Keywords
Endoscopy Lower GI Tract - Polyps / adenomas / ... - Endoscopic resection (polypectomy,
ESD, EMRc, ...) - CRC screening
Introduction
Rectal neuroendocrine tumors (NETs) are increasingly detected during screening colonoscopy
[1]. Although these tumors are typically indolent and low-grade, they possess metastasis
potential, necessitating prompt and accurate treatment [2]
[3]. Current guidelines and consensus uniformly endorse endoscopic resection as first-line
therapy for rectal NETs measuring less than 10 mm in diameter [4]
[5]
[6]. A recent multicenter prospective study in Japan demonstrated that endoscopic mucosal
resection with ligation (EMR-L) and endoscopic submucosal dissection (ESD) are the
predominant techniques used [7]. However, lack of a defined optimal endoscopic treatment technique in these guidelines
highlights the need for comparative effectiveness research to determine the best approach.
Rectal NETs, which originate in the mucosal layer and have a tendency for submucosal
invasion, necessitate strict vertical margin control to minimize incomplete resection
and local recurrence risks. Although recent meta-analyses report comparable R0 resection
and positive vertical margin rates between EMR-L and ESD [8], this consensus is challenged by an earlier meta-analysis highlighting EMR-L's superior
R0 achievement [9]. Furthermore, ESD exhibits marked procedural heterogeneity, evidenced by widely
variable R0 rates (54%-100%) across studies (Supplementary Table 1) [10]
[11]
[12]
[13]
[14]
[15]
[16]
[17]. Crucially, current evidence predominantly stems from small-scale retrospective
cohorts with inconsistent baseline controls, rendering the debate on EMR-L versus
ESD for histological completeness scientifically inconclusive.
Theoretically, securing extended vertical resection margins in endoscopic management
of rectal NETs could enhance histological completeness by ensuring deeper submucosal
clearance. However, current evidence remains paradoxically limited and contradictory,
with only three underpowered studies directly comparing EMR-L versus ESD on this critical
parameter, demonstrating irreconcilable outcomes [12]
[16]
[17]. We propose that establishing a quantifiable vertical margin threshold could serve
as a surrogate biomarker for assessing the technical adequacy of resection depth—a
hypothesis that requires validation through rigorously controlled studies. To clarify
the ongoing debate about the superiority of EMR-L versus ESD, particularly in terms
of vertical margin optimization, this multicenter cohort study employed propensity
score matching (PSM) to balance differences in baseline characteristics.
Patients and methods
Study design and eligibility criteria
This dual-center retrospective cohort study was conducted at two tertiary hospitals
in China, Xijing Hospital and the First Hospital of Nanchang, from January 2010 to
November 2024. The study population consisted of a prospectively collected, consecutive
series of patients diagnosed histologically with rectal NETs measuring up to 10 mm
in diameter. Exclusion criteria for this study were as follows: rectal NETs with a
diameter greater than 10 mm; cases managed with conventional EMR or ESD using a traction
device; patients requiring rescue therapy following previous endoscopic treatment;
specimens unsuitable for pathological margin assessment; and presence of lymph node
or distant metastases. Ethical approval for the study was granted by the Institutional
Review Board of Xijing Hospital and the First Hospital of Nanchang.
Interventions
All endoscopic procedures were performed by five experienced endoscopists, each having
completed a minimum of 300 ESD procedures. ESD procedures were performed in strict
adherence to standardized recommendations, without use of traction devices as traction
might improve margin adequacy [18]. For EMR-L, the procedure was performed using an endoscope equipped with a band
ligation device (Sumitomo Bakelite Co. Ltd., Tokyo, Japan) [19]. The submucosal injection solution used during ESD and EMR-L procedures was normal
saline combined with indigo carmine. These procedures were performed under intravenous
anesthesia using Olympus endoscopy systems, including the EVIS LUCERA CV-260, EVIS
LUCERA ELITE CV-290, and EVIS X1 models.
Currently, there are no standardized protocols or specific guidelines for selecting
the resection method. Primary considerations at our center include lesion characteristics
such as size, morphology, depth of invasion, and location, as well as clinical factors
like operative time and operator experience and discretion.
Pathological assessment
Pathological evaluation was performed by experienced pathologists at each participating
institution. The resected specimens were carefully spread on a specimen plate and
evaluated by expert pathologists, followed by a detailed histological examination.
Immunohistochemical staining was used to confirm NETs diagnosis and grading. Lymphovascular
involvement was mainly diagnosed by HE staining; immunohistochemistry was not routinely
performed. The vertical margin distance was defined as the shortest distance from
the nearest tumor front to the vertical resection margin [20]. A margin was classified as positive if tumor cells were present at the resection
edges.
Endpoints
The primary endpoint was the rate of histologically curative (R0) resection, defined
as en bloc removal of a targeted lesion with both horizontal and vertical tumor-free
margins. Secondary endpoints included the proportion of cases with adequate vertical
margin, rate of positive vertical margins, procedure time, complications, and length
of hospital stay.
There is currently insufficient evidence establishing a clear association between
vertical margin distance and patient prognosis. Given lack of a universal standard,
this study exploratively set the threshold for adequate vertical margin distance at
the 25th percentile (115 μm) to distinguish between adequate and inadequate vertical
margins ([Fig. 1]). When vertical margin positivity was identified, the vertical margin distance was
recorded as zero. Procedure time was measured from initiation of submucosal injection
to completion of resection. Complications included perforation and post-procedure
bleeding, which may occur either during the procedure or in a delayed manner post-procedure
[21]. Perforation is identified by a complete defect in the mural tissue [22]. Delayed bleeding is characterized by a decrease in hemoglobin of more than 2 g/dL
or confirmation of significant hematochezia following endoscopic treatment.
Fig. 1
a,b A 57-year-old female with a 5-mm rectal neuroendocrine tumor, located 5 cm from the
anal verge, underwent endoscopic mucosal resection with ligation (EMR-L). The postoperative
vertical margin was 1040 μm, meeting the adequate margin standard. c,d A 50-year-old female with a 4-mm rectal neuroendocrine tumor, located 8 cm from the
anal verge, underwent endoscopic submucosal dissection (ESD). The postoperative vertical
margin was 90 μm, failing to meet the adequate margin standard.
Statistical analysis
Continuous variables were assessed for normality using the Shapiro-Wilk test, supplemented
by visual inspection of Q-Q plots and histograms. Variables with a Shapiro-Wilk test
P ≥ 0.05 were considered normally distributed and presented as mean ± standard deviation
(SD). Conversely, variables with P < 0.05 were classified as non-normally distributed and reported as median with interquartile
range (IQR). PSM was employed to control for confounding variables between treatment
groups. Propensity scores were calculated using a multivariable logistic regression
model, with treatment assignment as the outcome variable and the following covariates
included: age, tumor size, involvement of the muscularis propria, central depression,
and biopsy status. A 1:1 nearest-neighbor matching method with a 1% caliper was applied
based on pre-exposure characteristics. The balance of covariates between groups was
evaluated using the standardized mean difference (SMD), with a smaller SMD indicating
reduced between-group variation in covariates. Binary variables were analyzed using
logistic regression models, whereas generalized linear models with a gamma distribution
and a log link function were employed to evaluate continuous endpoints. Complication
outcomes involving a count of zero were calculated using Fisher's exact test. Subgroup
analyses on vertical margin distance were conducted both before and after PSM. All
statistical analyses were performed using R software (version 4.2.2).
Results
Patient and lesion characteristics
A total of 204 rectal NETs from 186 patients were included in the study ([Fig. 2]). Baseline characteristics of patients are summarized in [Table 1]. Mean (SD) age of the patients was 50.7 years (10.4), with 106 (57.0%) being male.
Among these patients, 15 (7.6%) presented with at least two lesions. There were 56
patients (30.1%) in the EMR-L group and 130 patients (69.9%) in the ESD group.
Fig. 2 Flowchart of the study design. EMR-L, endoscopic mucosal resection with ligation;
ESD, endoscopic submucosal dissection; NET, neuroendocrine tumor.
Table 1 Baseline characteristics and follow-up information (n = 186).
Variables
|
Values
|
EMR-L, endoscopic mucosal resection with ligation; ESD, endoscopic submucosal dissection;
IQR, interquartile range; rNETs, rectal neuroendocrine tumors; SD, standard deviation;
WBC, white blood cell. Normal distribution is presented as mean ± SD; non-normal distribution as median (IQR). Increase in WBC count was defined as postoperative WBC count minus preoperative WBC
count. For patients with multiple lesions: if any lesion is non-R0, the patient is classified
as non-R0; if any lesion is G2, the patient is considered to have a G2 lesion; if
any lesion has a perforation or bleeding, the patient is considered to have a perforation
or bleeding.
|
Age (years), mean ± SD
|
50.7 ± 10.4
|
Gender, n (%)
|
|
80 (43.0)
|
|
106 (57.0)
|
Comorbidities, n (%)
|
58 (31.2)
|
|
29 (15.6)
|
|
11 (5.9)
|
|
11 (5.9)
|
|
28 (15.1)
|
Family or personal history of cancer, n (%)
|
14 (7.5)
|
Number of rNETs per patients, n (%)
|
|
172 (92.5)
|
|
10 (5.4)
|
|
4 (2.2)
|
Endoscopic resection (ER) modality*, n (%)
|
|
56 (30.1)
|
|
130 (69.9)
|
Pathologic results
|
|
172 (92.5)
|
|
170 (91.4)
|
|
16 (8.6)
|
|
1 (0.5)
|
Complications
|
36 (19.4)
|
|
17 (9.1)
|
|
3 (1.6)
|
Increase in WBC count after ER (×109), median (IQR)
|
0.6 (-0.3, 1.4)
|
Duration of hospitalization (days), median (IQR)
|
5.0 (4.0, 6.0)
|
Follow-up
|
|
64.4 (32.2, 91.3)
|
|
2 (1.1)
|
|
0 (0)
|
|
0 (0)/1 (0.5)
|
|
15 (8.1)
|
For the 204 lesions, after PSM, 122 matched lesions remained, with 61 in the ESD group
and 61 in the EMR-L group ([Table 2]). Median follow-up duration was 64.4 months (IQR 32.2–91.3), with 15 patients lost
to follow-up. During this period, two patients (1.1%) were diagnosed with metachronous
rectal NETs, both of whom were treated with EMR-L. In addition, one patient (0.5%)
died from causes unrelated to rectal NETs, with none of the deaths being rectal NET-related.
Table 2 Baseline characteristics of all lesions before and after PSM.
Variables
|
Before PSM
|
After PSM
|
EMR-L (n = 61)
|
ESD (n = 143)
|
SMD
|
EMR-L (n = 61)
|
ESD (n = 61)
|
SMD
|
EMR-L, endoscopic mucosal resection with ligation; ESD, endoscopic submucosal dissection;
MP, muscularis propria; NA, not applicable; PSM, propensity score matching; SD, standard
deviation; SMD, standardized mean difference.
|
Age, mean ± SD
|
51.6 ± 10.1
|
50.5 ± 10.2
|
0.109
|
51.6 ± 10.1
|
50.5 ± 9.1
|
0.109
|
Tumor size category, n (%)
|
|
46 (75.4)
|
69 (48.3)
|
0.631
|
46 (75.4)
|
46 (75.4)
|
0.000
|
|
15 (24.6)
|
74 (51.8)
|
-0.631
|
15 (24.6)
|
15 (24.6)
|
0.000
|
MP involved, n (%)
|
|
60 (98.4)
|
139 (97.2)
|
0.091
|
60 (98.4)
|
60 (98.4)
|
0.000
|
|
1 (1.6)
|
4 (2.8)
|
-0.091
|
1 (1.6)
|
1 (1.6)
|
0.000
|
Central depression, n (%)
|
|
56 (91.8)
|
120 (83.9)
|
0.288
|
56 (91.8)
|
56 (91.8)
|
0.000
|
|
5 (8.2)
|
23 (16.1)
|
-0.288
|
5 (8.2)
|
5 (8.2)
|
0.000
|
Biopsy, n (%)
|
|
52 (85.3)
|
116 (81.1)
|
0.116
|
52 (85.3)
|
53 (86.9)
|
-0.046
|
|
9 (14.8)
|
27 (18.9)
|
-0.116
|
9 (14.8)
|
8 (13.1)
|
0.046
|
R0 resection rate
Following PSM, R0 resection was achieved in 91.0% of the 122 lesions (n=111). The
EMR-L group demonstrated a significantly higher rate of R0 resections compared with
the ESD group, with rates of 98.4% versus 83.6% (OR 11.8, 95% CI 1.5–95), consistent
with results observed before PSM ([Table 3]).
Table 3 Study endpoints before and after propensity score matching.
Outcome
|
Phase of PSM
|
No. (%)/median (IQR)
|
OR (95% CI)/coefficient estimate
|
P value
|
EMR-L
|
ESD
|
CI, confidence interval; ESD, endoscopic submucosal dissection; EMR-L, endoscopic
mucosal resection with ligation; IQR, interquartile range; NA, not applicable; OR,
odds ratio; Q1, 25th percentile (115 μm). The ESD group serves as the reference.
|
R0
|
Before
|
60 (98.4)
|
125 (87.4)
|
8.6 (1.1, 66.2)
|
0.038
|
After
|
60 (98.4)
|
51 (83.6)
|
11.8 (1.5, 95.0)
|
0.021
|
Free vertical margin > Q1
|
Before
|
49 (80.3)
|
90 (62.94)
|
2.40 (1.2, 4.9)
|
0.016
|
After
|
49 (80.3)
|
38 (62.3)
|
2.5 (1.1, 5.6)
|
0.030
|
Vertical margin distance, μm
|
Before
|
240.0 (126.0, 368.0)
|
177.0 (68.0, 431.5)
|
-21.2 (-123.3, 81.0)
|
0.685
|
After
|
240.0 (126.0, 368.0)
|
150.0 (59.0, 404.0)
|
-15.6 (-137.3, 106.2)
|
0.803
|
Positive vertical margin,
|
Before
|
1 (1.6)
|
16 (11.2)
|
0.1 (0.02, 1.02)
|
0.052
|
After
|
1 (1.6)
|
8 (13.1)
|
0.1 (0.01, 0.9)
|
0.041
|
Procedure time, min
|
Before
|
5.0 (4.0, 7.0)
|
20.0 (13.0, 30.0)
|
-17.3 (-21.1, -13.5)
|
<.001
|
After
|
5.0 (4.0, 7.0)
|
19.0 (14.0, 28.0)
|
-17.2 (-21.0, -13.4)
|
<.001
|
Complications
|
Before
|
5 (8.2)
|
34 (23.8)
|
0.3 (0.1, 0.8)
|
0.014
|
After
|
5 (8.2)
|
18 (29.5)
|
0.2 (0.07, 0.6)
|
0.005
|
|
Before
|
2 (3.3)
|
15 (10.5)
|
0.3 (0.1, 1.3)
|
0.107
|
After
|
2 (3.3)
|
10 (16.4)
|
0.2 (0.04, 0.8)
|
0.028
|
|
Before
|
3 (4.9)
|
0 (0.0)
|
NA
|
0.026
|
After
|
3 (4.9)
|
0 (0.0)
|
NA
|
0.242
|
Duration of hospitalization, days
|
Before
|
5.0 (3.0, 5.0)
|
5.0 (4.0, 6.0)
|
-0.6 (-1.1, -0.03)
|
0.041
|
After
|
5.0 (3.0, 5.0)
|
5.0 (3.0, 6.0)
|
-0.3 (-0.96, 0.3)
|
0.348
|
Vertical margin distance between groups
Median vertical margin distance for the 223 lesions, excluding 17 patients with positive
vertical margins, was 220 μm (IQR 115.3 to 428.8 μm). Analyses conducted both before
and after PSM revealed that the EMR-L group had a significantly higher proportion
of lesions with a vertical margin distance exceeding 115 μm compared with the ESD
group ([Table 3]). Specifically, after PSM, the EMR-L group showed a proportion of 80.3%, whereas
the ESD group had 62.3% (OR 2.5, 95% CI 1.1–5.6) ([Table 3]). However, when vertical margins were analyzed as continuous variables, no significant
differences were observed between the EMR-L and ESD groups ([Table 3]).
In terms of lesions with a positive vertical margin, the after-PSM results indicated
that the EMR-L group had a significantly lower proportion compared with the ESD group
(1.6% vs. 13.1%; OR 0.1, 95% CI 0.01–0.9) ([Table 3]). Subgroup analysis of adequate vertical margin distances, both before and after
PSM, consistently suggests that lesions with a tumor size ≤ 5mm, without prior biopsy,
and without central depression are more likely to benefit from EMR-L ([Fig. 3]).
Fig. 3 Subgroup analysis Forrest plot of adequate vertical margin distance before and after
propensity score matching (PSM). CI, confidence interval; EMR-L, endoscopic mucosal
resection with ligation; ESD, endoscopic submucosal dissection; OR, odds ratio. The
ESD group is used as the reference group.
Other treatment outcomes
Overall median procedure time was 9.0 minutes (IQR 5.0–19.0 minutes). Notably, the
ESD group required significantly more time than the EMR-L group, with median procedure
durations of 19.0 minutes (IQR 14.0 to 28.0 minutes) compared with 5.0 minutes (IQR
4.0 to 7.0 minutes) for the EMR-L group after PSM, which also aligns with the before-PSM
findings ([Table 3]).
After-PSM analysis revealed that the EMR-L group experienced a significantly lower
incidence of overall complications compared with the ESD group (8.2% vs. 29.5%, OR
0.2, 95% CI 0.07–0.6, P = 0.005) ([Table 3]). Similarly, the perforation rate was reduced in the EMR-L group (3.3% vs. 16.4%,
OR 0.2, 95% CI 0.04–0.8, P = 0.028) ([Table 3]). Although bleeding was observed in 4.9% of the EMR-L group, none occurred in the
ESD group after PSM, with the difference not reaching statistical significance (P = 0.242) ([Table 3]). These complications were effectively managed with subsequent endoscopic interventions,
routinely closing mucosal defects using clips. After PSM, median length of hospital
stay was comparable between the EMR-L and ESD groups, both at 5.0 days, with IQRs
of 3.0 to 5.0 and 3.0 to 6.0 days, respectively ([Table 3]).
Discussion
Our study compared EMR-L to ESD on the aspect of adequate vertical margin for the
first time for treatment of rectal NETs smaller than 10 mm. The results demonstrate
that EMR-L achieves a greater proportion of adequate vertical margin distances and
a lower rate of positive vertical margins, resulting in a higher R0 resection rate
compared with ESD. Conversely, the ESD group experiences significantly longer operation
times and a higher incidence of perforation.
Rectal NETs predominantly develop in the submucosal layer, making it challenging to
achieve clear vertical margins at the deepest point of invasion. Nonetheless, securing
an R0 resection with an adequate vertical margin is essential for effective treatment.
Few studies have explored how different endoscopic resection techniques affect achievement
of suitable vertical margin distances in rectal NETs. Three previous studies have
compared vertical margin distances between EMR-L and ESD, treating these as continuous
variables [12]
[16]
[17]. The results have been inconsistent, showing significant variability in both range
and SD (Supplementary Table 1). Clinically, the key is not the effect size of the
vertical margin but ensuring it exceeds a specific threshold to improve prognosis.
In early colorectal cancer, adequate vertical margins (typically > 500 μm) after complete
endoscopic resection are associated with reduced risk of metastatic recurrence [23]. Therefore, examining the proportion of cases achieving adequate vertical margins
is clinically significant. Our study is the first to compare this proportion across
different treatments using PSM. Although the optimal cutoff for a vertical margin
remains uncertain, our study suggests a 25% interquartile range (115 μm), which needs
further validation through additional research.
Our study demonstrates that EMR-L achieves higher R0 resection rates and lower positive
vertical margin rates compared with ESD, aligning with previous research and meta-analyses
[9]. EMR-L is particularly effective for small rectal NETs with distinct margins, because
it involves lifting the mucosa, suctioning, ligating, and excising the nodule, thus
ensuring a deeper vertical resection margin [24]. This explains why EMR-L is most suitable for lesions ≤ 5 mm, without prior biopsy
and central depression, aligning with recent large multicenter studies [1]
[7]. This approach also reduces risk of perforation, a noted concern with ESD. A recent
study highlighted that 64.6% of lesions involving use of biopsy forceps resulted in
residual rectal NETs. In addition, scarring from biopsies can impede subsequent endoscopic
treatments; therefore, avoiding biopsies for rectal NETs is advisable whenever possible
[25]. Furthermore, EMR-L is straightforward and safe, even for beginners without ESD
experience, because it requires no more technical skills than conventional EMR. Its
simplicity also improves time efficiency compared with ESD, as confirmed by our study
and others [8]
[9].ESD was previously thought to achieve higher resection rates, facilitating en bloc
removal of larger lesions. However, our study found that the ESD group had a higher
risk of perforation rate compared with the EMR-L group. In ESD, achieving adequate
vertical margins necessitates precise dissection near the muscularis propria to avoid
positive margins and enhance R0 resection rates [6]
[20]. This requirement explains the higher incidence of perforations, despite efforts
to maximize vertical margin distance. A key limitation of ESD is lack of sufficient
traction during dissection, which can lead to inadequate vertical margins. To counter
this, we explored traction-assisted ESD using a dental floss loop, enabling deeper
vertical dissection [26]. In addition, ESD procedures generally take more time, as confirmed by our study
and others [8]
[9].
This study has several limitations. First, being retrospective in nature, the study
inherently carries a risk of selection bias. To mitigate this risk, we employed a
prospective data collection approach using a consecutive cohort of patients with blinded
pathological analysis. Second, although we utilized PSM to minimize the impact of
selection bias, it was not feasible to balance for unmeasured confounders between
groups, particularly regarding the selection process for the resection method.
This limitation may affect the comparability and generalizability of the results.
Third, in the subgroup analysis, certain groups had limited sample sizes, such as
those with tumor size > 5 mm, muscularis propria involvement, central depression,
and biopsy history. This limitation hinders further analysis of the benefits of EMR-L
for these subgroups. Fourth, due to the absence of established cutoff values, we adopted
the 25th percentile as an exploratory threshold; although this approach may reduce
bias to some extent, it cannot completely eliminate it. Fifth, EMR-L generally involves
a shorter interval between submucosal injection and specimen fixation, and residual
injection fluid can affect specimen flattening during fixation, which may influence
the measured vertical margin distance. Finally, a significant limitation is that nearly
all of the studies were conducted in Asian countries. Therefore, caution should be
exercised when generalizing these findings to Western populations.
Conclusions
EMR-L offers significant advantages over ESD in terms of efficacy, safety, and procedure
efficiency, particularly for lesions ≤ 5 mm, without prior biopsy and central depression.
EMR-L consistently achieves a higher rate of R0 resections, likely due to better adequate
vertical resection margins and a reduced incidence of positive margins. In addition,
the procedure requires significantly less time compared with ESD while minimizing
risk of perforation. Further research is needed to evaluate the comparative benefits
of EMR-L versus traction-assisted ESD.
Bibliographical Record
Jianning Liu, Weihua Yu, Peng Liu, Hao Tian, Lihong Gan, Kaige Zhang, Hui Chen, Nian
Fang. Optimal endoscopic resection method based on vertical margin distance for small
rectal neuroendocrine tumors: Propensity score-matched study. Endosc Int Open 2025;
13: a26551320.
DOI: 10.1055/a-2655-1320