Keywords
sleep duration - infants - sleep - morbidity
Introduction
Sleep is an important biological process for life. In infancy, good quality sleep
promotes the well-being of the infants and the family, and it is essential for physical,
cognitive, and psychosocial health, helping the learning, the growth, and the development
of the infant.[1]
[2]
In early infancy, it is important for children to sleep the recommended amount of
hours. The United States National Sleep Foundation (NSF)[3] recommends that infants from 0 to 3 months of age have 14 to 17 hours of sleep,
infants from 4 to 11 months of age have 12 to 15 hours of sleep, and children from
1 to 2 years of age have 11 to 14 hours of sleep.
The duration and the quality of sleep during infancy can be influenced by various
risk factors, such as biological characteristics of the infant (low length and/or
low birth weight and organic disorders), temperamental characteristics (restless,
irritable, or sensitive infant), environmental characteristics (urban or rural household),
sociodemographic characteristics (level of schooling of the parents, culture, race,
and family structure), habits and parental behaviors (interventions of parents in
the entire sleep process of infants), and maternal mental health.[4]
[5]
Healthy sleeping habits are important for the self-regulation of infant sleep, reducing
the frequency of waking up during the night, promoting longer sleep duration, and
providing benefits for the whole family. Healthy sleep practices include having a
regular time to go to sleep, sleeping in a calm environment (without adults and preferably
without other children in the room), sleeping in the absence of light or electronic
devices, and putting the infant in comfortable positions.[6]
Most studies[7]
[8]
[9] that evaluate factors related to sleep duration are from developed countries, and
few of them[9]
[10]
[11]
[12] report a comprehensive set of maternal, newborn, and early infancy characteristics.
The objective of the present study was to evaluate several maternal and infant factors
related to the duration of sleep in 3-month-old infants in a developing country.
Materials and Methods
Research Design and Participants
We conducted a cross-sectional study, which investigated factors related to the sleep
duration of 140 infants at 3 months of age, as part of a larger study called the “Araraquara
Cohort Study.” Data collection took place from July 2021 to January 2023. The study
was approved by the Ethics Committee for Research in Human Beings of the School of
Public Health at the Universidade de São Paulo (CAEE: 59787216.2.0000.5421, number
1.885.874).
The study considered socioeconomic, demographic, environmental, obstetric, and maternal
psychological well-being factors, as well as factors related to newborns and infants.
The included data considered maternal age, race (white and non-white), marital status
(with or without a partner), years of schooling, monthly per capita income, number
of people and children in the household, number of sons and daughters, presence of
smokers at home, and maternal psychological well being collected through the General
Health Questionnaire (GHQ). The GHQ is based on scores obtained from the pregnant
women's responses and classified as follows: no mental disturbance (scores from 0
to 3) and mental disturbance (scores > 4).[13]
The data obtained from the newborns included sex, gestational age (in weeks), birth
weight (in kg) and length (in cm). Afterwards, they were classified according to their
weight for gestational age as: small for gestational age (SGA), appropriate for gestational
age (AGA), and large for gestational age (LGA), based on the curve of the International
Fetal and Newborn Growth Consortium for the 21st Century (INTERGROWTH-21st) project.[14]
In the present study, data on anthropometry (weight, length), nutritional status based
on the body mass index for age (BMI/A), morbidity (diarrhea, dermatitis, and respiratory
infections), and breastfeeding practices (exclusive and non-exclusive) were collected
during the follow-up visit after three months by the project team.
To assess infant sleep, the Brief Infant Sleep Questionnaire (BISQ) was administered
during the follow-up visit after three months. The NSF recommendations were used as
a reference for the duration of infant sleep, which suggest that infants from 0 to
3 months of age should sleep between 14 and 17 hours. The BISQ is a tool developed
by Sadeh[15] to screen for sleep disorders in children aged 0 to 3 years, and it has been translated
to Portuguese and validated in Brazil.[16] This questionnaire consists of 11 questions related to both nighttime and daytime
sleep. These questions include: where the infant sleeps, sleep position, number of
nighttime awakenings, time awake during the night, time to fall asleep at night, how
the infant falls asleep, time to go to bed, and whether the caregiver considers the
infant's sleep to be a problem.
Statistical Analysis
For data analysis, we used the Statistical Package for the Social Sciences (SPSS or
Windows, SPSS Inc., Chicago, IL, United States) software, version 13.1. The quantitative
variables were presented as means or medians with standard deviation (SD) or minimum
and maximum values, while the qualitative variables were presented as absolute and
relative frequencies. The Pearson and Spearman correlation coefficients were employed
to assess associations regarding the dependent variable (sleep duration) and the continuous
independent variables. The non-parametric Mann-Whitney test was used to evaluate the
association involving the dependent variable and the categorical independent variables
with two groups, while the Kruskal-Wallis test was used to assess associations of
the dependent variable with the categorical independent variables with three or more
groups.
Univariate analyses were performed to test the associations regarding the dependent
variable, sleep duration, and all independent variables investigated in the present
study. Variables with p < 0.20 were selected for the multivariate linear regression model. Collinearity testing
was also performed, with a significance level of 5% (p < 0.05) and a 95% confidence interval (95%CI). The variables maternal age and race,
number of children in the household under 9 years of age, dermatitis, respiratory
infection, sleep position, and time to go to bed were analyzed categorically, while
the time taken to fall asleep was analyzed as a continuous variable. In the final
model of the multivariate linear regression analysis, using forward selection, only
variables with p < 0.05 were considered as significant.
Results
[Table 1] shows the socioeconomic, demographic, environmental, and obstetric characteristics
of the pregnant women, as well as characteristics regarding anthropometry, morbidity,
feeding, and sleeping habits of the newborns and 3-month-old infants. Most women (57.9%)
were aged between 20 and 30 years, non-white (52.9%), and without a partner (52.9%).
The monthly per capita income was of R$ 870.83 (roughly US$ 165.25), and half of the
women had 12 or more years of schooling. Regarding family structure and environmental
factors, the number of people per household ranged mostly from 1 to 3 (67.8%), and
50.7% of the households showed the presence of children under 9 years of age. The
scores of the GHQ ranged from 0 to 3 for 69.3% of the pregnant women, indicating no
mental disorders. Most households (86.4%) did not have the presence of smokers, and
45.7% of the women did not have any children. Most of the newborns were female (54.3%)
and had on average 39 weeks (274 days) at birth. Almost 86% were born AGA, and had
mean birth weight and length of 3.25 kg and 49 cm respectively. At 3 months, 87.9%
of the infants were classified as having normal BMI/A z-scores. The most reported
morbidities at the follow-up visit after 3 months were diarrhea (8.6%), dermatitis
and respiratory infection, both with a prevalence of 14.3%. Regarding breastfeeding,
50.7% were exclusively breastfed.
Table 1
Maternal, newborn, and 3-month-old infant characteristics (n = 140)
|
n(%)
|
Mean(±SD)
|
Median(minimum–maximum)
|
Maternal variables
|
|
|
|
Age (in years)
|
|
28.56(±5.47)
|
|
20–30
|
81(57.9)
|
|
|
> 30
|
59(42.1)
|
|
|
Race
|
|
|
|
White
|
66(44.1)
|
|
|
Non-White
|
74(52.9)
|
|
|
Marital status
|
|
|
|
With partner
|
66(44.1)
|
|
|
Without partner
|
74(52.9)
|
|
|
Monthly per capita income (in R$)*
|
|
|
870.83(125–5.800)
|
Years of schooling
|
|
|
|
5–8
|
12(8.5)
|
|
|
9–11
|
58(41.4)
|
|
|
≥ 12
|
70(50.0)
|
|
|
Number of people in the household
|
|
|
|
1–3
|
95(67.8)
|
|
|
≥ 4
|
45(32.1)
|
|
|
Children in the household < 9 years old
|
|
|
|
0
|
69(49.3)
|
|
|
≥ 1
|
71(50.7)
|
|
|
GHQ score
|
|
|
|
0–3
|
97(69.3)
|
|
|
≥ 4
|
43(30.7)
|
|
|
Presence of smokers in the household
|
|
|
|
Yes
|
19(13.6)
|
|
|
No
|
121(86.4)
|
|
|
Number of sons and daughters
|
|
|
|
0
|
64(45.7)
|
|
|
1
|
46(32.9)
|
|
|
≥ 2
|
30(21.4)
|
|
|
Variables of the newborns
|
|
|
|
Sex
|
|
|
|
Female
|
76(54.3)
|
|
|
Male
|
64(45.7)
|
|
|
Gestational age (in days)
|
|
274.37(± 9.52)
|
|
Birth weight (in kg)
|
|
3.25(± 0.46)
|
|
Birth length (in cm)
|
|
|
49(43–54)
|
Weight for gestational age classification
|
|
|
|
SGA
|
6(4.3)
|
|
|
AGA
|
120(85.7)
|
|
|
LGA
|
14(10)
|
|
|
Variables of the infants at 3 months
|
|
|
|
Weight (in kg)
|
|
6.07(± 0.75)
|
|
Length (in cm)
|
|
60.08(± 2.34)
|
|
Classification (BMI/A)
|
|
|
|
Normal
|
123(87.9)
|
|
|
Overweight
|
17(12.1)
|
|
|
Morbidity
|
|
|
|
Diarrhea
|
|
|
|
Yes
|
12(8.6)
|
|
|
No
|
128(91.4)
|
|
|
Dermatitis
|
|
|
|
Yes
|
20(14.3)
|
|
|
No
|
120(85.7)
|
|
|
Respiratory infection
|
|
|
|
Yes
|
20(14.3)
|
|
|
No
|
120(85.7)
|
|
|
Type of breastfeeding**
|
|
|
|
Exclusive
|
71(50.7)
|
|
|
Non-exclusive
|
69(49.2)
|
|
|
Sleeping habits
|
|
|
|
Bedtime routine
|
|
|
|
Crib in a separate room
|
9(6.4)
|
|
|
Crib/stroller in parents' room
|
73(52.1)
|
|
|
In parents' bed
|
58(41.4)
|
|
|
Sleep position
|
|
|
|
Prone
|
18(12.9)
|
|
|
Side
|
41(29.3)
|
|
|
Supine
|
81(57.9)
|
|
|
Nighttime sleep duration (in minutes)
|
|
|
540(300–780)
|
Daytime sleep duration (in minutes)
|
|
|
180(0–780)
|
Nighttime awakenings
|
|
|
|
0
|
30(21.4)
|
|
|
1
|
43(30.7)
|
|
|
≥ 2
|
67(47.9)
|
|
|
Time spent awake during the night (in minutes)
|
|
|
20(0–240)
|
Time taken to fall asleep at night (in minutes)
|
|
|
15(0–180)
|
How to fall asleep
|
|
|
|
Being fed
|
86(61.4)
|
|
|
Being rocked or held
|
27(19.3)
|
|
|
Alone in bed
|
27(19.3)
|
|
|
Time to go to bed
|
|
|
|
< 8:30 pm
|
37(26.4)
|
|
|
8:30 pm–11:00 pm
|
70(50)
|
|
|
≥11:00 pm
|
33(23.6)
|
|
|
Abbreviations: AGA: appropriate for gestational age; BMI/A, body mass index for age;
GHQ, General Health Questionnaire; LGA, large for gestational age; SD, standard deviation;
SGA, small for gestational age.
Notes: *R$5.27 = US$1. **Non-exclusive breastfeeding: predominant breastfeeding, breastfeeding,
not breastfeeding.
In terms of sleeping habits, when the infants went to bed, 52.1% slept in a crib or
stroller in their parents' room, while 41.4% slept in their parents' bed. Most infants
(57.9%) slept on the prone position, the nighttime sleep duration was of around 9 hours
(540 minutes), and daytime sleep was of approximately 3 hours. Almost 48% of the infants
woke more than 2 times during the night, remaining awake for ∼ 20 minutes before falling
asleep again. Most infants (61.4%) were being fed before falling asleep and 50% of
the infants went to bed between 8:30 pm and 11:00 pm ([Table 1]).
In the univariate regression analysis, the following variables were selected: age
(p = 0.004) and race of the mother (p = 0.176), number of children in the household under 9 years of age (p = 0.191), presence of dermatitis (p = 0.124), and respiratory infection in infants at 3 months (p = 0.017), based on the Mann-Whitney test. Sleep position (p = 0.006) and time to go to bed (p < 0.001) were found to be significant using the Kruskal-Wallis test. The time taken
to fall asleep approached significance (p = 0.062) based on the Pearson and Spearman correlations.
The final model of the multivariate regression presented in [Table 2] and demonstrated by boxplot graphs in [Fig. 1] shows that sleep in the prone position (p = 0.011) compared with sleep in the supine position decreases the average sleep duration
by 55 minutes. Infants who went to bed between 8:30 pm and 11 pm (p = 0.032) had a shorter sleep duration (-36 minutes) compared with those who went
to bed before 8:30 pm. Going to bed after 11 pm (p < 0.001) reduced the sleep duration by ∼ 2 hours for these infants. Infants who had
morbidities such as respiratory infection (p = 0.011) and dermatitis (p = 0.002) had shorter sleep duration compared with infants without such morbidities.
Living with other children who were under 9 years o age also led to a decrease in
sleep duration by ∼ 34 minutes.
Table 2
Multivariate linear regression model to evaluate the associations between sleep duration
of infants at 3 months and maternal and infant characteristics
Factors
|
Unadjusted beta (95% confidence interval)
|
p-value
|
Adjusted beta (95% confidence interval)
|
p-value
|
Sleep position
|
|
|
|
|
Prone
|
−53.834(−102.905 to −4.763)
|
0.032
|
−55.685(−98.169 to −13.201)
|
0.011
|
Side
|
6.231(−30.458 to 42;920)
|
0.738
|
11.157(−19.979 to 42.294)
|
0.480
|
Supine
|
Reference
|
|
Reference
|
|
Time to go to bed
|
|
|
|
|
8:30 pm–11:00 pm
|
19.571(−13.672 to −52.815)
|
0.246
|
−36.245(−69.347 to −3.143)
|
0.032
|
≥ 11:00 pm
|
−106.250(−141.305 to −71.196)
|
< 0.001
|
−140.697(−179.468 to −101.927)
|
< 0.001
|
< 8:30 pm
|
Reference
|
|
Reference
|
|
Respiratory infection
|
|
|
|
|
Yes
|
−51.172(−104.884 to −11,448)
|
0.015
|
−51.172 (−90.494 to −11.851)
|
0.011
|
No
|
Reference
|
|
Reference
|
|
Dermatitis
|
|
|
|
|
Yes
|
−39.500(−86.767 to 7.767)
|
0.101
|
−64.014(−103.493 to −24.534)
|
0.002
|
No
|
Reference
|
|
Reference
|
|
Children in the household < 9 years old
|
|
|
|
|
≥ 1
|
−34.330(−63.347 to 2,68)
|
0.071
|
−34.800(−62.049 to −7.551)
|
0.013
|
0
|
Reference
|
|
Reference
|
|
R2 = 0.384; adjusted R2 = 0.356
|
|
|
|
|
Fig. 1 Relationship regarding the sleep duration of infants at 3 months and factors that
were significant according to the multivariate linear regression model, presented
using boxplot graphs (*p < 0.05).
Discussion
The infants included in the present study slept for a median duration of 9 hours (540 minutes),
with a nighttime sleep duration below the ideal range of 14 to 17 hours, as recommended
by the NSF.[3] The daytime sleep duration of the infants was of ∼ 3 hours. These results are similar
to those of the study by Bruni et al.,[10] which investigated the sleep duration of 704 infants in the first year of life and
reported that, at 3 months, the nighttime sleep duration was of 565 minutes, ∼ 9 hours
and 24 minutes, and the daytime sleep duration was of 3 hours. Sadeh et al.,[17] in a study with 5,006 infants aged 3 to 5 months, also reported that the infants
slept for ∼ 9 hours at night and 3 to 4 hours during the day.
In the present study, in terms of sleeping habits, the supine position was the predominant
sleep position (57.9%), similar to the study by Sadeh et al.[17] with infants aged 0 to 8 months. The regression model revealed that sleep in the
prone position decreased sleep duration. Review studies[18]
[19] recommend placing the baby in the supine position rather than the prone position.
Sleep in the supine position is associated with longer nighttime sleep duration and
is not associated with an increased risk of aspiration of vomit, while sleep in the
prone position is associated with an increased risk of asphyxia and poorer sleep quality.[18]
Other review studies[20]
[21] involving newborns and infants have shown that the supine position was protective
against sudden infant death syndrome (SIDS), while the prone and side positions are
stressful for the baby. Since babies under 6 months of age have immature respiratory
muscles, the prone position increases the diaphragm's workload, resulting in decreased
cerebral oxygenation, reduced cardiac output, decreased oxygen saturation, and ventilation.[20]
[21]
The time to go to sleep was also an important factor. Going to bed after 8:30 pm reduced sleep duration by 36 minutes, and going to bed after 11:00 pm decreased sleep by 2 hours. Half of the infants included in the present study went
to bed between 8:30 pm and 11:00 pm. Some articles[7]
[10]
[17]
[18]
[22]
[23] recommend going to bed before 8:30 pm, while others suggest before 9:00 pm. However, it is important not to exceed 9:00 pm.[23]
It is worth noting that the time to go to bed is influenced by various factors such
as the parents' knowledge of healthy sleep practices, cultural differences, household
routines, the presence of other children in the room, children's activities before
going to bed, and others.[7]
[8]
[10]
Another factor associated with decreased sleep duration was the presence of morbidity,
such as respiratory infection and dermatitis. The presence of these morbidities reduced
infants' sleep duration by ∼ 1 hour. Halal et al.[24] found that the morbidities that most influenced the sleep of infants aged 0 to 2
years were conditions such as gastroesophageal reflux, allergies, colic, and acute
infections. Dogan et al.[25] and Shani-Adir et al.[26] demonstrated in their studies with children aged 3 to 36 months and older than 3
years respectively, that children with atopic dermatitis, due to itching and discomfort,
had shorter sleep duration, woke more frequently during the night, stayed awake for
longer periods, and took longer to fall asleep, compared with children without atopic
dermatitis.
As far as we know, there are no studies that have found an association between respiratory
infection and sleep duration. This relationship may be a consequence of restlessness
during sleep and daytime sleepiness.
In the present study, we observed that infants who lived in households with other
children under the age of 9 years had shorter sleep duration. This factor has also
been reported in other studies,[9]
[27] showing that infants who share a room or even a bed with siblings may have a disrupted
sleep routine, wake more frequently, and may have suboptimal sleep duration.
Conclusion
There are several factors related to the sleep duration of infants at 3 months of
age. Our results showed that morbidities such as respiratory infection and dermatitis,
living in households with other children, sleeping in the prone position, and sleeping
after 8:30 pm decreased the nighttime sleep duration of children.