Gastroesophageal reflux disease (GERD) is the most common esophageal disorder, affecting
more than 20 % of the population worldwide. GERD symptoms vary from simple heartburn
and epigastric pain to more complex clinical situations, with a combination of other
various extra-esophageal symptoms that include hoarseness, odynophagia, chronic cough,
pharyngitis and laryngitis, asthma, disrupted sleep, chronic bronchitis and pneumonia.
Current medical and surgical therapies are adequate treatments for the vast majority
of patients with GERD. Proton pump inhibitors (PPI), in particular, are very effective
for treatment of typical esophageal symptoms, induce healing of esophagitis, and they
prevent recurrences. Nevertheless, in some patients, symptoms are refractory to standard
medical therapy. Furthermore, some concerns about possible long-term effects of therapy
with PPI now are emerging, and some patients refuse the idea of a lifetime commitment
to medical therapy. Laparoscopic Nissen fundoplication is the most common antireflux
surgical operation. At short- and mid-term, surgery offers excellent control of symptoms.
In contrast, surgery remain a moderately invasive treatment for medical disorders,
and carries a certain risk of immediate and long-term complications. Furthermore,
the antireflux wrap may be insufficient to control symptoms after more than 5 years,
and patients may need to resume medical therapy.
At the beginning of the current century, a variety of endoscopic antireflux procedures
were ideated, developed and put on the market, to respond to the emerging clinical
needs imposed by non-response to PPI therapy of patients with GERD or their reluctance
to accept lifelong therapy or surgery.
In truth, despite initial enthusiasm for and very promising results with preliminary
clinical trials, many of these procedures were quickly abandoned because of serious
security warnings, or manifested inefficacy.
A common inexorable destiny united the procedures that consisted in the injection
or deployment of inert bulking agents at the level of the esophagogastric junction
(Enterix, Boston Scientific, United States and Gatekeeper, Medtronic, United States)
and those that permitted creation of superficial plications of tissue at the level
of the esophagogastric junction (EndoCinch – CR Bard Inc, United States and the Endoscopic
Suturing Device – ESD, Wilson-Cook Medical, United States).
Only three of the endoscopic antireflux procedures developed almost 20 years ago are
still available today: the Strettaprocedure (Restech Corporation, Houston, Texas,
United States), the NDO Full-Thickness Plicator (that in truth has been acquired by
a new company, re-engineered, and proposed in an, almost completely, new guise – the
GERDX™ – G-SURG GmbH, Seeon-Seebruck, Germany), and the Esophyx Transoral Incisionless
Fundoplication (EndoGastric Solutions, Redmond, Washington, United States).
The first one has a peculiar mechanism of action, actually in large part not completely
clarified, and includes delivery of radiofrequency energy at different levels into
the LES, by using a special balloon – basket assembly with four retractable needle
electrodes arranged radially around the balloon. The latter two devices permit full-thickness
plication, with a serosa-to-serosa apposition of tissue, and thus offer more reliable
and durable sutures. In addition to these, in more recent years, two other new procedures
have become popular: the MUSEsystem (Medigus Ultrasound Surgical Endostapler, Medigus,
Omer, Israel) and the ARMS Procedure (Antireflux Mucosectomy): two new kids-on-the-block
to reinforce the endoscopic transoral armamentarium against GERD.
The Stretta Procedure was developed and launched in 1998. However, the original company
had financial problems, and their products were acquired by different other companies,
most recently in 2019. Nevertheless, the device has never been recalled, discontinued
or pulled off the market because of safety concerns or inefficacy. Stretta is still
the endoscopic antireflux procedure that has been used the most (probably more than
25.000 cases worldwide). Only very few adverse events have been reported and the efficacy
of the procedure was documented by many papers and review, even at long-term follow-up
[1].
However, the mechanism of action of the procedure is not completely known. The delivery
of radiofrequency does not cause neurolysis, or substantial scarring, fibrosis or
wall thickening. On the other hand, it seems to reduce LES compliance and frequency
of transient LES relaxations that should be one of the main causes of GERD in patients
without hiatal hernia.
A recent meta-analysis confirmed significant improvement in quality of life of treated
patients, in association with an improvement in GERD symptoms, reduction in the esophagitis
rate by 24 %, and a relevant reduction in pathological esophageal acid exposure. At
a mean 25-month follow-up, only 49 % of patients required PPIs compared to baseline
[1].
GERD-X is the heir of the NDO-Plicator. With this device, a plication is created between
the anterior gastric wall and the fundus, under direct endoscopic control. Exciting
results came from the initial published series. However, some serious adverse events
in the initial experiences quickly brought down Plicator’s popularity.
A few years ago, the product was acquired by a German company, and the device completely
reengineered. The current GERD-X is disposable, controlled by precise hydraulic movements,
and has a more user-friendly handle [2]. Nevertheless, additional studies are still awaited on this new version of the device.
The Transoral Incisionless Fundoplication (TIF) created with the EsophyX device attempts
to more closely mimic the effects of antireflux surgery. Under endoscopic control,
several full-thickness polypropylene fasteners are deployed between the gastric fundus
and the esophagus. The angle of His is elongated, small hiatal hernia reduced, and
rotation and fixation of the gastric fundus on the intra-abdominal part of the esophagus
creates a new omega-shaped, gastroesophageal valve, similar to a surgical fundoplication.
The valve is usually 3.5 cm long and 200–270° in circumference. Anatomical changes
induced by the fundoplication seem stable and durable.
In a recent meta-analysis of a large number of patients, the procedure was effective
in controlling GERD symptoms, with a substantial improvement of the DeMeester score,
and 89 % of patients discontinued PPI after the procedure [3]. The results seem durable: at 10 years follow-up, 91.7 % of patients have at least
halved their dose of PPI compared to baseline [4].
When compared to surgery, TIF has the highest probability of increasing quality of
lLife of patients, but surgery has the highest chances of reducing pathologic esophageal
acid exposure time at pH < 4 and increasing LES pressure [5].
Both the GERDX and Esophyx should be performed by two expert operators, the first
one handling the suturing machine, the other one the endoscope that is used for the
direct endoscopic control.
The MUSE system was developed to facilitate and make more standardized and reliable
creation of an endoscopic fundoplication. The MUSE system is a concentrate of technology
and combines in a single instrument a single-use forward-viewing video-endoscope,
an ultrasound system, and a surgical stapler. The surgical staples are fired between
the gastric fundus and the distal esophagus, with the goal of elongating the angle
of His, and creating a partial anterior fundoplication. The entire procedure is guided
and controlled by a computer to minimize inter-operator variability, avoid mistakes,
and make the procedure easy and reliable.
Preliminary results of a multicenter registry study, with 1-year follow-up demonstrated
normalization of pathologic esophageal acid exposure in 16 % of patients and a substantial
reduction in 68 %, with 70 % of patients who have at least halved their dose of PPI
compared to the preoperative period [6].
The last (family of) endoscopic antireflux procedures were ideated by chance when
treating some patients with circumferential Barrett’s esophagus with cap-assisted
EMR or ESD. Scarring after the vast mucosal resection induced a narrowing of the esophagogastric
junction, which significantly limited the episodes of reflux. The procedure was called
ARMS – antireflux mucosectomy – and preliminary studies showed very encouraging results
[7]. However, a circumferential mucosal resection on the gastric side of the cardia
is still technically demanding for many endoscopists. Thus the procedure underwent
some modifications: the resection area was reduced and others preferred the multiband
ligation-assisted EMR or the Argon Plasma Coagulation for mucosal ablation instead
of resection [8]. This procedure seems indicated for patients without hiatal hernia, with a slightly
enlarged esophagogastric junction. Studies with long-term follow-up and in a large
sample of patients are still awaited, but the concept of this procedure is interesting.
The procedure is probably less expensive than other endoscopic alternatives, and with
proper training and standardization of treatment, can be extremely quick and reliable.
However, even if many of the current endoscopic antireflux procedures have been on
the market for almost two decades, many doubts and uncertainties still limit their
widespread use. First, anatomical changes induced by the sutures may be not so durable,
and the failure of the sutures may be responsible for early recurrence of symptoms.
Second, the mechanism of action of some procedures is not completely clear, which
is a hard pill to swallow. Finally, and most important, in the vast majority of published
studies, clinical efficacy has been calculated by using very subjective and questionable
methods: improvement in quality of life and consumption of antacid medications. Usually,
a procedure was considered successful when the patient halved the dose of PPI they
had used prior to the intervention.
Especially in countries with a public health-care system, one can argue whether it
is right and ethical to submit patients to potentially suboptimal treatments when
current medical and surgical therapies seem more reliable. Controversial methods of
evaluating clinical efficacy of an endoscopic antireflux procedure may appear foolish
to enthusiastic supporters of evidence-based medicine and “well-done clinical trials”
although these methods focus on real clinical needs. Is it a good or bad result if,
after surgery, a PPI-dependent GERD patient still takes antacid medication occasionally,
for a limited period of time, maybe during spring and autumn? We think that, if we
can improve the quality of life of patients with minimal effort, and without serious
risks, we should go down this road.
Furthermore, endoscopic antireflux procedures can be repeated (without major difficulties)
in case of partial improvement of symptoms or recurrence. Moreover, endoscopic interventions
should not be interpreted as a complete alternative to current medical and surgical
therapies. They should be considered more like complementary treatments.
In an ideal flowchart, definitely not validated, treatment with PPI should be preferred
in patients with occasional, moderately sever symptoms that respond to therapy. In
patients who are PPI-dependent or in partial PPI-responders, if EGD reveals no substantial
abnormalities of the esophagogastric junction (ie: hiatal hernia or markedly enlarged
EGJ), a STRETTA procedure may be preferable.
In contrast, if EGD reveals an enlarged and insufficient EGJ or a small hiatal hernia
(1–3 cm), a transoral incisionless fundoplication with Esophyx, MUSE or GERD-X may
be more appropriate. As an alternative, in patients without hiatal hernia, an ARMS
procedure could be proposed. Surgery could be reserved for patients with larger hiatal
hernia, with regurgitation, or as a last resort in case of failure with transoral
fundoplication.
Still uncertain is the treatment of prevalent extra-esophageal symptoms, chronic cough,
sore throat, asthma, hoarseness, suspected gastro-laryngeal reflux, non-response to
classic therapy with PPI, antacids and medical devices with a barrier effect. Researchers
involved in trials of endoscopic antireflux procedures noted a common experience:
The vast majority of patients who crowded their clinics and asked for these procedures
had extraesophageal and atypical symptoms that did not respond o PPI. Unfortunately,
the vast majority of these symptoms are more likely related to functional disorders
and hypersensitive esophagus than to GERD. Within this group of patients, identification
of good candidates for antireflux procedures is far from being easy, and the esophageal
pH-impedance study is not always fully reliable and really helpful.
Primum non nocere. If an operative procedure were to be chosen for these patients,
probably the STRETTA procedure would be the most appropriate: at worst, it would not
work, and symptoms would remain unchanged. It has no relevant side effects, and does
not induce any anatomical change.
In conclusion, even if results of the current endoscopic antireflux procedures are
not fully convincing, we prefer to see the glass half full. Notwithstanding the doubts
regarding the steadfastness of the anatomical changes induced by the sutures, the
mechanism of action of some procedures and the uncertainties of clinical efficacy,
the advantages and benefits of these procedures should not be underestimated.
The number of patients with GERD is massive. In many western countries, the national
cost for PPI and antacids is second only to the expense for antihypertensive drugs.
Surgery is costly, more invasive, and patients usually prefer to avoid it. The space
left for endoscopic antireflux interventions is enormous, and despite the big shadows
on the results and the many limits of the currently available procedures, we think
that we should still go down this path and continue with the clinical research in
this field.