Keywords
embryo - embryonic period - fetal period - genetics - inheritance - malformation
Introduction
Fetal anomalies are detected on ultrasound in around 3% of all pregnancies [1]. These abnormalities can range from slight anomalies (e.g., slightly increased nuchal
translucency or soft markers such as white spot on the fetal heart) to lethal multisystem
disorders. The etiology of these findings varies greatly and includes both exogenous
and genetic factors. Congenital malformations are detected in 2–6% of all neonates.
Prenatal genetic diagnostic testing is used to investigate fetal ultrasound anomalies
[2]. Diagnostic puncture plays an important role in prenatal genetic testing and remains
the only established and sufficiently evaluated option to diagnose genetic disorders
in pregnancy-specific cells [3]. In addition to chorionic villus sampling and amniocentesis, QF-PCR is often carried
out prior to classic chromosomal analysis as this allows the most common aneuploidies
to be identified within a few hours [4]. In recent years, many human genetics laboratories have also begun to carry out
microarray analysis, which has a 5–8.5% higher detection rate of causative submicroscopic
chromosomal imbalances compared to conventional cytogenetics due to the method’s higher
diagnostic resolution [4]. However, this service is not covered by standard health care plans in Germany (Individuelle Gesundheitsleistung [IgeL]) and the patients has to pay for this type of testing herself. Massive parallel
sequencing has become an established, very effective, diagnostic method to diagnose
genetic disorders. Although the use of massive parallel sequencing in pediatric diagnostics
and in adult patients is usually unproblematic, nevertheless some aspects of this
method need to be considered in the context of prenatal diagnostic testing. This overview
describes the role of massive parallel sequencing in genetic diagnostic testing and
the specifics and limitations of this method in prenatal diagnostic testing. Recent
developments in genetic diagnostic testing are additionally presented.
Basic Principles of Massive Parallel Sequencing
Basic Principles of Massive Parallel Sequencing
For decades, Sanger sequencing was used to identify the base sequences of a gene and
determine disease-causing variants. To do this, prior to sequencing, gene sections
are first amplified using polymerase chain reaction (PCR). Fluorescence-labeling of
bases allows base sequences of the respective amplified DNA sections to be determined
using a sequencer.
Although Sanger sequencing continues to be used for targeted gene analyses, the method
has some limitations. Laboratory protocols have to be established, adapted and validated
for every DNA fragment needing to be sequenced. Depending on the size of the gene,
sometimes numerous individual sequences have to be carried out. For quantitative and
qualitative reasons, this only makes sense for laboratories if they can carry out
numerous diagnostic tests for a specific gene. But this is generally not the case
for rare genetic disorders. The important limitation of this method is that only single
gene analyses are possible. If several genes could be implicated in a genetic disorder,
detailed diagnostic tests of all relevant genes are not possible. For example, around
100 different genes may be implicated in the genetic eye disease retinitis pigmentosa
[5]. The diagnostic benefit is even more problematic in cases where single gene analysis
cannot be carried out due to the patient’s unspecific clinical manifestations. This
is the main reason why single gene analysis is not particularly relevant for prenatal
diagnostic testing as ultrasound findings are rarely specific enough for single gene
analysis to offer promising results. Even when skeletal anomalies are visible, ultrasound
findings are often not specific enough for a clear suspected diagnosis [6]. In most cases, single gene analysis in the prenatal context is and was limited
to proving/excluding known pathogenic familial variants.
Massive Parallel Sequencing (MPS). A Game Changer in Genetic Diagnostic Testing
Massive Parallel Sequencing (MPS). A Game Changer in Genetic Diagnostic Testing
In contrast to Sanger sequencing, MPS consists of parallel high-throughput sequencing
of short DNA fragments (including fragments of a complete human genome, if necessary).
With this sequencing method, many overlapping fragments are generated for the target
region. Bioinformatics is used to assign sequence information to a specific genomic
target/reference region. The sequencing coverage describes the average number of sequence
bases per base in the target regions. Deviations from the reference region are identified
and filtered using detailed algorithms. Filtering is necessary as every individual
will have innumerable deviations (> 3 million in a genome analysis) from the reference
sequence but only a few of these variants will be important for the disorder. Bioinformatic
processing filters out all the variants which are not pathogenic because of their
genomic position, their frequency in healthy controls, and other criteria (for example,
variants in genes not associated with the disorder). Results are also compared with
information from databases on pathogenic variants to directly identify potentially
relevant variants [7]. Classifying the variants is therefore the greatest challenge in massive parallel
sequencing, and diagnostic evaluations are currently only carried out by highly qualified
experts.
In principle, two different technical approaches are used for diagnostic MPS [8]:
-
Gene panel sequencing: Groups of genes which are diagnostically relevant for a condition, e.g., epilepsies,
are grouped for testing. Median number per group is 150–200 genes [9].
-
Exome sequencing: All DNA sequences of the human genome which carry genetic information für protein-coding
genes are enriched; this corresponds to about 1% of the genome (around 20000 genes)
[10].
-
Genome sequencing: The whole genome is sequenced, including non-protein-coding sections which could
have clinically relevant pathogenic variants; testing focuses on the detection of
structural chromosomal disorders.
-
NIPT: For this MPS-based non-invasive prenatal test (NIPT), cell-free fragments obtained
from maternal plasma are sequenced untargeted. Based on the obtained sequence of sequenced
fragments, the fragment can be assigned to a specific chromosome using bioinformatics.
If a trisomy is present, significantly more fragments of the relevant chromosome (e.g.,
chromosome 21 in trisomy 21) will be detected [11].
[Table 1] presents an overview of the different genetic testing methods.
Table 1
Comparison of prenatal genetic diagnostic methods.
Method
|
Advantage
|
Disadvantage
|
* These methods are currently not routinely used in prenatal molecular genetic diagnostics.
|
NIPT
|
Non-invasive
|
-
Scope of investigation is limited (usually only detects trisomies 13, 18 and 21 and
numerical aberrations of chromosomes X and Y)
-
Abnormal findings have to be confirmed using invasive diagnostic testing.
|
Chromosome analysis
|
Established, cost-effective method to identify numerical and structural chromosomal
disorders
|
|
Single gene sequencing
|
Targeted identification of familial variants (segregation studies)
|
|
Panel diagnostics
|
Clearly defined scope of investigation based on clinical phenotype; therefore, lower
risk of unclear variants and incidental findings
|
|
(Trio) exome diagnostics
|
Covers all potentially relevant genes
|
|
Microarrays
|
Established method to detect pathogenic gains/losses (e.g., microdeletion and duplication
syndromes)
|
|
Optical genome mapping (OGM)*
|
Detects structural chromosomal disorders (e.g., inversions, translocations)
|
|
Genome sequencing*
|
Detects structural chromosomal disorders and sequence variants
|
|
Panel Diagnostics
In panel diagnostics, only a specific set of defined genes from the genome of the
person being investigated are enriched and only these are sequenced. The primary advantages
of this method are the low sequencing performance required and the focused approach
with this method, as only genes directly associated with the clinical problem are
analyzed. There is no expectation of any additional or incidental findings.
Exome Testing
In exome diagnostics, the sections coding for proteins in all ca. 20000 genes in the
genome are sequenced in parallel using MPS [12]. Bioinformatic algorithms are then used to filter out the genes from the full dataset
which are connected to the respective clinical problem. Human Phenotype Ontology terms
(HPO terms) have been found to be useful in postnatal diagnostic testing. HPO terms
are used to describe a clinical phenotype and associate the phenotype with genes known
to be clinically connected to the respective phenotype. This individually tailored
gene selection allows diagnostic testing to be adapted to the patient’s specific clinical
picture according to the current state of knowledge. In many cases, the quality of
the sequencing data now also provides reliable evidence of copy number variants (CNVs),
i.e., of small losses and gains of genetic material comparable to microarray analysis.
The high flexibility of exome diagnostics means that in most laboratories, panel diagnostics
have been replaced by exome diagnostics. The challenge for exome testing, however,
is the huge number of genetic variants which need examining (ca. 15000–40000) to assess
whether they are connected to the patient’s disorder. Internationally valid criteria
have been defined for this to allow consistent classification and clinical evaluation
of genetic variants [13]
[14]
[15]. But even though classifying variants is carried out with the help of bioinformatic
methods, the expertise of specialist research assistants and medical staff who jointly
assess the genetic and phenotypic information in the clinical context remains indispensable.
Variants of uncertain significance (VUS) are particularly challenging. To begin with,
it is not possible to definitively determine whether these variants are the cause
of the disorder or not [14]. For patients seeking advice and for the investigating physicians, this leads to
uncertainty as there are no unambiguous answers to their clinical questions. Prior
to carrying out exome testing, it is important to inform patients about the possibility
that findings may be uncertain and explain what this means. As the sequence information
of almost all known genes is available in exome sequencing, it is also possible to
find pathogenic variants in genes not directly connected to the clinical picture of
the patient being investigated [16]. Because of this known issue, patients must be fully informed in accordance with
the German Genetic Diagnostics Act before exome testing is carried out [17]. Prenatal massive parallel sequencing is included in the current Doctors’ Fee Schedule
in Germany (EBM).
Trio exome diagnostics are a special form of exome diagnostics. This type of testing
does not just analyze the exome data of the affected patient/fetus but also the exome
data of the affected parents and compares the findings. Bioinformatic algorithms are
used to rapidly identify de novo mutations and parental inheritance patterns in autosomal-recessive
diseases. Obtaining parental sequence information improves the classification of detected
variants, as the number of variants of uncertain significance is reduced. Studies
have shown that trio exome diagnostics has been able to solve significantly more cases
than single exome analysis [18].
Uses and Challenges of Prenatal Exome Diagnostics
Uses and Challenges of Prenatal Exome Diagnostics
Numerous international studies have shown the diagnostic benefit of using (trio) exome
diagnostics to confirm genetic disorders [19]
[20]. Reverse phenotyping is increasingly becoming the preferred method of analysis.
A classic diagnostic workup consists of starting with a precise clinical characterization
of the patient. The clinical characteristics are then used as the basis for a suspected
diagnosis and other potential differential diagnoses, which are then confirmed or
disproved based on the findings of the genetic investigation. But the large number
of rare genetic diseases, many of which show wide clinical variability, means that
this diagnostic approach is often unsuccessful. Reverse phenotyping uses the opposite
approach. The genetic data obtained from exome sequencing is used to identify variants
which could potentially lead to a specific disorder. If the genetic data give rise
to the suspicion of one or more diagnoses, the clinical symptoms are specifically
reviewed and the associated disorder can be diagnosed. In prenatal diagnostics, reverse
phenotyping may be used to clarify prenatal anomalies, although it is important to
be aware that there is only limited information available on the prenatal phenotype
of many rare genetic disorders. Targeted ultrasound examinations can often determine
whether certain phenotypical features can be detected which would confirm the presence
of a specific genetic disorder.
MPS is now a recognized and accepted part of prenatal diagnostics. In a statement
issued by the German Society for Human Genetics in 2023, the Society explicitly highlighted
the use of microarray and panel or exome diagnostics after excluding the most common
trisomies with NIPT or QF-PCR, even without carrying out karyotyping [2]. Across the world, prenatal MPS is now part of the standard diagnostic workup in
many countries and is included in guidelines and recommendations [21]
[22]
[23]
[24].
Because of the speed of diagnosis and greater precision, MPS is also the method of
choice for prenatal diagnostic testing. But it is important to be aware of specific
aspects of the prenatal setting:
-
Ultrasound examinations often only provide limited phenotypic information.
-
Many clinical features are only detectable in the later weeks of pregnancy.
-
Many identifiable structural anomalies in early pregnancy are unspecific and permit
only limited conclusions to be drawn about defined clinical pictures.
-
At present, no or very little information is available about the prenatal phenotypes
of many rare diseases over the course of pregnancy.
-
Laboratories carrying out the diagnostic tests require defined procedures to deal
with variants of uncertain significance which could be connected to the fetal clinical
picture. The physician informing the parent(s)/the specialist in prenatal medicine
must be informed of this.
It is also important to be aware that uncertain findings can be a heavy psychological
burden and an additional stressor during pregnancy. Prior to carrying out diagnostic
testing, it is important to be aware that medical staff who provide information to
affected parents bear a special responsibility, as the German Genetic Diagnostics
Act mandates that parents need to be informed about the extent but also the limitations
of planned tests. The laboratory commissioned to do the tests must also take the special
situation of prenatal diagnostic testing into account. This especially applies to
processing times and dealing with detected variants. Experience has shown that, in
principle, it is better to only report pathogenic and probable pathogenic variants.
Reporting a variant of uncertain significance may be justified in individual cases,
for example, when the fetal phenotype indicates that the detected variant may be causative
or when additional targeted tests to investigate causation need to be arranged. In
Germany, some human genetics laboratories have joined together to form a National
Alliance of Rare Genetic Diseases (Nationale Allianz Seltener Genetischer Erkrankungen, www.nasge.de) to provide an interdisciplinary online discussion of uncertain genetic variants
within 24 hours.
Prenatal Trio Exome Testing in Pregnancies without Ultrasound Anomalies
Prenatal Trio Exome Testing in Pregnancies without Ultrasound Anomalies
More and more couples are requesting prenatal genetic testing even if the pregnancy
is normal. Given the fact that numerous genetic disorders, especially disorders with
cognitive impairments, cannot be detected on ultrasound, the wish for extra security
is understandable. The inclusion of non-invasive prenatal testing (NIPT) in standard
prenatal care means that a screening method to exclude the most common aneuploidies
is already being used in numerous pregnancies without abnormal ultrasound findings.
Trio exome testing of pregnancies without ultrasound anomalies is therefore already
being offered by some facilities, but this service is not covered by standard health
care plans in Germany. For this type of testing, prior counseling of the parents about
the extent and limitations of testing is indispensable as is a strict policy about
the reporting of findings, with parents only being told about established pathogenic
genetic variants in genes associated with severe infantile disorders. Reporting variants
of uncertain significance and of late-manifesting disorders is not justifiable [25].
Diagnostic Value of (Trio) Exome Testing
Diagnostic Value of (Trio) Exome Testing
Numerous international studies have confirmed the additional value of exome testing
for the detection of the genetic causes of fetal malformations [26]
[27]
[28]. A number of different meta-analyses have now been published which attest to the
benefit of prenatal MPS to clarify different issues. In one meta-analysis of prenatal
brain anomalies in 1583 affected fetuses, the detection rate using exome sequencing
was 32% higher compared to karyotyping and microarray analysis [29]. Comparable cross-study results have also been achieved for intrauterine growth
retardation (IUGR), increased nuchal transparency, and congenital anomalies of the
kidney and urinary tract (CAKUT) [30]
[31]
A recently published study of 500 pregnancies, most of them from Germany, with different
ultrasound anomalies was able to show that it was possible to determine the cause
of the anomalies in more than 30% of cases with exome diagnostics [32]. Surprisingly high detection rates have even been reported for cases with higher
isolated nuchal transparency measurements (NT > 3 mm), a finding that was confirmed
in a recent international study [33]. Although the majority of causative genetic variants were de novo mutations (47.1%),
genetic inheritance was confirmed in 41.8% of cases. In addition to an asymptomatic
mother passing X-chromosome variants to a male fetus, autosomal-recessive diseases
are primarily detectable where both parents are unknowing carriers of a pathogenic
variant. Disorders with reduced penetrance have also been detected in some cases.
This term is used to describe diseases such as holoprosencephaly where not every carrier
will go on to develop the disease, meaning that a pathogenic variant has been passed
on from an unaffected parent to the affected fetus. In summary, prenatal exome testing
is a rapid, effective, and useful method to identify genetic causes of fetal malformations
[33]. The integration of prenatal exome diagnostics into diagnostic procedures is shown
in [Fig. 1].
Fig. 1
Diagnostic procedure for massive parallel sequencing carried out in pregnancies with
ultrasound anomalies.
New Methods and Approaches
New Methods and Approaches
Technological progress means that new diagnostic procedures in human genetics are
constantly becoming available which offer patients better and faster results. But
with every new technology there is the challenge how to translate research-based applications
into standard care.
Ethical Aspects of MPS
In addition to the technical aspects and the health care policies and health economic
issues which need to be considered when new diagnostic options are introduced, the
extensive collection of genetic data raises a number of unanswered questions which
society will need to address. One such example is the collection of genetic data outside
of diagnostic testing. An oft-cited example of this is the inadvertent detection of
a predisposition to develop breast or ovarian cancer based on the identification of
a pathogenic BRCA-1 or BRCA-2 variant. The detection could potentially be lifesaving
for the affected person as suitable preventive measures (close monitoring and screening
programs) are available [34]. But collecting such data also has its risks which need to be considered. How can
“genetic discrimination” be prevented, for example in the context of health insurance?
The German Genetic Diagnostics Act accords special protected status to knowledge of
genetic constellations and emphasizes that patients have the right to decide for themselves
whether they want to know their own genetic findings or not [35]. But the problem is that the German Genetic Diagnostics Act was passed at a time
(2009) when MPS and the collection of large amounts of genetic data was not yet fully
possible. This has given rise to conflicting situations, specifically in the case
of individuals incapable of giving consent (for example, the unborn child), for example
when a predisposition to breast cancer is detected (as an additional or incidental
finding in the context of prenatal single exome analysis) but it is not permitted
to report this finding, meaning that this knowledge will be lost.
To address the different ethical, legal, and social challenges of MPS and provide
recommendations for action in unclear situations, reference should be made to the
guidelines of the German Gene Diagnostics Commission [36]
[37].
New Genetic Diagnostic Methods
New Genetic Diagnostic Methods
Recent methods which are beginning to be used in human genetic diagnostics include
whole genome sequencing and genome mapping. As described above, around 1–2% of the
whole genome is sequenced with exome sequencing. In whole genome sequencing, the entire
genome is sequenced. With whole genome sequencing, pathogenic variants can be confirmed
in areas not covered by exome diagnostics. Moreover, whole genome sequencing can be
used to identify structural chromosomal disorders if it is combined with bioinformatic
methods [38]. Long-read sequencing will also play an important role in genome analysis in future.
This is an NGS-based sequencing method which provides sequence information about genes
which cannot usually be displayed with standard short-read sequencing because of their
base sequences. This method can additionally be used to diagnose repeat expansion
disorders (e.g., fragile X-syndrome) and imprinting disorders caused by aberrant DNA
methylation patterns [39].
The problem with whole genome sequencing is the high costs involved and the difficulty
of evaluating variants, as large numbers of variants (> 3 million) are obtained for
which a reliable clinical assessment is currently not possible because the reference
data is inadequate. But a cost-benefit analysis will have to be carried out before
these methods can be included as part of standard clinical care. The German government
has therefore launched the “Genome Sequencing Pilot Project” which aims to evaluate
the clinical benefits of genome sequencing outside primary care genetics and create
the necessary variant databases. Another new method increasingly being used in human
genetic diagnostics is optical genome mapping (OGM), an imaging technique for structural
variant identification. OGM represents (with certain limitations) an advance on the
classic karyotyping used to identify structural chromosomal disorders [40]. The resolution of OGM is 10000 times higher than that of the standard light microscopy
used for chromosomal analysis and can identify small structural variants which could
not previously be detected. Other developments in genetic diagnostics, such as the
use of cell-free fetal DNA (cffDNA) in NIPT, indicate that whole exome screening for
monogenic disorders in maternal serum will be possible in future [41].
Summary/Outlook
The detection of prenatal ultrasound anomalies puts a severe psychological strain
on affected parents. Waiting for the results of testing is very stressful and adds
to worries about their child and fears about the diagnostic puncture. Detection of
a genetic disorder in the fetus explains the cause of the identified anomalies but
also has far-reaching consequences for the affected couple who may have to make a
decision about whether to continue the pregnancy, depending on the genetic findings.
In many cases, future pregnancies may also be at risk. However, detection of a de
novo mutation is associated with a very low probability of recurrence, and this is
a key factor if parents wish to have other children in future.
The detection rate of prenatal exome diagnostics in pregnancies with abnormal genetic
findings is high. Identifying the genetic cause of the anomalous ultrasound findings
allows affected parents to make an informed independent decision about whether to
continue the pregnancy and to obtain a risk assessment for future pregnancies.