Introduction
The wrath of corona virus disease 2019 (COVID-19) pandemic is likely to be with us
for some time. So many healthcare organizations and committees, especially those concerned
with surgical disciplines and anesthesia and critical care, have formulated specialty-specific
guidelines for best practices in managing COVID-19 and non-COVID patients during the
pandemic. Viral particles are known to get encapsulated in globs of mucus, saliva,
and water, causing known transmission through both direct contacts via droplets (more
than 5 µm) or aerosols (less than 5 µm) and indirect contact via fomite and airborne
contagion.[1] Physicians from almost all specialties are exposed to this contagious virus in some
way or the other. A study analyzing physician deaths from COVID-19 found that general
practitioners and emergency room doctors comprise 42% of all deaths and otorhinolaryngologists
and anesthesiologists comprise 4% and 2% deaths, respectively.[2] Therefore, it is important for all physicians, especially those dealing with oral,
nasal, and pharyngeal secretions and airway directly, to follow strict guidelines
during any such procedure.
Patients with neurological disease may develop COVID-19 infection, or neurological
symptoms can be the first manifestation of COVID-19.[3] Neuroanesthesiologists in particular handle patients suffering from chronic neurological
disease as well as neurosurgical patients who often require tracheostomy. With the
spread of COVID-19 infection in the community, it is difficult to demarcate hospitals
to COVID and non-COVID areas, and all areas of the hospital should take due precautions
during patient handling. Tracheostomy is an aerosol-generating procedure and poses
a high-risk of viral transmission to all those involved in the care of the patient,
including doctors, nurses, paramedical staff, and family members. We reviewed the
literature and various guidelines for tracheostomy during the COVID-19 pandemic and
present a viewpoint on the same.
Who Needs Tracheostomy?
Approximately 20 to 30% of patients with COVID-19 require intensive care management.[4]
[5]
[6] Invasive mechanical ventilation is required in around 3 to 17% of patients.[7] Noninvasive methods of ventilation are avoided due to high risk of transmission
and early intubation is recommended.[8] The major indication for tracheostomy in patients is prolonged intubation to reduce
the risk of long-term airway complications like subglottic and laryngeal stenosis.
Other indications include limited resources like a short supply of ventilators.[4]
[9] An emerging evidence suggests that COVID-19 may also cause laryngeal edema.[10] The airway edema along with poor respiratory effort and inability to clear secretions
in critically ill COVID-19 patients can lead to extubation failure, reintubation or
emergency tracheostomy, resulting in a high risk of exposure to all those involved
in patient care. Tracheostomy is not indicated in patients requiring high fractions
of inspired oxygen (FiO2), have high ventilator requirements, and those who require prone positioning as part
of their ventilatory strategy.[4]
[11] The benefits and risks of tracheostomy may vary on an individual basis and should
be considered after analyzing the patient profile and discussion with family members.
Considerations also vary depending on the center’s requirements, stage of the pandemic
at the place, and experience and expertise of the care provider team.
When to do Tracheostomy?
There is no fixed statement in the literature regarding the timing of tracheostomy
during the current pandemic. A consensus being followed is that elective tracheostomy
may be deferred till viral shedding has ceased. The antiviral antibodies can be detected
in both respiratory secretions and blood 7 days after onset of symptoms of COVID-19
and detectable in 90% of patients after 12 days of onset of symptoms.[12] The patient may still shed virus during an antibody response, but it does not necessarily
imply active infection. True infectivity during this period can only be assessed by
viral culture in cells in vitro.[4] In early studies from Wuhan, the median duration of viral shedding was found to
be 20 days but can be longer in the critically ill patients.[5]
The timing of tracheostomy in critical care units has been debated before the COVID
era. There have been raging debates with some meta-analysis alluding to early tracheostomy
for prevention of ventilator-associated pneumonia and shortening of ICU stay, while
others stating no significant difference in outcomes with regard to timing.[11] Even during the COVID-19 pandemic, early tracheostomy does not result in a shorter
duration of invasive mechanical ventilation or improvement in hypoxia. If the patient
meets weaning targets like FiO2 less than 40%, positive end-expiratory pressure (PEEP)
< 8, PaO2/FiO2 > 200, and pressure support < 8 cm H2O, extubation could be reached between 7 and 14 days and tracheostomy should be postponed.
Guidelines from the COVID-19 Tracheotomy Task Force, a working group of the Airway
Safety Committee of the University of Pennsylvania Health System, recommends that
tracheostomy should not be performed in COVID-19 patients before 21 days solely for
prolonged ventilator dependence. It may be done before 21 days if the patient requires
increased pulmonary toilet or high levels of sedation.[7] It is evident from the available literature that early tracheostomy hardly improves
any clinical parameter and instead can pose a high risk of SARS-CoV-2 transmission.
Tracheostomy can be delayed up to 10 days of invasive mechanical ventilation when
viral shedding is reduced.[13] Most studies hence favor delayed tracheostomy in the COVID-19 era.[6]
[9]
COVID-19 Testing before Tracheostomy
COVID-19 Testing before Tracheostomy
Airway procedures, like tracheostomy, are high aerosol-generating, and most guidelines
recommend testing all patients requiring elective tracheostomy 48 hours before surgery.[7]
[9]
[14] In case of emergency tracheostomy (imminent airway obstruction with unknown COVID-19
status), the patients should be suspected to be COVID-19 positive.[14] American Academy of Otolaryngology and Head-Neck Surgery recommends that all surgical
procedures should only be undertaken after ascertaining the COVID-19 status, unless
emergent. The term “emergent” comprises any tumor obstructing the airway, causing
significant bleeding, or resulting in acute or impending neurological change. It also
includes salivary glands or deep neck abscesses. With increasing ability to test patients
more quickly with rapid tests, patients with urgent and even emergent surgical needs
may be able to be assessed for COVID-19 positivity.[15] The interpretation of these guidelines however should be tailored to individual
infrastructure, needs, and stage of the pandemic. Need for due protection like adequate
personal protective equipment (PPE), masks and eye protection in airway procedures
can however not be overemphasized.
Percutaneous Dilational Tracheostomy versus Open Surgical Tracheostomy
Percutaneous Dilational Tracheostomy versus Open Surgical Tracheostomy
Percutaneous dilational tracheostomy (PDT) involves repeated dilations of the airway
and this may result in higher exposure to aerosols. PDT under bronchoscopic guidance
results in increased aerosolization via bronchoscopy port. There may be repeated connection
and disconnection from the ventilatory circuit in patients requiring high ventilatory
settings. Albeit the proposed “modifications” for percutaneous tracheostomy during
the pandemic, general consensus favors open surgical tracheostomy over PDT.[7]
[16]
Location and Personnel
The operation can be performed either bedside in ICU or the operation room (OR). Both
should have negative pressure ventilation.[7]
[9] Bedside procedure may give limited surgical access but possesses the advantage of
limiting repeated disconnections and requirement of manual ventilation during transport
of patient.[9] OR should have a well-demarcated area for performing surgery and dedicated routes
for entry and exit of the patient and medical staff. The personnel in ICU should be
kept to a minimum while performing a tracheostomy. Only experienced anesthetists,
experienced surgeons, assistants, and scrub nurses should be present in the demarcated
area.[9]
[14]
[16] Trainees should be avoided until necessary.[6] If PDT is performed, two people should be present if performing without bronchoscopy
(one to manage ventilator/endotracheal tube and one highly experienced proceduralist).
If performing with bronchoscopy, one additional person can be present.[7] As stated earlier, open surgical tracheostomy is favored over PDT during the current
pandemic. Therefore, an experienced surgeon should be the one carrying out open surgical
tracheostomy in case the COVID-19 status of the patient is unknown.
Each person should wear a fluid-resistant gown (apron beneath gown if fluid-resistant
gown not available), headcover, powered air-purifying respirator (PAPR), and double
gloves. If a PAPR is not available, a properly fitted N95 mask, closed eye protection,
and face shield are recommended.[6]
[7]
[14] Considerations while performing tracheostomy[6]
[7]
[8]
[14]
[17] in COVID -19 era are described in [Table 1]
[2].
Table 1
Precautions while performing surgical tracheostomy
|
Abbreviations: ETT, endotracheal tube; HME, heat moister exchanger.
|
|
Perform entire procedure under complete paralysis
|
|
Use cold instrumentation and avoid monopolar electrocautery
|
|
Use cuffed nonfenestrated tracheostomy tube
Avoid piercing the cuff of the ETT while incising trachea
|
|
Advance ETT and cuff safely below the intended tracheotomy site
|
|
Maintain adequate preoxygenation (100%) for 5 minutes prior to tracheotomy
|
|
Hold ventilation while withdrawing ETT and until intratracheal placement of the tracheostomy
tube and inflation of the cuff
|
|
If cuff gets ruptured, ventilation should remain withheld
|
|
Resume ventilation via tracheostomy tube only after cuff inflation
|
|
Remove ETT from the mouth and place it directly into a plastic bag for disposal
|
|
Avoid circuit disconnections and perform suction via closed circuit.
|
|
Place a HME with viral filter or a ventilator filter once the tracheotomy tube is
disconnected from mechanical ventilation
|
Table 2
Precautions while performing percutaneous tracheostomy
|
Abbreviation: ETT, endotracheal tube.
|
|
Perform entire procedure under complete paralysis
|
|
If using bronchoscope, hold the ventilation before inserting bronchoscope
|
|
After inserting bronchoscope, ventilation is resumed, and any distal airway secretions
cleared from the lower tracheobronchial tree
|
|
Ventilation withheld if cuff of ETT deflated to withdraw ETT
|
|
The hypopharynx should be packed and a Yankauer suction placed in the mouth to reduce
aerosols when the ETT is high with the balloon at or above the glottic aperture
|
|
After entering the airway and securing it with guidewire, a surgical sponge should
be used to cover the area during insertion and removal of the dilator and tracheotomy
tube
|
|
Ventilation should be held before the insertion of the dilator until the tracheotomy
tube is in place, the cuff is inflated, and the tube is connected to a closed circuit
|
|
If not using bronchoscope, then consider alternative methods to determine withdrawal
of the ETT above the tracheotomy site like palpation of trachea with finger (trachea
become softer and more pliable as the tube is withdrawn above the proposed tracheotomy
site), using Doppler over the incision site, or blind placement of needle and seeing
air bubbles in fluid-filled syringe after intratracheal placement.
|
The procedure should be performed under complete paralysis by neuromuscular blockade,
as it abolishes laryngeal reflexes, increases chest compliance, facilitates facemask
ventilation, optimizes tracheal intubation conditions, and increases the success rate
of tracheal intubation.[18] Glycopyrrolate may be used as an adjunct to intubation for suspected or confirmed
COVID-19 patients to facilitate visualization and minimize suctioning, provided no
contraindication for its administration exists.[19]
Tracheostomy Tube Change and Postoperative Care
Tracheostomy Tube Change and Postoperative Care
Cuff should remain inflated and suctioning should be done only in a closed circuit.
Check for any leaks in the cuff, avoid unnecessary suction, and make every effort
not to disconnect the circuit.[14] If airway edema is suspected, the use of a subglottic suction tracheal tube is encouraged.[10] ENT-UK guidelines recommend first tube change 7 to 10 days after tracheostomy.[14] AAO-HNS recommends that routine tube change can be delayed until COVID-19 testing
is negative.[17] Due precautions for change of tracheostomy care and change should be followed.
Conclusion
COVID-19 has emerged as a serious public health emergency, affecting patients infected
with SARS-CoV-2 as well as caregivers. A high transmission rate of SARS-CoV-2 requires
medical personnel to be extra cautious, especially those dealing with oral, nasal,
pharyngeal, and airway secretions. Tracheostomy is an aerosol-generating procedure
that poses a high risk of exposure to SARS-CoV-2 and hence strict guidelines must
be followed before, during, and postprocedure.