulmonary disease
DLco:
diffusing capacity of lung for carbon monoxide
DLco/VA:
diffusing capacity of lung for carbon monoxide divided by the alveolar volume
FEV1
:
forced expiratory volume in 1 s
Fres:
resonant frequency
FVC:
forced vital capacity
FOT:
the forced oscillation technique
HRCT:
high-resolution computed tomography
Fres:
resonant frequency
IC:
inspiratory capacity
ICS:
inhaled corticosteroid
LABA:
long-acting β2-adrenoceptor agonist
LAMA:
long-acting muscarinic antagonists
LTRA:
leukotriene receptor antagonists
MEF25-75
:
maximal expiratory flow between 25% and 75% of. FVC
MEF50
:
maximal expiratory flow at 50% of. FVC
MEF75
:
maximal expiratory flow at 75% of FVC
PEF:
peak flow
R5:
respiratory resistance at 5 Hz
R20:
respiratory resistance at 20 Hz
Rrs:
respiratory resistance
Tio:
tiotropium
Tio-Hand:
tiotropium Handihaler®
Tio-Res:
tiotropium Respimat®
X5:
respiratory system reactance at 5 Hz
Xrs:
respiratory system reactance
Introduction
In clinical settings, inhaled corticosteroid (ICS) plus long-acting β2 -adrenoceptor agonist (LABA) combination therapy is one of the most common treatments
for bronchial asthma and is often combined with other treatments, such as leukotriene
receptor antagonists (LTRA) or sustained-release theophylline. However, insufficiently
controlled asthma continues to exist, despite the use of high-dose ICS plus LABA [1 ]. In Japan, most asthma deaths occur among the elderly [2 ]
[3 ]; therefore, we should improve the control of asthma in elderly patients to reduce
the number of deaths due to asthma. It has previously been reported that tiotropium
(Tio) has beneficial effects in asthma when added to ICS monotherapy [4 ]
[5 ] or to combination therapy consisting of ICS and LABA [6 ]
[7 ]. However, data concerning the efficacy of Tio in asthmatic patients over 75 years
old are scarce.
Irreversible airflow limitation can occur in asthmatic patients who have never smoked,
and persistent irreversible airflow limitation is one of the most important characteristics
of patients with frequent asthma exacerbations [8 ]. In elderly patients with asthma, airway remodeling induced by long-standing asthma
[9 ] or age-related pathological changes of the respiratory system [10 ] can cause irreversible airflow limitation. A recent study indicated that bronchoconstriction
itself could cause airway remodeling in patients with asthma [11 ].
To our knowledge, data regarding the medicinal effect of tiotropium via the Respimat
Soft Mist inhalerⓇ (Boehringer Ingelheim, Ingelheim am Rhein, Germany) (Tio-Res) in never-smoking elderly
asthmatics with chronic airflow limitation are scarce. Here, we retrospectively studied
the efficacy of Tio-Res on symptoms, lung function, and respiratory impedance in symptomatic,
never-smoking, elderly (aged 75 years or older) asthmatics with chronic airflow limitation
despite the use of high-dose inhaled ICS and LABA.
Patients and Methods
This retrospective, observational study was performed at the Department of Respiratory
Medicine, Kanazawa University Hospital. The study included outpatients, aged 75 years
or over, who had performed the Asthma Control Test (ACT), pulmonary function tests,
and forced oscillation technique (FOT) before and after a minimum of one year of Tio-Res
administration. This study was approved by the Medical Ethics Committee of Kanazawa
University Hospital (registration number 2016-192) and carried out by the opt-out
method of poster information. All patients satisfied the 2017 Japanese guidelines
for adult asthma [2 ], including repetitive symptoms, such as paroxysmal dyspnea, wheezing, and chest
tightness, reversible airflow limitation, airway hyperresponsiveness documented on
at least one previous pulmonary function study, and exclusion of other cardiopulmonary
diseases. Despite the use of high-dose ICS plus LABA, all of the participants were
symptomatic and had airflow limitation as demonstrated by a baseline ACT [12 ] score under 24 and forced expiratory volume in 1 second/forced vital capacity (FEV1 /FVC)<70%. Patients with any of the following were excluded from the study: a history
of active smoking, a requirement for supplemental oxygen, an area of low attenuation
on chest high-resolution computed tomography (HRCT), % diffusing capacity for carbon
monoxide (%DLco)<80%, %DLco/alveolar volume (VA)<80%, known prostatic hypertrophy,
or angle-closure glaucoma.
Tio-Res, 5 μg, was added to each patient’s asthma control medication package and was
administered once every morning. The ACT score, pulmonary function tests, monthly
mean morning and evening peak flow (mPEF and ePEF, respectively), and respiratory
impedance were assessed at baseline and after at least one year of add-on Tio-Res
therapy. Pulmonary function tests and respiratory impedance following Tio-Res therapy
were measured 3 h after inhalation of Tio-Res. Respiratory impedance parameters were
used in the inspiratory phase. Pulmonary function and respiratory impedance were measured
with CHESTAC-9800 and MostGraph-01, respectively (both, Chest Co., Tokyo, Japan).
PEF was measured with the ASSESS peak flow meter (Philips Co., Amsterdam, Netherlands).
Predicted values for FVC and FEV1 for Japanese patients were calculated by the formula proposed by the Japanese Respiratory
Society [13 ].
Statistical analysis
Data values were expressed as the mean±standard deviation (SD). The Wilcoxon test
was used to compare the ACT score, pulmonary function parameters, respiratory impedance,
and PEF. The degree of association between two variables was determined using the
Spearman rank correlation coefficient. All comparisons were two-tailed, and probability
values<0.05 were considered significant. Statistical analyses were performed with
SPSS Statistics 23 (Japan IBM Co., Tokyo, Japan).
Results
In total, 16 patients with a mean age of 81.6 years (median 80.0, range 77–86) were
recruited for the study. All patients were female. The baseline characteristics of
the study participants are summarized in [Table 1 ]. The mean daily dose of ICS in the equivalent dose of beclometasone dipropionate
(BDP) was 778.3 μg/day at baseline. The mean FVC, FEV1 , and FEV1 /FVC were 1.97 L (%pred, 91.2%), 1.13 L (%pred, 68.9%), and 57.7%, respectively. The
mean MEF25-75 , MEF50 and MEF75 were 0.42 L/sec (%pred, 21.8%), 0.62 L/sec (%pred, 26.5%), and 0.14 L/sec (%pred,
22.7%), respectively. The mean DLco and DLco/VA were 15.64 mL/min/mmHg (%pred, 90.8%)
and 4.94 mL/min/mmHg/L (%pred, 103.9%), respectively. Leukotriene receptor antagonists
were administered in 8 of 16 patients (50%). Once-daily Tio-Res 5 μg produced significant
improvements in the total ACT score (19.9 to 23.6, p<0.05), shown in [Fig. 1 ], and the FVC (1.97 to 2.14 L, p<0.05), FEV1 (1.13 L to 1.23 L, p<0.01), MEF25-75 (0.42 to 0.49 L/sec, p<0.05), mPEF (229.9 to 253.8 L/min, p<0.01), and ePEF (259.8
to 277.4 L/min, p<0.05), shown in [Table 2 ]. Tio-Res also resulted in significant improvements in inspiratory phase respiratory
resistance at 5 Hz (R5), respiratory resistance at 20 Hz (R20), R5-R20, low frequency
reactant indices at 5 Hz (X5), resonant frequency (Fres) and low-frequency reactance
area (ALX) (p<0.05 for all, shown in [Table 2 ]). Tio-Res dramatically improved the respiratory impedance ([Table 2 ]). Several measurements were illustrated as box-and-whisker plot ([Fig. 2 ]). Significant correlation between inspiratory phase R5-R20 or reactance (Xrs) values
and FEV1 or %pred FEV1 were observed ([Table 3 ]).
Fig. 1 Change in ACT score before and after a minimum of one year of Tio-Res 5 µg/day treatment
(*p<0.05, significantly different from baseline).
Fig. 2 The box-and-whisker plot with FVC (2-1), FEV1 (2-2), R5 (2-3), R20 (2-4) and Fres (2-5) before and after a minimum of one year
of Tio-Res 5 µg/day treatment. Measurements in before (open bar) or after (dotted
bar) the addition of Tio-Res.
Table 1 Characteristics of the study patients at baseline.
Number
16
Female/Male
16/0
Age (years)
81.6±4.1
Height (cm)
151.6±5.4
Weight (kg)
52.1±5.7
BMI (kg/m2 )
22.7±2.5
Smoking history (CS/ES/NS)
0/0/16
Duration of asthma (year)
20.5±16.1
IgE (IU/mL)
184.3±254.3
Number of patients with positive specific IgE
9
ICS (µg/day, equiv. BDP)
778.3±200.3
+ LABA
16
+ LTRA
8
+ Theophylline
6
Total ACT score
19.9±3.1
FVC (L)
1.97±0.54
FVC (%pred)
91.2±22.6
FEV1 (L)
1.13±0.31
FEV1 (%pred)
68.9±19.0
FEV1 /FVC (%)
57.7±10.1
MEF25-75 (L/sec)
0.42±0.18
MEF25-75 (%pred)
21.8±9.6
MEF50 (L/sec)
0.62±0.30
MEF50 (%pred)
26.5±13.1
MEF75 (L/sec)
0.14±0.06
MEF75 (%pred)
22.7±13.9
DLco (mL/min/mmHg)
15.64±4.91
DLco (%)
90.8±9.5
DLco/VA (mL/min/mmHg/L)
4.94±1.19
DLco/VA (%)
103.9±16.2
monthly mean morning PEF (L/min)
229.9±70.4
monthly mean evening PEF (L/min)
259.8±53.4
ins R5 (cmH2 O/L/sec)
5.23±3.35
ins R20 (cmH2 O/L/sec)
3.86±2.22
ins R5-R20 (cmH2 O/L/sec)
1.38±1.15
ins X5 (cmH2 O/L/sec)
−2.02±1.84
ins Fres (Hz)
14.39±5.19
ins ALX (cmH2 O/L/sec x Hz)
13.75±17.46
ACT, Asthma Control Test; ALX, low-frequency reactance area; BDP, beclometasone dipropionate;
BMI, body mass index; DLco, diffusing capacity of lung for carbon monoxide; DLco/VA,
diffusing capacity of lung for carbon monoxide divided by the alveolar volume; FEV1 , forced expiratory volume in 1 s; Fres, resonant frequency; FVC, forced vital capacity;
Fres, resonant frequency; ICS, inhaled corticosteroid; LABA, long-acting β2-adrenoceptor
agonist; LTRA, leukotriene receptor antagonists; MEF25-75 , maximal expiratory flow between 25% and 75% of FVC; MEF50 , maximal expiratory flow at 50% of FVC; MEF75 , maximal expiratory flow at 75% of FVC; PEF, peak flow; R5, respiratory resistance
at 5 Hz; R20, respiratory resistance at 20 Hz; X5, respiratory system reactance at
5 Hz
Table 2 Changes in ACT total score, pulmonary function, PEF and inspiratory phase Rrs or
Xrs (baseline to after the addition of Tio-Res).
Baseline
After Tio-Res
The rate of change (%)
ACT
19.92±3.12
23.56±1.67
12.16±10.14
FVC (L)
1.97±0.54
2.14±0.48*
12.15±24.62
FVC (%pred)
91.2±22.6
100.5±18.0**
14.08±25.10
FEV1 (L)
1.13±0.31
1.23±0.28**
12.03±15.28
FEV1 (%pred)
68.9±19.0
75.9±16.5**
13.41±14.72
FEV1 /FVC (%)
57.7±10.1
58.5±12.0
0.94±7.35
MEF25-75 (L/sec)
0.42±0.18
0.49±0.22*
16.79±15.75
MEF25-75 (%pred)
21.8±9.6
25.2±10.6*
18.17±16.42
MEF50 (L/sec)
0.62±0.30
0.74±0.41
19.62±26.65
MEF50 (%pred)
26.5±13.1
31.5±17.0
20.70±26.31
MEF75 (L/sec)
0.14±0.06
0.17±0.07
20.42±36.2
MEF75 (%pred)
22.7±13.9
25.5±13.0
22.70±36.71
morning PEF (L/min)
229.9±70.4
253.8±70.1**
11.99±6.86
evening PEF (L/min)
259.8±53.4
277.4±47.0*
11.00±8.48
R5 (cmH2 O/L/sec)
5.23±3.35
3.41±1.36*
-28.22±14.25
R20 (cmH2 O/L/sec)
3.86±2.22
2.82±1.24*
-22.17±17.11
R5-R20 (cmH2 O/L/sec)
1.38±1.15
0.59±0.29*
-41.02±36.69
X5 (cmH2 O/L/sec)
-2.02±1.84
-0.82±0.60*
-44.35±39.13
Fres (Hz)
14.39±5.19
9.92±3.26*
-27.26±23.69
ALX (cmH2 O/L/sec x Hz)
13.75±17.46
3.95±3.79*
-51.07±36.97
**p<0.01, *p<0.05 were significantly different from baseline;
ALX, low-frequency reactance area; FEV1 , forced expiratory volume in 1 s; Fres, resonant frequency; FVC, forced vital capacity;
Fres, resonant frequency; MEF25-75 , maximal expiratory flow between 25% and 75% of FVC; MEF50 , maximal expiratory flow at 50% of FVC; MEF75 , maximal expiratory flow at 75% of FVC; PEF, peak flow; R5, respiratory resistance
at 5 Hz; R20, respiratory resistance at 20 Hz; Rrs, respiratory resistance; X5, respiratory
system reactance at 5 Hz
Table 3 Correlation between pulmonary function and Rrs or Xrs in inspiratory phase at baseline.
R5
R20
R5-R20
X5
Fres
ALX
FEV1
−0.393
−0.321
−0.536
0.794*
−0.891**
−0.842*
FEV1 (%predicted)
−0.200
−0.042
−0.676 *
0.685*
−0.806*
−0.733*
FEV1/FVC
−0.464
−0.321
−0.536
0.536
−0.607
−0.643
MEF25-75
−0.214
−0.179
−0.393
0.571
−0.750
−0.679
MEF25-75 (%predicted)
−0.214
−0.179
−0.393
0.571
−0.750
−0.679
MEF50
−0.321
−0.250
−0.464
0.607
−0.750
−0.714
MEF50 (%predicted)
−0.107
−0.036
−0.286
0.500
−0.643
−0.607
MEF75
−0.205
−0.170
−0.402
0.688
−0.777
−0.741
MEF75 (%predicted)
−0.286
−0.250
−0.071
0.714
−0.821*
−0.786
**p<0.01, *p<0.05 were significantly correlate between pulmonary function and respiratory
impedance.
ALX, low-frequency reactance area; FEV1 , forced expiratory volume in 1 s; Fres, resonant frequency; FVC, forced vital capacity;
Fres, resonant frequency; MEF25-75 , maximal expiratory flow between 25% and 75% of FVC; MEF50 , maximal expiratory flow at 50% of FVC; MEF75 , maximal expiratory flow at 75% of FVC; R5, respiratory resistance at 5 Hz; R20,
respiratory resistance at 20 Hz; Rrs, respiratory resistance; X5, respiratory system
reactance at 5 Hz; Xrs, respiratory system reactance
Discussion
Our retrospective study suggested that Tio-Res improved asthma symptoms, pulmonary
function, and respiratory impedance in symptomatic, elderly asthmatics, aged 75 years
or over with irreversible airflow limitation despite the use of high-dose ICS plus
LABA. In 2012, a randomized double-blind placebo-controlled study evaluated the add-on
effect of long-term (48 weeks) treatment with Tio-Res 5 µg/day in patients with symptomatic
asthma despite using moderate to high doses of ICS (budesonide equivalent daily dose
≧800 µg/day) plus LABA. The addition of Tio-Res significantly improved FEV1 and morning and evening PEF and decreased the rate of severe exacerbations [6 ]. Subgroup analyses of this study showed that Tio-Res was effective independent of
age (18-40, 40-60 and 60-75 years), %pred FEV1 (<60, 60-<80, and ≧80%) or smoking
status [14 ]. The results of our study are consistent with these findings. Furthermore, our study
showed that Tio-Res was effective in elderly patients aged 75 years or over. To our
knowledge, our study is the first to evaluate the efficacy of Tio-Res in that age
group and to show that even in very elderly asthmatic patients, irreversible airflow
limitation may be a ‘treatable trait’. In Japan, patients aged 75 years or over accounted
for 79.6% of 1,454 asthma deaths in 2016 [3 ]. Irreversible airflow limitation is very important because reduced lung function
is a risk factor for adverse asthma outcomes [15 ]
[16 ]
[17 ], and our results may suggest that Tio-Res is beneficial for preventing asthma deaths.
We should not overlook the abnormal irreversible airflow limitation as normal aging
change, though the FEV1 /FVC ratio decreases with age.
Although we could not completely exclude the influence of passive cigarette smoke
or air pollution on irreversible airflow limitation, we excluded from the current
study any patients showing the features of COPD, i. e., a low-attenuation area on
chest HRCT and impaired diffusing capacity of the lung on pulmonary function testing
[18 ]. We thought that Tio-Res mainly ameliorated the asthma pathophysiology, rather than
COPD pathophysiology, resulting in the clinical efficacy. All of the study patients
were female. The reasons for this phenomenon may include the following points: i)
Japanese male asthmatic patients have a higher smoking history (79.7% vs 35.3% in
female) [19 ], and an active smoking history was one of the exclusion criteria; ii) males sometimes
have benign prostatic hyperplasia, which is a contraindication for long-acting muscarinic
antagonists (LAMA).
Despite LABA administration, add-on Tio-Res may have additional bronchodilating effects
in never-smokers with asthma for the following reasons: i) crosstalk may occur between
muscarinic receptors and β2-adrenoceptors [20 ]; ii) 16 β2-adrenoceptor polymorphisms influence the down-regulating stimulus of
bronchodilation caused by the continuous use of β2-adrenoceptor agonists [21 ]
[22 ] and the bronchodilating effect of tiotropium [23 ]; iii) some patients with bronchial asthma react to tiotropium but not to salmeterol
[24 ]; iv) there is a regional difference in muscarinic receptors and β2-adrenoceptors,
i. e., muscarinic receptors are more highly expressed in the larger airways, whereas
β2-adrenoceptors are more highly expressed in the distal airways[25 ]; v) there are aging effects on respiratory structure and function, i. e., destruction
of the peripheral respiratory tract, and a decrease in the number and sensitivity
of β2-adrenoceptors despite preservation of muscarinic receptor sensitivity [9 ]
[26 ]. Several animal studies have reported that tiotropium and other selective muscarinic
receptor antagonists suppressed inflammation [27 ]
[28 ]
[29 ]
[30 ]
[31 ] and subsequent airway remodeling [32 ]
[33 ]
[34 ]
[35 ]
[36 ]
[37 ]. It is possible that tiotropium-induced bronchodilation inhibits bronchoconstriction-associated
remodeling [11 ]. Though there is no evidence that tiotropium inhibits or improves remodeling in vivo , it may ameliorate inflammation and airway remodeling in patients with asthma.
Since the 1950’s, the FOT has been used as a noninvasive method for measuring respiratory
resistance (Rrs) and Xrs during tidal breathing [37 ]
[38 ]. The multi-frequency oscillation technique was developed from FOT, and the difference
between the two methods is based on the type of airwave. In this study, we used the
MostGraph-01 FOT machine. In a recent MostGraph study, less Xrs variation was observed
in the inspiratory phase than in the expiratory phase in patients with COPD or bronchial
asthma[39 ]. Therefore, we investigated changes in inspiratory impedance before and after add-on
Tio-Res. This is the first study comparing respiratory impedance before and after
tiotropium administration in asthmatics, and we found that Tio-Res improved both the
Rrs and Xrs. In our study that targeted never-smoking, elderly asthmatics with irreversible
airflow limitation, it was confirmed that the following points were similar to the
previous studies: i) regarding the extent of change, Rrs and Xrs improved more dramatically
than conventional pulmonary function [40 ]
[41 ]
[42 ]; ii) R5-R20, reflected as uneven ventilation, was decreased by Tio-Res [43 ]
[44 ]; iii) Xrs was strongly related to FEV1 similar to previous results in stable asthmatics who have a partial smoking history
[39 ]
[45 ]
[46 ]; iv) Rrs and frequency dependence of Rrs increase more in asthmatics in a severity-dependent
fashion [47 ], and our study patients showed a greater degree of Rrs than that observed in less
severe and less obstructed never-smoking asthmatics [48 ].
Our study has several limitations. First, all of our study patients were female; thus,
the study population deviated from the general population. Second, it was a single-center
retrospective study and included only 16 patients. Third, our study did not contain
a control group, so a placebo effect of Tio-Res cannot be ruled out. Fourth, we did
not assess patient-related outcomes, such as quality of life and exacerbations.
Conclusions
Our data suggest that add-on Tio-Res therapy improves symptoms, pulmonary function,
and respiratory impedance in never-smoking elderly asthmatics with irreversible airflow
limitation despite the use of high-dose ICS plus LABA. Tio-Res may improve clinical
indicators in asthmatics over 75 years old with irreversible airflow limitation not
related to smoking or COPD, and it may be beneficial in preventing asthma deaths.
Funding
This research did not receive any specific funding from public, commercial, or unit
funding agencies.