INTRODUCTION
Down Syndrome (DS) is a common chromosomal anomaly and affects around 1 in 1000 individuals[1],[2]. Recent research has indicated that the prevalence of autism spectrum disorder (ASD)
is higher among individuals with DS[1].
ASD consists of a heterogeneous group of neurodevelopmental disorders that are characterized
by disorders of social relations and communication, repetitive behaviors and restricted
interests[3]. According to data from the CDC, this disorder affects approximately 1 in 54 individuals[4]. Another study showed that the ASD rate was 1 in 100 children born in the United
States[5]. Data on the prevalence of ASD in DS vary, since studies have indicated that ASD
affects between 2% and 10% of the population with DS, a rate that is higher than in
the general population[2],[6].
The diagnosis of ASD in Down syndrome is underestimated, because it is necessary to
understand which aspects of the behavioral phenotype are related to DS and which are
related to ASD[7].
Several standardized scales have been used to evaluate the ASD criteria[8],[9]. Some researchers have recommended a developmental approach to the diagnosis of
ASD among cognitively impaired children, i.e. the social or communication function
needs to be qualitatively different and more impaired than the general cognitive function,
for an additional ASD diagnosis to be made. Researchers taking this approach have
generally reported lower ASD prevalence. Epidemiological studies using a developmental
approach to estimate the prevalence of autism among children with Down syndrome are
scarce[8],[10].
The discussion about which criteria and instruments should be used to diagnose ASD
in DS has been the subject of some studies, because the tools generally used have
been validated considering individuals who do not have specific syndromes but who
do have different levels of development. Furthermore, these tools do not exclude individuals
with functional disorders, such as are present in DS[2].
In such cases, professionals should consider whether individuals’ communicative social
functioning corresponds to their basal level of development. In the absence of a developmental
perspective, delays that are symptoms of a social disorder, e.g. ASD, can be misinterpreted[1],[2].
Another aspect of ASD is that, when early signs of risk of this disorder are identified
and the intervention occurs in the first year of life, the chances of successful therapies
are greater[11]-[13]. Intervention at earlier ages is favored because this is the time of greatest potential
for neural plasticity. Studies on detection and intervention mechanisms are increasingly
necessary[14],[15]. Identification of early signs of autism risk (before one year of age) occurs at
a developmental point at which the diagnosis is more difficult to make. Intervention
at this point will aim to modify the trajectory and change the prognosis[16].
Identification of early signs of autism risk has been widely studied, since no biomarker
for the diagnosis of autism currently exists. The diagnosis is still made late, at
around three years of age, even though symptoms are present in the first years of
life[17]. In cases of DS, the diagnosis tends to be made even later[18].
With increasing numbers of studies on the early signs of autism risk, screening tools
such as M-CHAT R have been created and tested at younger ages. In Brazil, law 13.438
recommends that formal evaluation of child development should be conducted on all
infants using the Caderneta da Criança (Children's Booklet), which contains data that can guide ASD screening. Nonetheless,
even with the increase in research, diagnostic tools for children, such as CARS, ADI-R
and ADOS, are mainly concentrated around the age of two years. There are also tools
that evaluate children in the first year, but few before the first year of life[17].
Identification of early signs of autism risk may lead to interventions at the most
appropriate time and with better results[17]. Children with DS often present considerable delay in receiving the diagnosis of
ASD, and this may result in inadequate strategies[13],[11]. Attending to the need for earlier interventions, tools have been used to detect
signs of autism in the first months of the child's life[17].
These interventions can prevent or minimize autism symptoms, such as premature appearance
of stereotypes, isolation and communication delay. These are the symptoms that can
subsequently lead to a diagnosis of ASD, particularly among children with DS[19].
In this regard, understanding how to identify early signs of autism risk among infants
and make the diagnosis of autism in the population of people with DS is important,
given the propositions that are necessary in these contexts. Faced with this issue,
we conducted a systematic review on ASD in DS.
METHODS
This was a systematic review of the literature based on PRISMA (Preferred Reporting
Items for Systematic Reviews and Meta‐Analyses)20. A search was conducted in the BVS, MEDLINE, Cochrane, CINAHL, Scopus, Web of Science
and Embase databases to identify the main studies that evaluated autism spectrum disorder
in Down syndrome.
Search strategy
To search for articles, specific descriptors linked to Boolean operators (AND and
OR) were used with the aid of parentheses - ( ) - to delimit intercalations within
the same logic and quotation marks (") to identify compound words. Therefore, the
descriptors were applied as follows: "Autistic Disorder" OR "Trastorno do Espectro
do Autismo" OR "Transtorno do Espectro Autista" OR autismo OR "Autismo Infantil" OR
"Síndrome de Kanner" OR autism OR "Autism, Early Infantile" OR "Disorder, Autistic"
OR "Disorders, Autistic" OR "Early Infantile Autism" OR "Infantile Autism" OR "Infantile
Autism, Early" OR "Kanner Syndrome" OR "Kanners Syndrome" OR "Autism, Infantile" OR
"Kanner's Syndrome") AND (tw: "Down Syndrome" OR "Síndrome de Down" OR "Síndrome de
Down" OR "Down Syndrome, Partial Trisomy 21" OR "Down's Syndrome" OR "Partial Trisomy
21 Down Syndrome" OR "Downs Syndrome" OR "Syndrome, Down" OR "Syndrome, Down's”. This
search was conducted in June and July 2019.
No filters such as article language, target audience or publication deadline were
added. No such limitation were imposed because the objective was to include the largest
number of articles relating to the prevalence of ASD in DS.
Recruitment and selection bias
To select potentially eligible articles, after exporting the studies selected from
the databases, the Rayyan software was used. This is specific software for systematic
reviews, in the form of a web and mobile app
[21]. After importing the search results, the following steps were conducted: a) identification
‐ recruitment of studies; b) selection ‐ exclusion of duplicates and exclusion through
reading of titles and abstracts; c) eligibility ‐ exclusion through full reading of
the studies; and d) inclusion ‐ eligible studies, according to pre-established inclusion
criteria.
The whole process was carried out by two independent researchers and was assessed
by a third reviewer by reading the titles and abstracts. It should be noted that two
inclusion or exclusion criteria were followed: a) articles selected by both researchers
were included; and b) articles selected by only one researcher were analyzed by the
third reviewer and, if these fitted the criteria, they were included. A further search
was performed through reading the reference lists of the studies included in the eligibility
phase (full reading of the articles).
Inclusion criteria
The criteria for inclusion of articles were the following: a) eligible cross-sectional
epidemiological studies describing the prevalence of autism in the population with
Down syndrome; b) eligible studies that presented the specificities of the diagnosis
of autism in Down syndrome, with a detailed approach to diagnostic methods; c) eligible
studies that showed the identification of signs of autism risk in the population of
infants with Down syndrome; and d) no restrictions regarding age, gender, class of
healthcare professional or the date of use of the service. Studies in English and
Spanish were included.
Studies that did not demonstrate the criteria for the diagnosis of autism and those
conducted prior to 2000 were excluded.
Data extraction
The data from each article were distributed in a table. The following information
was included: country, year of publication, study design and data collection tools.
The quality of the evidence was evaluated in accordance with the criteria proposed
by the EPHPP (Effective Public Health Practice Project - Quality Assessment Toll for
Quantitative Studies - Annex 3)[22]. These criteria evaluate the selection bias, study design, potential confounding
factors, blinding of the investigator and participant, method of data collection,
loss of follow-up, integrity of the intervention and appropriate analysis of the research
question. Based on these criteria, studies were then classified as having weak, moderate
or strong quality of evidence.
RESULTS
The search based on the proposed content resulted in retrieval of 1,729 articles.
Out of these, 577 duplicates were excluded, and 1,149 articles were selected for reading
the titles and abstracts. Through this first analysis, 37 articles were selected for
full reading. Out of these, 15 articles met the inclusion criteria for review. [Figure 1] shows the selection flowchart for the studies. [Table 1] shows the general characteristics of the articles included in this review.
Figure 1 Flow of studies included in the review - PRISMA (Preferred Reporting Items for Systematic
Reviews and Meta‐Analyses).
Table 1
General characteristics of the studies included in the systematic review*.
|
Author, year
|
Location
|
Study design
|
Origin and sample size
|
Age range
|
Study outcome
|
Quality of evidence
|
|
Ortiz et al.[22], 2017
|
Catalonia, Spain
|
Retrospective cohort
|
Down's Medical Centre (12)
|
0 to 5 years
|
Identification of early signs of ASD in DS
|
Weak
|
|
Starr et al.[23], 2005
|
Manchester, Liverpool and Leeds, England
|
Cohort
|
Down Syndrome Association, UK (13)
|
7 to 31 years
|
Diagnosis of ASD in DS
|
Weak
|
|
Carter et al.[24], 2006
|
USA
|
Cohort
|
Not informed (127)
|
2 to 24 years
|
Diagnosis of ASD in DS
|
Weak
|
|
Hepburn et al.[6], 2007
|
Denver, USA
|
Cohort
|
Mile High Down Syndrome Association (20)
|
2 to 3 years
|
Diagnosis of ASD in DS
|
Weak
|
|
Dressler et al.[18], 2011
|
Pisa, Livorno, Bologna and Pistoia, Italy
|
Cohort
|
IRCCS Stella Maris Foundation, University of Pisa (24)
|
6 to 34 years
|
Diagnosis of ASD in DS
|
Weak
|
|
Ji et al.[25], 2011
|
USA
|
Cohort
|
Kennedy Krieger Institute Down Syndrome Clinic (293)
|
2 to 13 years
|
Diagnosis of ASD in DS
|
Weak
|
|
Magyar et al.[26], 2012
|
USA
|
Cohort
|
Participants in a prevalence study (71)
|
4 to 14 years
|
Diagnosis of ASD in DS
|
Weak
|
|
Pandolfi et al.[7], 2017
|
USA
|
Cohort
|
Participants in a prevalence study (71)
|
3 to 15 years
|
Diagnosis of ASD in DS
|
Weak
|
|
Godfrey et al.[27], 2019
|
USA
|
Cohort
|
Parents’ association (18)
|
Born between 1996 and 2003
|
Diagnosis of ASD in DS
|
Weak
|
|
Oxelgren et al.[28], 2019
|
Uppsala, Sweden
|
Cohort
|
Uppsala University Children's Hospital (60)
|
5 to 17 years
|
Diagnosis of ASD in DS
|
Weak
|
|
Capone et al.[29], 2005
|
Baltimore, USA
|
Cohort
|
Kennedy Krieger Institute (131)
|
2 to 21 years
|
Diagnosis of ASD in DS
|
Weak
|
|
DiGuiseppi et al.[8], 2010
|
Colorado, USA
|
Cross-sectional
|
General population and the Mile High Down Syndrome Association (123)
|
2 to 11 years
|
Diagnosis of ASD in DS
|
Weak
|
|
Moss et al.30, 2013
|
Birmingham and London, UK
|
Cross-sectional
|
Down Syndrome Association, UK (108)
|
4 to 62 years
|
Diagnosis of ASD in DS
|
Weak
|
|
Warner et al.[31], 2014
|
England and Wales
|
Cohort
|
Down Syndrome Association, UK (160)
|
4 to 40 years
|
Diagnosis of ASD in DS
|
Weak
|
Out of the studies included in the systematic review, 13 were cohort studies[7],[18],[23]-[28],[30],[32], among which one was retrospective[23], and two were cross-sectional[29],[33]. These studies were published between 2005 and 2019. The ages of the subjects ranged
from two to 40 years and the sample sizes ranged from 12 to 293 people. Seven studies
were conducted in European countries and eight in the United States. Regarding outcomes,
only one study identified early signs of autism risk[22]. In addition, nine diagnosed autism[6],[7],[18],[24]-[29] and five, the diagnosis and prevalence of ASD in DS[8],[28],[30]-[32]. The quality of the evidence was evaluated in accordance with the criteria proposed
by the EPHPP and the articles were classified as having weak quality of evidence.
Among these fifteen studies included, the use of screening assessment tools and autism
diagnosis varied. In the study by Ortiz et al.[22], which was the only one that aimed to identify early signs of autism risk ([Table 2]), we opted to use a tool based on other standardized ones, although there are mechanisms
for this purpose that have already been validated. In the fourteen studies ([Table 3]) that presented the diagnosis of ASD as an outcome, only Capone et al.[29]did not show any use of tools validated for evaluation. Also, in relation to the
diagnosis, the reference criterion varied. Six studies[24]-[28],[30],[33]used the DSM-IV as the reference and four[6]-[8],[18]used the DSM-IV TR. One[24]additionally used the ICD-10 and another[26]additionally used the DSM-IIIR. Two studies[28],[32]used the DSM-V. Three studies[28],[29],[31]did not report the diagnostic criterion.
Table 2
Methodological characteristics of the studies, for identifying early signs of autism
risk.
|
Author, year
|
Study design
|
Inclusion criteria
|
Sample size
|
Age range (years)
|
Autism assessment tools
|
Information source
|
Proportions of men/women
|
|
Ortiz et al.[22], 2017
|
Retrospective cohort
|
Individuals with DS and with SD and autism
|
Down's Medical Centre (12)
|
0 to 5
|
Modified Checklist for Autism in Toddlers (M-CHAT) and Autism Diagnostic Interview-Revised
(ADI-R)
|
Analysis of home videos
|
2:1
|
Table 3
Methodological characteristics of studies on the diagnosis and prevalence of autism
in DS.
|
Author, year
|
Inclusion criteria
|
Sample size
|
Age range (years)
|
Autism assessment tools
|
Information sources
|
Reference criterion for diagnosis
|
Diagnostic benchmark prevalence
|
Proportions of men/women
|
|
Starr et al.[23], 2005
|
Individuals with DS and severe intellectual disability
|
13
|
7 to 31
|
Autism Diagnostic Interview-Revised (ADI-R) and Adapted Pre-Linguistic Autism Diagnostic
Observation Schedule (A-PL-ADOS)
|
Parents
|
DSM-IV and CID-10
|
-
|
1.16:1
|
|
Carter et al.[24], 2006
|
Individuals with DS
|
127
|
2 to 24
|
Autism Behavior Checklist and Aberrant Behavior Checklist
|
Parents
|
DSM‐IV
|
-
|
2.33:1
|
|
Hepburn et al.[6], 2007
|
Children with SD
|
20
|
2 to 3
|
Autism Diagnostic Interview-Revised and Autism Diagnostic Observation Schedule-Generic
|
Parents
|
DSM-IV TR
|
-
|
2.45:1
|
|
Dressler et al.[18], 2011
|
Individuals with DS and/or autism living with their family
|
24
|
6 to 34
|
Childhood Autism Rating Scale (CARS)
|
Parents
|
DSM-IV TR
|
-
|
0.84:1
|
|
Ji et al.[25], 2011
|
Individuals with DS
|
293
|
2 to 13
|
Autism Behavior Checklist
|
Not informed
|
DSM-IIIR and DSM-IV
|
-
|
3.16:1
|
|
Magyar et al.[28], 2012
|
Individuals with DS
|
71
|
4 to 14
|
Archival Social Communication Questionnaire (SCQ), Autism Diagnostic Interview-Revised
(ADI-R) and Autism Diagnostic Observation Schedule
|
Not informed
|
DSM-IV
|
-
|
1.29:1
|
|
Pandolfi et al.[7], 2017
|
Individuals with DS
|
71
|
3 to 15
|
Pervasive Developmental Disorder in Mental Retardation Scale (PDD- MRS), Social Communication
Questionnaire - Lifetime Version (SCQ-L) and Autism Diagnostic Interview-Revised (ADI-R)
|
Parents
|
DSM-IV- TR
|
-
|
1.15:1
|
|
Godfrey et al.[28], 2019
|
Individuals with DS born between January 1, 1996, and December 21, 2003, and who had
a caregiver who spoke English or Spanish fluently
|
33
|
born between 1996 and 2003
|
Autism Diagnostic Observation Schedule (ADOS) and Autism Diagnostic Interview-Revised
(ADI-R)
|
Parents
|
DSM-V
|
-
|
2.01:00
|
|
Oxelgren et al.[29], 2019
|
Individuals with DS
|
60
|
5 to 17
|
Autism Diagnostic Interview-Revised (ADI-R) and Autism Diagnostic Observation Schedule
(ADOS)
|
Parents
|
Not informed
|
-
|
1.8:1
|
|
Capone et al.[29], 2005
|
Individuals with DS
|
131
|
2 to 21
|
Behavior questionnaires, semi-structured neurological development assessment and observation
during play or social interactions
|
Parents
|
DSM-IV
|
12.9%
|
2.7:1
|
|
DiGuiseppi et al.[8], 2010
|
Individuals with DS born between January 1, 1996, and December 21, 2003, and who had
a caregiver who spoke English or Spanish fluently
|
123
|
2 to 21
|
Behavior questionnaires, semi-structured neurological development assessment and observation
during play or social interactions
|
Parents
|
DSM-IV TR
|
AUT 6.4% TEA 11.8% Total 18.2%
|
1.86:1
|
|
Moss et al.[30], 2013
|
Participants were included if there was information on the date of birth and diagnosis
of DS from a professional (physician, clinical geneticist, pediatrician or other),
if at least 75% of the SCQ (Rutter et al., 2003) had been completed and if the participant
with SD was at least 4 years of age.
|
108
|
4 to 62
|
Social Communication Questionnaire (SCQ)
|
Parents
|
Not informed
|
19%
|
0.7:1
|
|
Warner et al.[31], 2014
|
Individuals with DS
|
160
|
4 to 40
|
Lifetime version of the Social Communication Questionnaire (SCQ) and Strengths and
Difficulties Questionnaire
|
Parents
|
Not informed
|
AUT 16,5% TEA 37.7%
|
1.2:1
|
Regarding prevalence, there was variation in the results among the studies, as well
as in the proportions of men and women in the sample composition. There was also heterogeneity
among diagnostic outcomes, such as invasive developmental disorder (according to DSM-IV),
ASD and autism, which were also related to the use of each diagnostic criterion.
Among the internationally validated scales for diagnosing ASD, eleven were used in
the fifteen studies included in the systematic review. Seven of the tools used have
a questionnaire format, for application to the children’s guardians (ADI-R, AutBC,
ABC, SCQ, SCQ-L, PDD-MRS and SDQ), and the other four tools present the possibility
of observation of the individual and interviewing the person responsible for the subject
(ADOS, A-PL-ADOS, CARS and MCHAT). Among the tools used, four presented the diagnostic
proposal (ADI-R, ADOS, A-PL-ADOS and CARS) and seven, the screening proposal (AutBC,
ABC, SCQ, SCQ-L, PDD-MRS, M-CHAT and SDQ).
The minimum age at which subjects could be evaluated using these tools was 12 months,
and two tools (A-PL-ADOS and PDD-MRS) were developed to evaluate individuals with
cognitive impairments. There were differences in sensitivity and specificity, as presented
in the [Table 4]. It is important to highlight that sensitivity and specificity data may vary according
to the study and the number of applications of the tool.
Table 4
General characteristics of the tools used for ASD evaluation*, **, ***.
|
Tool
|
Description
|
Age
|
Sensitivity
|
Specificity
|
Amount of use (n = 15)
|
|
Autism Diagnostic Interview- Revised (ADI-R)[34]
|
[Diagnosis] Standardized questionnaire in accordance with DSM-IV criteria. This is
an early childhood evaluation that checks social relationships, communication and
repetitive behaviors.
|
from 18 months
|
0.52
|
0.84
|
8
|
|
Autism Diagnostic Observation Schedule (ADOS)[34],[35]
|
[Diagnosis] This is a semi-structured evaluation tool that enables observation of
four areas: social interaction, communication, play and repetitive behaviors.
|
from 12 months
|
0.94
|
0.80
|
5
|
|
Adapted Pre-Linguistic Autism Diagnostic Observation Schedule (A-PL-ADOS)[36]
|
[Diagnosis] Tool developed for diagnosing autism that enables observation of children
and adults with severe/profound cognitive impairments
|
from 3 years
|
0.82
|
0.85
|
1
|
|
Autism Behavior Checklist (AutBC)[37]
|
[Screening] Tool based on parents’ responses that evaluates behaviors associated with
autism, in five subscales: sensory; interaction; body and object use; language; and
social and self-help.
|
from 24 months
|
0.77
|
0.91
|
2
|
|
Aberrant Behavior Checklist (ABC)[38]
|
[Screening] This is a 58-item questionnaire that evaluates the severity of behaviors
on five subscales: irritability; lethargy/social impairment; stereotyping; hyperactivity;
and inadequate speech.
|
from 5 years
|
0.4-0.74
|
0.3-0.75
|
1
|
|
Childhood Autism Rating Scale (CARS)[34]
|
[Diagnosis] This is an tool for behavioral observations. It evaluates 15 items taking
into account the symptoms for diagnosing ASD that are described in the DSM-IV
|
from 24 months
|
0.80
|
0.88
|
2
|
|
Archival Social Communication Questionnaire (SCQ)[390]
|
[Screening] This is a tool for evaluating individuals who are considered at risk of
autism. It evaluates qualitative deficiencies in reciprocal social interaction and
communication, as well as repetitive and stereotyped behavior
|
from 4 years
|
0.88
|
0.72
|
6
|
|
Social Communication Questionnaire - Lifetime Version (SCQ-L)[40]
|
[Screening] This version of the SCQ focuses on the child's development history, providing
a total score that identifies individuals who may have autism and should be referred
for a more thorough evaluation. The evaluation is practically unaffected by age, gender,
language level and IQ performance
|
from 4 years
|
0.78
|
0.47
|
1
|
|
Pervasive Developmental Disorder in Mental Retardation Scale PDD- MRS[41]
|
[Screening] This is an ASD assessment tool that was developed for people with DS based
on the DSM-IV-R criteria. It assesses the quality of social interactions with adults
and colleagues, language and speech problems and aspects of behavior
|
from 2 years
|
0.92
|
0.92
|
1
|
|
Modified Checklist for Autism in Toddlers (M-CHAT)[42]
|
[Screening] This is a tool that is easy to apply and accessible, and it assesses psychometric
properties. The caregiver responds to 23 yes/no items. Failure in three items or 2
out of 6 critical items (focus on joint attention, social orientation and imitation)
indicates a risk of autism.
|
18 to 24 months
|
0.34
|
0.93
|
1
|
|
Strengths and Difficulties Questionnaire (SDQ)[43]
|
[Screening] This is an evaluation of 25 items that assesses the psychological condition
of children and young people. It generates scores for emotional symptoms, behavioral
problems, hyperactivity, peer problems and social behavior.
|
3 to 16 years
|
0.63
|
0.94
|
1
|
*Tests may vary according to more current versions, such as age references and values
for specificity and sensitivity; **Sensitivity and specificity data may vary according to studies and the way in which
the tests are applied (single or double application); ***This table reports the ASD assessment tools contained in the studies included that
are standardized.
DISCUSSION
Several studies in this review evaluated identification of autism in the population
with Down syndrome. It has been suggested in the existing literature that children
with DS are different from those with DS and ASD[28].
In the present study, 15 studies with poor quality of evidence, according to the criteria
proposed by EPHPP (Effective Public Health Practice Project - Quality Assessment Toll
for Quantitative Studies), were included. Their poor quality was mainly due to the
selection bias and confounding factors present in them. In these studies, 11 different
assessment tools were used, two of which are specifically directed to analysis of
people with intellectual disabilities. No specific tool or scale for evaluating ASD
in DS was found. The studies evaluated show that there is a need for greater dissemination
of standardized scales for diagnosing ASD, since screening scales are not diagnostically
definitive. It is also worth noting that in three studies it was not possible to identify
the diagnostic criteria used.
Identification of early signs of autism risk has been widely studied in the general
population, since the diagnosis tends to be made at the age of around three years.
However, parents already report changes in the first year of life[44].
Studies have reported that the stability of the ASD diagnosis in the general population
reaches the rate of 75% around the age of three years. Identification of early signs
of autism risk thus appears to provide a possibility for prevention and reduction
of this disease[45].
With the growing recognition through studies that a portion of the population with
DS will present ASD in association with this, there is a need to identify early signs
of risk and implement treatment as soon as these signs have been identified. This
important for reducing the impacts of this comorbidity[7].
Despite the persistent interest of the scientific community in this subject, only
the study by Ortiz et. al[22]presented an outcome related to identification of early signs of autism risk in the
population with DS.
In that retrospective study, the most significant early signs from the perspective
of expert evaluators were identified through home videos of children who had already
been diagnosed with autism. These evaluations were made through an instrument based
on the Modified Checklist for Autism in Toddlers (M-CHAT) and the Autism Diagnostic
Interview-Revised (ADI-R). The main findings were associated with absence of shared
attention, reduced interest in other people, lack of eye contact, absence of imitation
and the presence of repetitive and stereotyped movements. It was also pointed out
in that study that, even with the difficulty of the DS population in processing stimuli,
the clinician's watchful eye is needed in order to detect difficulties regarding shared
attention and interest in social contact, and thus enable early diagnosis of ASD and
effective intervention.
Screening tests are indicated for all children, including those with DS, since it
is already possible to start intervention at an early age, for rehabilitation of children
with a probable diagnosis of autism as a comorbidity[17]. One of the differential diagnoses of autism is intellectual disability, but it
is noteworthy that both in children with DS and in those with ASD, the comorbidity
of intellectual disability is also frequent, thus requiring assessment using specific
cognitive scales. This differential diagnosis becomes more difficult as the cognitive
impact increases[7],[24],[28]. Because of this complexity, it has been reported that the diagnosis of ASD in DS
is made at older ages than in the general population[13],[16]
.
The diagnostic criteria most used as a reference, according to the studies included
in the present review, were the DSM criteria. Most of the studies included in the
present review used the DSM-IV and DSM-IV-TR as references, consequent to the years
in which they were published [6]-[8],[18],[24],[25],[27],[30],[32].
It is known that there is a relationship between intellectual disability and ASD and
that, when the intellectual limitation is more significant, autism symptoms will be
more evident. Thus, according to the DSM-V criteria, the individual must present a
difference between these two impairments for there to be an additional diagnosis of
ASD in cases of DS[33].
In the ICD version 11, which is still in a preliminary version that is available on
the WHO website, infantile autism and Asperger's syndrome are incorporated into ASD.
Furthermore, categories have been created for this disorder, with and without intellectual
and functional impairment[45].
In the studies included in this review, wide variation in the prevalence of ASD in
cases of DS was observed. All studies evaluating the prevalence of ASD in cases of
DS found higher rates of the disorder than in the general population[8],[28],[30]-[30]. These studies also indicated that there was higher prevalence of ASD among men[8],[280],[30],[32]and among DS individuals with greater cognitive impairment.
Several factors may influence the data on the prevalence of ASD in DS. The studies
included point to possible influences relating to the diagnostic criterion used, sample
recruitment method, socioeconomic aspects of the population studied, age, evaluation
method (direct observation or interviews with parents or teachers), proportions between
men and women and intellectual functioning. Because of all these different factors,
it is not yet possible to specify the prevalence of the disorder in cases of DS. However,
there is still consensus that the prevalence is higher than in the general population.
This causes us to remain alert to occurrences of this comorbidity in the population
with DS.
In this systematic review, the importance of applying a validated instrument for formal
evaluation of ASD during the follow-up of children with DS was observed. One important
point in choosing instruments is that screening tests show higher rates of false-positive
ASD diagnoses in the population with DS[7],[8],[28]. This occurs because the screening instruments are affected by cognitive impacts
and other conditions associated with DS[8].
It has been shown that the Social Communication Questionnaire (SCQ) has higher sensitivity
and lower specificity rates, when used in the population with DS. However, performance
data regarding ASD assessment tools remain limited among individuals with DS[7],[8].
In the studies included in this systematic review, the tools most used were the Autism
Diagnostic Interview-Revised (ADI-Re) and the Autism Diagnostic Observation Schedule
(ADOS), which are diagnostic tools that have not yet been validated in Brazil. Also
used was the Archival Social Communication Questionnaire (SCQ), which is a screening
tool already validated for use in Brazilian populations. When using these tools, it
is important to verify the necessary adjustments for lower levels of intellectual
functioning, as seen in cases of intellectual disability, whenever possible[24].
Studies have indicated that screening tools such as M-CHAT R and SCQ should be used
only for initial evaluations, since they are not sufficient to determine the diagnosis[24],[27],[31]. Even though it has been shown that the SCQ presents good convergence with gold
standard tools, this application alone is not enough for the diagnosis. Thus, the
diagnosis should be reached by also considering anamnesis, interviews, physical examinations,
detailed observation and application of validated diagnostic scales[27],[31].
Star et al.[24]evaluated individuals with DS in association with severe or profound intellectual
disability. The Autism Diagnostic Interview-Revised (ADI-R) and Adapted Pre-Linguistic
Autism Diagnostic Observation Schedule (A-PL-ADOS) were used as tools. The latter
is an instrument for evaluating nonverbal children and adults who have severe and
profound intellectual limitations. In a sample of 13 individuals who had DS with serious
intellectual impairments, five met the diagnostic criterion for autism. That study,
despite its small sample, demonstrated that not all individuals who have serious intellectual
impediments will be diagnosed with ASD.
Several studies have compared the profiles of individuals with ASD and DS, and those
with DS only. These data show that individuals with ASD and DS have greater social
withdrawal, aggressive behaviors and anxiety and worse social engagement than children
with DS[7],[18],[25],[27],[28],[30],[31]. In addition, individuals with both diagnoses show lower levels of adaptive functioning[18] and higher levels of repetitive and stereotyped behaviors, compared with those with
DS alone[6],[25],[27].
At younger ages, when verbal communication skills are still developing, and especially
in cases of DS (since delayed communication is expected in such cases), these characteristics
will be more related to the qualitative aspects of communication (shared attention,
interest, eye contact and imitation). Repetitive movements and stereotyping may also
occur[23].
In older children, when speech is present, more stereotyped and repetitive speech
is expected. When speech is absent, limitation or absence of gesticulation with communicative
objectives is observed. Greater aggressiveness in social contact, lack of symbolic
and functional play, as well as a tendency to align objects and have restricted interests,
can also be observed[7],[9],[25].
To make the diagnosis of ASD in DS, it is also necessary to consider the interference
of factors associated with the syndrome. Sensory conditions, such as hearing loss
and motor difficulties, for example hypotonia, can affect the time and fluidity of
these individuals’ social and communicative behaviors. These signs are identified
through screening methods, but differ qualitatively from the difficulty in basic social
relationships seen in autism and may be misinterpreted if the examiner is not aware
of the aspects relating to DS. Furthermore, it has been suggested that individuals
with DS demonstrate executive function deficits that affect social and communicative
relationships, but in a different way from the reciprocity problems associated with
autism[8].
Moreover, regarding the diagnosis of ASD, it is important to consider the conditions
within which a differential diagnosis is necessary. Down Syndrome Disintegrative Disorder
(DSDD) has been described as a clinical syndrome in which people with DS may experience
adaptive, social and cognitive regression. Although DSDD may present symptoms similar
to those of ASD, its onset is later, generally occurring between the first and third
decades of life. Also, in DSDD there are other symptoms such as catatonia and insomnia.
The differential diagnosis should be based on a comprehensive psychosocial and medical
assessment of possible secondary causes of behavioral change and regression[46].
Thus, to diagnose ASD in DS, clinicians should select appropriate tools, conduct analysis
on intellectual development and functioning, make direct observations and conduct
analysis on communication and social interaction and other aspects of social engagement,
which are fundamental for distinguishing ASD from other developmental delays [8].
It is also worth mentioning the challenges faced by families with regard to the diagnosis
of ASD. In a systematic review of the literature, it was observed that these challenges
start with the search for a diagnosis, which may take a long time to be reached. There
is the difficulty in dealing with the symptoms, and even in achieving access to rehabilitation,
education and leisure services. These data emphasize the need to seek a systematic
approach, starting from the time at which ASD is diagnosed, through appropriate care
plans and support networks for children with ASD and their families[47]. These challenges are observed in the general population and may become greater
in cases in which there is already a diagnosis of DS.
The present study had limitations with regard to the methodological and diagnostic
system variations present in the 15 studies included, given that these factors interfere
with identifying the best diagnostic practices. Future studies should use meta-analyses
to address methodologies, in order to extract psychometric data from diagnostic practices
in the population with DS.
Although we were unable to identify the most appropriate tool for evaluating ASD in
DS, since the psychometric qualities of these tools are not well delimited for this
population, this systematic review allowed us to understand that the clinical diagnosis
of ASD in DS should not focus only on test results. Clinical experience and interdisciplinary
evaluation will allow greater understanding of whether there is any qualitative difference
in social engagement and cognitive impairment that would justify the second diagnosis
of ASD in DS.
We highlight the need for early evaluation and intervention in cases of ASD associated
with DS, since these will be determinants for better development, quality of life
and social inclusion.
In conclusion, individuals with DS have higher prevalence of ASD than the general
population, and screening should be universal, to enable early detection of signs
and effective intervention, thus improving the prognosis in relation to the potential
for development and better quality of life. The present systematic review showed that
use of ASD diagnostic tools in the population with DS requires careful complementary
and multidisciplinary clinical evaluation. In addition, there is a need to evaluate
the psychometric properties of these tools in the population with DS, and whether
tools that were created to evaluate people with intellectual disabilities present
more affirmative results for the population with DS.
The need for additional diagnoses of ASD among individuals with DS should be determined
based on the qualitative difference between social and cognitive impairments. It is
also important to highlight the need to assess signs of autism risk in the first year
of life, so that it becomes possible to analyze the qualitative aspects of social
interaction and thus to initiate more timely intervention.
It is necessary to provide tools for early detection of autism risk among infants
and for diagnostic evaluation of ASD in DS, based on developmental analyses in healthcare
services, so that better results can be achieved with earlier interventions.