Keywords
locked-in syndrome - vertebral artery dissection - trauma brain injury (TBI)
Introduction
The locked-in syndrome (LIS) was originally described in 1966 by Plum and Posner and
consists of a complex neurological condition resulting from a brain stem lesion, more
specifically the ventral pons, with complete injury of the corticospinal and corticobulbar
tracts bilaterally.[1]
[2]
[3]
[4]
[5] As a result, this syndrome presents with quadriplegia and anarthria with preserved
consciousness. Since the supratentorial structures are generally intact, the only
possible movements are the verticalization of the eyeball and/or eye blinking, which
become the only form of interaction with the external environment.[1]
[2]
[3]
[4]
[5]
[6]
Locked-in syndrome is divided into three different forms: the classical form is characterized
by complete immobility except for ocular movement; the incomplete form by mobility
of just a few muscles (hand fingers, for example); and the total or complete form
by paralysis of all muscles.[1]
[3]
[6]
The most common and most described cause of LIS is a vascular or ischemic injury of
the anterior region of the pons. In traumatic conditions (10%), LIS can occur due
to direct brain stem lesion, secondary to injury or occlusion of the vertebrobasilar
system, or by compression of the cerebral peduncle by tentorial herniation.[1]
[3]
[6]
In most cases, the diagnosis of LIS still depends on clinical and imaging criteria,
but the information is not always concordant.[1]
[5] Furthermore, the correlation between lesion topography and clinical presentation
is often challenging because the neurological evaluation may be compromised by sedation,
predominantly in the acute phase.[1]
Case Report
A 25-year-old woman had a traumatic brain injury in a motorcycle versus car accident.
She was initially sent to a primary level institution and was admitted alert but disoriented
(Glasgow Coma Score 14), without any other alteration in her physical examination.
During transportation to our hospital, she became comatose and had to be intubated
and sedated. At her arrival, she was sedated and intubated, RASS-2, with miotic pupils
but with ocular bobbing. The admission computed tomography demonstrated posterior
fossa ischemia ([Fig. 1]) and in the angiography, that was realized 1 day after admission, a vertebral artery
recanalized ([Fig. 2]) plus a total occlusion of the basilar artery after the anterior inferior cerebellar
artery (AICA) emergence ([Fig. 3A, B]). The video electroencephalogram (EEG) was compatible with a waking state. She underwent
treatment with dual antiplatelet therapy (clopidogrel plus aspirin). After sedation
withdrawal—48 hours after admission—the patient recovered consciousness and was able
to interact through vertical eye movements and blinking, but remained quadriplegic
and aphasic.
Fig. 1 Computed tomography showing posterior fossa ischemia.
Fig. 2 Angiography showing vertebral artery dissection already recanalized.
Fig. 3 (A, B) Angiography showing a total occlusion of the basilar artery after the AICA emergence.
Discussion
Locked-in syndrome is a neurological condition composed of tetraplegia and anarthria
with preservation of consciousness, with the maintenance of vertical eye and eyelid
movements, as a consequence from a bilateral interruption of corticospinal, corticobulbar,
and inferior cranial nerves, sparing the supratentorial structures and the reticular
system.[1]
[2]
[3]
[4]
[5]
[6] Mortality in the first 4 months reaches 87% in vascular cases, but may be reduced
if the diagnosis and rehabilitation are initiated precociously.[1]
[7] After clinical stabilization, survival may reach 83% in 10 years and 40% in 20 years.[1]
[7]
The clinical picture should increase suspicion of LIS when the patient presents with
quadriplegia and anarthria with preserved consciousness and cognition,[1]
[2]
[3]
[4]
[5]
[6] although ophthalmoplegia and reduced consciousness can be found during the acute
phase of the injury.[1]
[3]
[5] Blurred vision, balance disturbance, dysarthria, bilateral paresthesia, or motor
weakness may demonstrate the progression of posterior circulation symptoms that can
lead to oclusion.[6] The most common etiology of LIS is ischemia of the ventral region of the pons, generally
due to basilar artery thrombosis (75–80%) or other conditions such as central pontine
myelinolysis, multiple sclerosis, trauma, encephalitis, tumors, pontine abscess, subarachnoid
hemorrhage, basilar artery vasospasm, drug toxicity, severe or prolonged hypoglycemia,
and iatrogenicity.[1]
[3]
Differential diagnosis with other conditions that may trigger complete paralysis with
preservation of consciousness such as peripheral polyneuropathy (Guillain–Barré syndrome),
amyotrophic lateral sclerosis in the ventral horn of the spinal cord, and cerebral
cortex diseases should be made.[1]
[3] Furthermore, conditions that may mimic LIS but evolve with impaired consciousness
should also be discriminated. These include coma, vegetative states, and akinetic
mutism, among others.[1]
[2]
[3]
[6] This differentiation, however, may not be straightforward as confounders such as
altered cognition and ocular movements, which can be mistakenly interpreted as reflective
in decerebrating patients, are usually found.[3] Studies show an average of 2 to 2.5 months between brain injury and correct diagnosis
of LIS.[6]
[8] Patient characteristics such as age, previous cognitive status, previous neurological
conditions, or other comorbidities, as well as the type and size of the ischemic lesion,
are variables to consider in order to obtain an accurate diagnosis.[6]
The use of neuroimaging is fundamental to distinguish between cases with or without
cognition impairment.[4]
[6] Its importance in LIS also lies in the fact that recent studies have shown cortical
disturbance, which may have a cognitive and emotional impact on these patients.[4]
[9] This impairment is related to the sudden interruption of efferent corticospinal
and corticobulbar tracts and the cortical and subcortical pathways reaction to the
injury.[4]
Vertebral artery dissections (VADs) correspond to 20% of cases of cerebral infarction
in patients under 45 years and LIS is the most feared complication, occurring in 10
to 15% of basilar artery occlusions (BAOs).[3]
[10]
[11] BAO is a serious condition that presents with 90% mortality in the first 4 months.[3]
[10] VADs are divided into spontaneous or traumatic, the latter being more common in
young patients, younger than 45 years.[8]
[12] The incidence of traumatic lesion of the vertebral arteries varies on the literature,
but may affect 0.5 to 2% of all polytraumatized patients and up to 20% of those with
cervicocranial trauma.[8]
[11]
[12]
Recanalization of acute BAO significantly reduces mortality. Treatment can be made
by intravenous or intraarterial thrombolysis, with similar outcomes in terms of survival
and resolution of neurological symptoms, or by endovascular therapy.[13]
[14]
[15] Conservative management may be achieved as well with the association of anticoagulation
with intravenous heparin, induced hypertension, and intravenous tissue plasminogen
activator.[14]
[16]
Supportive care should also be provided as it is one of the mainstays of the treatment
of these patients. Pulmonary rehabilitation should be optimized during the acute phase
of the disease. Physical therapy for the control of secretions is critical for the
disease, especially in the first 4 months of hospital stay, as well as pulmonary hygiene
and respiratory pattern monitoring.[1]
[10]
[17] When respiratory problems are detected, early ventilatory support should be considered.
In addition, consciousness is preserved, so it would be important to develop a definitive
form of communication, an aim to avoid confusion and frustration for the patient,
due to constant changes in the means of communication.[17]
Likewise, psychological support is required, as there is a significant increase in
mood swings and depression among LIS patients. More than 25% of the patients might
demonstrate suicidal ideation, a fact that negatively impacts quality of life.[14] Although 7% reported the desire of committing euthanasia, a study by the French
Association for Locked-in Syndrome surprisingly showed that 72% of LIS patients considered
themselves satisfied with their lives in a cohort of 65 patients despite the dramatic
clinical picture.[13] This brings to light the importance of an adequate emotional and psychosocial support
to improve the quality of life of these patients.
The communication adversities for LIS patients are still a challenge and various technologies
have tried to overcome this condition. Brain–computer interfaces[18] bring the possibility of decoding human intentions from brain signals, creating
a new communication channel for patients with severe motor impairments.[18] Maybe, with this technology, patients may have the chance to express themselves
more appropriately and improve their quality of life.
Conclusion
Although rare, LIS should be considered a differential diagnosis when evaluating aphasic
patients with quadriparesis that respond to stimulation with vertical ocular movements.
The diagnosis is based primarily on clinical examination and radiologic findings of
pons ischemia. Treatment can be made by intravenous or intra-arterial thrombolysis
or by endovascular therapy in cases of BAOs. Besides that, pulmonary rehabilitation,
physical therapy, and psychological support are essential for rehabilitation and to
prevent complications.
Ethical Statement
The authors confirm that ethical approval and informed consent was secured during
the conduct of this study.
