Results
Selected Articles
Our initial search strategy ([Table 1]) identified 486 papers. After excluding those not published in English and duplicates
identified using Ovid, 275 articles remained and underwent title and abstract screening
([Fig. 1]), which, after further review, were reduced to 38 articles for full-text review.
Following full-text review, 16 articles were excluded, leaving 22 articles for inclusion
in this systematic review. An additional seven articles were found following the search
previously described, and through hand-searching relevant journals and reference lists.
Twenty-nine articles were therefore identified for inclusion in our systematic review
(Appendix 1).
Characteristics of Included Studies and Study Settings
Most of the studies were performed either in the United States (n = 10; 34%), Israel (n = 5; 17%), or Germany (n = 5). Most studies were published in the past 15 years, with just over half (n = 15) of all studies published in the past 5 years (2009–2013). Most studies incorporated
data collection within the past 2 decades, although three (10%) manuscripts did not
describe the time period of the study.
Eleven studies (38%) focused on one or two specific skull base tumor types, one (3%)
did not specify pathology included in the study, and the remainder (n = 17; 59%) included a heterogeneous population of skull base tumors. Eighteen articles
(62%) focused on tumors of the anterior cranial fossa only, one (3%) study did not
describe the specific location of the skull base tumors studied, and the remainder
(34%) incorporated tumors in two or more anatomical regions (anterior, middle, lateral
and/or posterior cranial fossa). A variety of surgical approaches were used, both
open and endoscopic (Appendix 1).
The most common QoL measure used was the Karnofsky Performance Status (KPS) (n = 13; 45%), followed by the ASBQ (n = 8; 28%). The remaining QoL measures used are shown in [Table 2] and described later.
Table 2
Quality-of-life instruments commonly used in patients undergoing anterior skull base
surgery
Instrument
|
Site specific (for skull base surgery)?
|
Multidimensional?
|
Intended for patient or clinician completion?
|
Domains
|
Global quality-of-life measures
|
|
|
|
|
Glasgow Outcome Score (GOS)
|
No
|
No
|
Clinician
|
N/A
|
Health Utilities Index (HUI) Mark 2 (HUI2)
|
No
|
Yes
|
Either
|
Sensation, mobility, emotion, cognitive, self-care, pain, and fertility (1 item each).
|
Karnofsky Performance Status (KPS)
|
No
|
No
|
Clinician
|
N/A
|
Short Form-36
|
No
|
Yes
|
Either
|
Physical function (10 items), role physical (4 items), bodily pain (2 items), general
health (5 items), vitality (4 items), social function (2 items), role emotional (3
items), mental health (5 items), and perceived change in health (1 item).
|
Short Form-12
|
No
|
Yes
|
Either
|
General health (1 item), physical function (2 items), role physical (2 items), bodily
pain (1 item), role emotional (3 items), mental health (1 item), vitality (1 item),
social function (1 item).
|
University of Washington Quality-of-Life scale
|
No
|
Yes
|
Patient
|
Pain, appearance, activity, recreation, swallowing, chewing, speech, shoulder pain,
taste, saliva, mood, and anxiety (1 item each)(in addition to three general questions).
|
Quality-of-Life Index
|
No
|
Yes
|
Patient
|
Job, self-assessment, leisure, eating, sleeping, friendship, money, family, partnership,
health, and overall QoL (1 item each).
|
Functional Assessment of Cancer-Head and Neck (FACT-H&N)
|
No
|
Yes
|
Patient
|
Physical well-being (7 items), social/family well-being (7 items), emotional well-being
(6 items), functional well-being (7 items), additional concerns relevant to head and
neck (12 items).
|
Centre for Epidemiologic Studies Depression Scale (CES-D)
|
No
|
No
|
Patient
|
N/A
|
Atkinson Life Happiness Rating (ALHR)
|
No
|
No
|
Patient
|
N/A
|
Site-specific quality-of-life measures
|
|
|
|
|
Anterior skull base survey
|
Yes
|
Yes
|
Patient
|
Role of performance (6 items), physical function (7 items), vitality (7 items), pain
(3 items), specific symptoms (7 items), and impact on emotions (5 items).
|
Anterior Skull Base (ASK) Nasal Inventory-9
|
Yes
|
No
|
Patient
|
N/A
|
Anterior Skull Base (ASK) Nasal Inventory-12
|
Yes
|
No
|
Patient
|
N/A
|
Sinonasal Outcome (SNOT)-22
|
Yes
|
Yes
|
Patient
|
N/A
|
Rhinosinusitis Outcome Measure (RSOM)-31
|
Yes
|
Yes
|
Patient
|
Nasal QoL (6 questions), eye QoL (2 questions), sleep QoL (4 questions), ear QoL (5
questions), general questions (7 questions), practical issues (4 questions), and emotional
well-being (3 questions).
|
Midface Dysfunction Scale (MDS)
|
Yes
|
No
|
Patient
|
N/A
|
Study Quality and Level of Evidence
There were no randomized controlled trials identified. Ten studies (34%) were prospective,
one (3%) had both prospective and retrospective elements, and the remaining studies
(62%) were retrospective. Only two studies (7%) had control groups.
Data Synthesis
Study findings are reported below according to the QoL scale used ([Table 2]), broadly divided into two categories depending on whether the assessment tool used
was a global or site-specific (for anterior skull base surgery) QoL measure. Given
the wide variations in study design, reporting quality, and outcome measures, meta-analysis
was not possible.
Global Quality-of-Life Measures
Karnofsky Performance Status
The KPS is a rating scale of functional status determined by health care providers,
intended to be a proxy for QoL.[3] Scores range from 0 to 100, with a higher score indicating better functional status.
Although valuable as a gross estimate of functional status, it only measures one facet
of the broader concept of QoL. Our search strategy identified 13 studies incorporating
KPS data ([Table 3]).
Table 3
Studies using the Karnofsky Performance Status
Study
|
N
|
Tumor type(s)
|
Location
|
Surgical approach
|
KPS preoperatively (/100)
|
KPS postoperatively (/100)
|
Follow-up period
|
Comments
|
Holmes et al[15]
|
79
|
Multiple
|
Anterior, middle, and posterior cranial fossae
|
Not specified
|
100–80 in 71%
< 80 in 29%
|
Not assessed
|
3 mo
|
KPS < 80 associated with an increased risk of perioperative stroke and longer hospital
stay
|
Tzortzidis et al[9]
|
74
|
Clival and cranial base chordoma
|
Anterior, lateral, and posterior cranial fossae
|
Multiple (open)
|
80 (mean)
|
84 at 12 mo
86 at mean follow-up (96 mo)
|
96 mo
|
Work subsequently extended to compare outcomes of surgery in two time periods (see
Di Maio et al[10])
|
Di Maio et al[10]
|
95
|
Clival and cranial base chordoma
|
Anterior, lateral, and posterior cranial fossae
|
Multiple (open and endoscopic)
|
Surgery 1988–99: 81 (mean)
Surgery 2000–11: 84 (mean)
|
≥ 70 at 6 mo:
Surgery 1988–99: 60%
Surgery 2000–11: 89%
|
38.3 mo
|
Significantly improved postoperative KPS in those undergoing surgery in the most recent
cohort (2000–11) despite similar baseline KPS scores and complete resection rates
|
Bassiouni et al[11]
|
106
|
Meningioma
|
Anterior clinoid process
|
Unilateral subfrontal or pterional
|
82
|
86
|
6.9 y
|
|
Ichinose et al[12]
|
161
|
Meningioma
|
Anterior, middle, and posterior cranial fossae
|
Multiple (open)
|
Surgery 1985–94: 80.9
Surgery 1995–2000: 80.4
Surgery 2001–5: 86.3
|
Surgery 1985–94: 73
Surgery 1995–2000: 87.3
Surgery 2001–5: 92.3
|
95.3 mo
|
Three time periods classed as pre-, early, and late relative to the introduction of
stereotactic radiosurgery
|
Ohba et al[16]
|
281
|
Meningioma
|
Anterior, middle, and posterior cranial fossae
|
Not specified
|
90.6
|
88.2
|
88.4 mo
|
In 83.3% of patients KPS score either improved (22.1%) or remained unchanged (61.2%)
|
Roser et al[13]
|
132
|
Meningioma
|
Anterior, middle, and posterior cranial fossae
|
Not specified
|
≥ 70 y of age: 82
< 70 y of age: 84
|
≥ 70 y of age: 78
< 70 y of age: 82
|
≥ 70 y of age: 36 mo
< 70 y of age: 60.2 mo
|
In all subjects, the minimum follow-up was 12 mo from the time of surgery
|
Raso and Gusmão[8]
|
22
|
Multiple
|
Anterior, middle, and posterior cranial fossae
|
Transbasal approach
|
79.5
|
96.4 at 12 mo
|
30.5 mo
|
|
Walch et al[19]
|
3
|
Olfactory neuroblastoma
|
Anterior cranial fossa
|
ESBS combined with SRS
|
100
|
39–71 mo
|
Time point when KPS assessed not specified. Not assessed impact of surgery alone on
QoL
|
Bassiouni et al[21]
|
56
|
Meningioma
|
Olfactory groove
|
Multiple (open)
|
Not specified
|
90–100 in 86.8% of survivors
|
5.6 y
|
|
Samii et al[18]
|
25
|
Chondrosarcoma
|
Middle and posterior cranial fossae
|
Multiple (open)
|
Not specified
|
91
|
88 mo
|
Approximately a third of patients (n = 8) underwent radiotherapy
|
Fliss et al[20]
|
40
|
Multiple
|
Anterior cranial fossa
|
Subcranial (open)
|
80
|
33 mo
|
Time point when KPS assessed not specified
|
De Jesús et al[17]
|
118
|
Meningioma
|
Cavernous sinus
|
Not specified
|
90
|
80 (3–12 mo postoperative)
80 (> 1 y postoperative)
|
33.8 mo
|
|
Abbreviations: ESBS, endoscopic skull base surgery; KPS, Karnofsky Performance Status;
QoL, quality-of-life; SRS, stereotactic radiosurgery.
Most studies incorporating KPS data compared pre- and postoperative scores. In a variety
of skull base pathologies,[8] clival and cranial base chordomas,[9]
[10] anterior clinoid process meningiomas,[11] and skull base meningiomas of various locations,[12] average KPS scores were shown to increase following surgery ([Table 3]). However, these studies incorporate a variety of pathologies, anatomical locations,
surgical approaches, and lengths of follow-up. For example, in one study of skull
base meningiomas, only 3% of subjects had tumors in the anterior cranial fossa.[13] This is important because physical symptoms following skull base surgery depend
on tumor location as well as surgical approach.[14] Some studies did not specify the surgical approach used,[13]
[15]
[16]
[17] assessed KPS only preoperatively[15] or postoperatively,[18] assessed KPS between subjects at variable time points following surgery,[16] or did not specify when the KPS assessment was undertaken.[19]
[20] One study also failed to report specific mean KPS scores.[21]
It is widely believed that improvements in surgical techniques have contributed to
improved patient outcomes following skull base surgery in recent years. Studies have
suggested that more recent surgery appears to result in improved postoperative KPS
scores for patients with clival and cranial base chordomas,[10] and skull base meningiomas[12] compared with those undergoing surgery in earlier periods. Better 5-year survival
rates and markedly fewer overall complications were observed in patients undergoing
surgery from 2000 to 2011 compared with 1988 to 1999.[10] In one study, early surgery (performed between 1985 and 1994) was actually associated
with a decrease in KPS.[12] In other studies, of skull base meningiomas in varying locations, KPS scores preoperatively
and at last follow-up were lower but not significantly so.[13]
[16]
Some studies have attempted to find variables associated with a worse KPS score. In
a study of skull base meningiomas, female gender, higher histologic grade and p53-positive
rate were associated with an unfavorable KPS, but radiation therapy, degree of resection,
tumor size, tumor location, age of the patient, presence of calcification or a high
T2-weighted image were not.[16] In another study of skull base meningiomas, subtotal resection was associated with
a significant decrease in KPS only in those < 70 years of age.[13] A decline in KPS has been correlated with the development of recurrence or progression
in subjects with olfactory groove meningiomas.[21]
Short Form-12 and -36
The Short Form is a well-known generic QoL measure that has been used in many different
conditions and comes in several forms. One study used the SF-36[22] and one study the SF-12.[23] Both the SF-36 and SF-12 cover eight domains, with 36 and 12 items, respectively,
grouped into “mental” and “physical” subscores. Scores are scaled to range from 0
(worst) to 100 (best). In a study of 14 patients with a variety of skull base tumors
who underwent extended transbasal surgery, SF-36 scores at a minimum of 1 year following
surgery were improved across all domains in half of the patients.[22] In the remainder, scores did not improve, but physical health, vitality, and perceived
health were actually worse in one, two, and two patients, respectively.
The SF-12 was used in a study of 11 patients undergoing endoscopic skull base surgery
for a range of benign and malignant skull base tumors.[23] With 12-month follow-up, the authors found a nonsignificant increase in the physical
and mental subscores compared with preoperative scores, with greater improvement in
the mental subscores (7.5 versus 4.1 points).
The University of Washington Quality-of-Life Scale
The University of Washington Quality-of-Life (UW-QOL) scale was developed specifically
for self-rating of QoL in patients with head and neck cancers.[24]
[25] The latest version (version 4) includes 12 single-question domains, each having
between three and six response options scaled evenly from 0 (worst) to 100 (best),
and three global questions (scored from 0 to 5). It has been used once in patients
undergoing anterior skull base surgery, but it does not account for some symptoms
specific to anterior skull base tumors, such as those relating to vision and olfaction.
A study of 18 patients reporting UW-QOL scale scores at varying time points after
treatment (and 94% of patients underwent radiotherapy) found scores to be significantly
lower in those with anterior skull base tumors compared with lateral skull base tumors
(916.5 versus 1060 of 1200).[26] Various open surgical approaches were used, and one patient underwent endoscopic
surgery. The domains of mood, activity, recreation, taste, and anxiety were worse
in the anterior group (the latter two significantly so), and recurrence did not appear
to influence scores. More than a third of patients were found to be at risk of mental
distress and psychiatric morbidity in this cohort.
Glasgow Outcome Score
The Glasgow Outcome Score (GOS) is a well-known scale used to classify patients with
brain injury, ranging from 1 (death) to 5 (good recovery). It is considered easy to
use but does not provide high-quality information that may be interpreted in a meaningful
way.[27] The GOS does not account for the potentially profound effects of skull base surgery
on psychological well-being and socioeconomic status and, as a global measure, it
does not incorporate assessment of symptoms considered important for patients specifically
undergoing skull base surgery.
In one study including 18 patients with extended transbasal operations for a variety
of skull base tumors, 14 patients had made a good recovery at a minimum of 1-year
follow-up, and 2 patients had died.[22] However, baseline GOS data were not reported.
Health Utilities Index Mark 2
The Health Utilities Index (HUI)-2 is considered a sensitive and versatile multidimensional
QoL measure, with 7 items over 7 domains generating a score between 0 (death) and
1 (full health).[23] It is not site specific, however, and thus does not detect all symptoms important
for skull base surgery patients. One study used HUI-2 in 11 patients undergoing endoscopic
skull base surgery for benign and malignant skull base tumors, finding mean baseline
HUI-2 scores to be significantly worse in those with malignant tumors (0.63) compared
with benign tumors (0.87).[23] This difference was lost at follow-up of 3, 6, and 12 months, but a nonsignificant
lower mean score in the malignant group persisted (0.82 versus 0.93). Scores were
stable or improved in most patients (91%) over time, with an overall gain of 0.13
points for the cohort, but this increase was nonsignificant.
Quality-of-Life Index
Based on a modified version of the QoL scale of Blau,[28] Woertgen and colleagues assessed outcome in 12 patients undergoing surgery for anterior
skull base tumors through various approaches.[29] The 11-item self-reported questionnaire includes a question in each of 10 domains
and an overall QoL rating, with scores for each ranging from 0 (worst) to 100 (best
outcome). With a mean follow-up of 40 months, the authors found that only 45% of subjects
were able to return to their previous occupation, and mean Quality-of-Life Index score
was 42, with the job item and family item having the lowest and highest values, respectively.
All patients underwent radiotherapy. Only half of the 12 patients actually completed
the survey themselves. The other six responses were from relatives of patients who
had died. Although in another survey, caregivers were able to provide a good assessment
of a patient's self-reported QoL,[6] this may not be true in the context of this specific questionnaire. Furthermore,
no preoperative data was provided for comparison.
Functional Assessment of Cancer-Head and Neck
The Functional Assessment of Cancer-Head and Neck (FACT-H&N) is a 39-item QoL self-reporting
questionnaire designed for patients with head and neck cancer, with each item scoring
between 0 (not at all) to 4 (very much). It consists of 27 general items (FACT-G)
over four domains, and 12 items for head and neck symptom assessment (H&N-G), but
it does not address some issues relevant to anterior skull base surgery.
One study of 27 patients undergoing cranial, transfacial, and craniofacial approaches
to a variety of benign and malignant skull base tumors used the FACT-H&N questionnaire.[30] The median overall FACT-H&N score postoperatively was 118, with use of radiotherapy
and presence of recurrence at last follow-up (minimum 6 months; median 5 years) were
both associated with a significant reduction in the H&N-G subscale. No preoperative
data were presented.
Centre for Epidemiologic Studies Depression Scale
The Center for Epidemiologic Studies Depression Scale (CES-D) is a 20 item self-reported
assessment of depressive symptoms that has been used widely in cancer patients. It
was used in the same study as that using FACT-H&N,[30] with an additional question on suicidal ideation. The median CES-D score was 17
(range: 9–46), higher (better) than average for most studies of cancer patients.
Atkinson Life Happiness Rating
The Atkinson Life Happiness Rating (ALHR) is a single-item QoL measure used in the
self-reported assessment of overall well-being, using a 11-point scale ranging from
1 (very unhappy) to 11 (very happy). It has been used in several studies of patients
affected by chronic or life-threatening conditions.[30] Also used in the same study as the FACT-H&N and CES-D questionnaires,[30] the median response to the ALHR was 9, indicating that most patients were very satisfied
with their lives. No significant associations were found between gender, marital status,
malignant histopathology, surgical approach, complication rate, or length of hospital
stay and scores on the FACT-H&N, ALHR, or CES-D.
Site-Specific Quality-of-Life Measures
Anterior Skull Base Questionnaire
The most widely utilized site-specific tool for QoL assessment following anterior
skull base surgery is the ASBQ. First published in 2003, it has been validated for
use in patients undergoing anterior skull base tumor surgery.[4]
[5] It consists of 35 items covering six domains, with scores for each item ranging
from 1 (poor) to 5 (excellent), and thus total scores range from 35 to 175 (higher
scores are better). The questions cover aspects of taste, smell, appearance, nasal
function, and visual function, in addition to more general questions on mood, energy
levels, and pain. Questions are phrased to detect changes from preoperative levels.
The ASBQ has been found to predict the postoperative QoL of different groups of patients
undergoing skull base tumor surgery even prior to surgery.[20] The lack of a significant correlation between general QoL questions and any of the
specific domains of the ASBQ suggests that either general questions cannot reliably
detect a specific change in a disease process, or, alternatively, specific questions
may be too focused to detect changes in overall QoL.[5]
We identified eight studies reporting ASBQ scores in a variety of tumors resected
by through open and endoscopic approaches ([Table 4]). The process of surgery itself appears to have an impact on the patient's financial
status and emotional state the most.[4] Most studies have found QoL to vary significantly over the course of time following
surgery, although there are exceptions.[31] In open anterior skull base surgery, compared with preoperative levels, ASBQ scores
have been found to be predominantly stable (37%) or improved (37%) within 3 to 6 months
postoperatively,[4]
[5] improving markedly in the 6 to 24 months following surgery[4]
[5] and remaining relatively stable[4] or decreasing[5] thereafter.
Table 4
Studies using the Anterior Skull Base Questionnaire
Study
|
N
|
Tumor type(s)
|
Surgical approach
|
ASBQ scores[a]
|
Comments
|
Role of performance
|
Physical function
|
Vitality
|
Pain
|
Specific symptoms
|
Impact on emotions
|
Overall
|
Gil et al[4]
|
40
|
Multiple
|
Subcranial
|
2.64
|
2.55
|
2.61
|
2.82
|
2.80
|
2.47
|
2.66
|
Scores improved up to 24 mo after surgery and then remained relatively stable
Scores significantly worse in malignancy, radiotherapy, increasing age, comorbidity,
and wide resection
|
Fliss et al[20]
|
36
|
Multiple
|
Classic subcranial (n = 23)
Combined subcranial (n = 13)
|
2.70
2.40
|
2.70
2.50
|
2.80
2.40
|
2.80
2.80
|
2.80
2.20
|
2.60
2.70
|
2.88
2.55
|
Nonsignificant lower scores in the combined subcranial approaches group, except specific
symptoms domain significantly lower
|
Pant et al[31]
|
51
|
Multiple
|
Endonasal surgery
|
1–3 mo after surgery: 75% of patients had a mean score ≥4.0 for overall QoL and all
domains except impact on emotions and specific symptoms
3–6 mo after surgery: 75% of patients had a mean score ≥4.6 for overall QoL and ≥4.0
for domain-specific QoL
|
Abergel et al[34]
|
78
|
Multiple
|
Subcranial (n = 37) Extended endoscopic (n = 41)
|
2.56
2.81
|
2.61
3.10
|
2.64
2.83
|
2.81
2.86
|
2.82
2.78
|
2.63
3.00
|
NR
NR
|
Physical function and impact on emotions domains significantly lower in the subcranial
approach group. Scores
|
Gil et al[5]
|
35
|
Multiple
|
Subcranial
|
A gradual improvement in QoL scores in the first 6–24 mo after surgery was observed,
not by reviewing the time course of each individual patient but through comparing
patients completing the survey at different time points following surgery. The authors
found QoL to decrease thereafter (i.e., after 24 mo following surgery)
|
Gil et al[6]
|
35
|
Multiple
|
Subcranial
|
2.6 (P)
2.6 (C)
|
2.6 (P)
2.8 (C)
|
2.6 (P)
2.7 (C)
|
2.8 (P)
3.0 (C)
|
2.7 (P)
2.8 (C)
|
2.6 (P)
2.7 (C)
|
2.8 (P)
2.6 (C)
3.1 (S)
|
Patient (P) and caregiver (C) ratings of a patient's QoL well correlated overall,
unlike surgeon (S) and patient ratings
|
McCoul et al[32]
|
66
|
Multiple
|
Endoscopic
|
NR
|
NR
|
NR
|
NR
|
NR
|
NR
|
Preop: 2.93
Postop: 3.82
|
Postoperative values are taken at 6 mo, where data on only 20 patients were available
Significant difference observed
|
McCoul et al[33]
|
85
|
Multiple
|
Endoscopic
|
NR
|
NR
|
NR
|
NR
|
NR
|
NR
|
Preop: 3.2
Postop: 3.9
|
Postoperative values are taken at 6 mo, where data on only 13 patients were available.
Significant difference observed
|
Abbreviation: NR, not reported; QoL, quality-of-life.
a Each domain score is an average of the scores from each item within that domain,
resulting in a score out of a maximum of 5. Higher scores indicate a better QoL.
Recent prospective data on endoscopic surgery suggest that, compared with preoperative
levels, a significant improvement in ASBQ scores is noted as early as the 12-week
point.[32]
[33] In this endoscopic cohort, the only domain to deteriorate postoperatively was specific
symptoms (sinonasal), which was a transient deterioration. In another study, compared
with those undergoing open anterior skull base surgery, those undergoing endoscopic
approaches had better ASBQ scores in all domains except the specific symptoms domain
(where there was a nonsignificant difference).[34] Further, significantly higher scores in the physical function and impact on emotions
domains was observed (even when excluding pituitary tumors). Another study comparing
endoscopic and subcranial approaches also suggested similar scores for sinonasal morbidity
between the two approaches, suggesting QoL to be more influenced by other factors
such as skin incisions, craniotomy, visual function, and psychological issues, all
of which predominate in open surgery.[34]
Factors identified as deleterious to ASBQ scores in those undergoing open surgical
approaches to anterior skull base tumors include malignant as opposed to benign disease
(affecting overall QoL[4] and the domains of specific symptoms,[4]
[5]
[34] influence on emotions,[4]
[5]
[34] performance,[4]
[5] vitality,[34] and physical function[4]
[5]
[34]), radiotherapy (specific symptoms[4]
[5]
[34] and influence on emotions[4]
[5]
[34] domains), old age (performance[5] and physical function[5]
[34] domains),[4] female gender (in all domains but specific symptoms),[34] comorbidity (physical function domain),[4] the classic as opposed to combined subcranial approach (specific symptoms domain),[20] and wide resection,[4] supported in some instances by multivariate analysis.[34] Primary surgery as opposed to secondary operations, not undergoing nasoseptal flap
reconstruction, and the transsellar approach compared with other approaches are all
associated with higher ASBQ scores.[31]
However, for those undergoing endoscopic surgery, malignancy,[34] age,[34] radiation therapy,[34] presence of comorbidities,[34] prior surgery,[34] type of pathology (pituitary or nonpituitary tumor),[32]
[33] secreting versus nonsecreting tumor,[32]
[33] anatomical region involved,[34] use of a nasoseptal flap reconstruction,[32]
[33] use of a second surgical donor site,[32]
[33] and the presence of postoperative complications do not appear to be associated with
postoperative ASBQ score. In a prospective endoscopic cohort, mean preoperative scores
were significantly worse in those undergoing revision surgery compared with those
undergoing first-time surgery, but this difference was lost postoperatively.[32]
[33] Gross total resection was associated with significantly higher scores overall and
in all domains at 12 weeks and 6 months after endoscopic surgery.[32]
[33]
In comparing patient, caregiver, and surgeon ratings of a patient's QoL, ASBQ scores
at the group level had good correlations between mean scores reported by patients
and their caregivers.[6] Only in the specific symptoms domain did caregivers significantly overrate patient
scores. Within individual patient-caregiver pairs, there was an overall significant
agreement between patients' and caregivers' perceptions of QoL and significant agreement
in all domains except the effect of emotions domain (minor correlation) and pain (no
correlation). Correlations were strong for patients who had recurrent and not primary
disease. In most cases the surgeon overestimated overall QoL scores in their patients,
with no significant correlations between the patients' and surgeons' scores at the
individual level.
Methodological limitations of studies reporting ASBQ scores include subjects retrospectively
assessing preoperative QoL in the setting of prospective postoperative data,[4] not specifying the specific types and locations of skull base tumors included,[31] not reporting mean length of follow-up,[31] or not providing preoperative data for comparison.[20]
[31]
[34] Small sample sizes were present in some studies at later time points.[32]
[33] The inclusion of predominantly benign pathology may limit the generalizability of
findings in some studies[32]
[33] (although one may consider the wide heterogeneity of pathologies included in some
studies equally deleterious).
Sinonasal Outcome Test-22
The Sinonasal Outcome Test (SNOT)-22 is a 22-item self-reporting questionnaire originally
designed for the assessment of QoL related to benign sinonasal disease. Each item
is a specific symptom that the patient rates from 0 (no problem) to 5 (as bad as it
can be), depending on how much (severity and frequency) each symptom troubles the
patient. In this regard, it is not tailored for patients undergoing skull base surgery
because it assesses for ear-related symptoms and sneezing but not for symptoms such
as sense of smell and taste, nasal crusting, and nasal whistling that are especially
relevant for endonasal skull base surgery. Nevertheless, use of the SNOT-22 has shown
improvement in sinonasal morbidity following surgery in five studies of skull base
surgery patients.[23]
[31]
[32]
[33]
Mean SNOT-22 scores in 51 patients undergoing endonasal surgery for skull base tumors
were significantly higher 6 to 12 months after surgery compared with in the first
3 months.[31] Significantly better scores were seen in those undergoing the transsellar approach
as opposed to other approaches, and those not having nasoseptal flap reconstruction.
The five most common items reported as the most important influences on health were
loss of smell or taste, nasal obstruction, postnasal discharge, waking up at night,
and lack of a good night's sleep. Approximately a quarter of patients indicated a
severe problem relating to loss of smell or taste. However, in this study the specific
types of skull base tumor and location were not specified; neither was the mean length
of follow-up.
A further study of 11 patients undergoing endoscopic skull base surgery for a range
of benign and malignant skull base tumors found SNOT-22 scores to improve significantly
postoperatively within subjects, from a mean of 47 preoperatively to 14 postoperatively.[23] Although data was collected 3, 6, and 12 points postoperatively, no temporal patterns
in scores were described.
A prospective series of patients with pituitary and other anterior skull base tumors
undergoing endoscopic surgery found SNOT-22 scores to be higher (worse) 3 weeks after
surgery compared with preoperatively, but scores at the 6-week, 12-week, and 6-month
points did not differ from preoperative scores.[32]
[33] At the 12-month point, however, SNOT-22 scores were significantly improved from
preoperative scores.[33] A significantly inverse correlation was seen between SNOT-22 and ASBQ scores at
all time points (which was expected, given that higher ASBQ scores and lower SNOT-22 scores are both favorable),[33] and also between SNOT-22 scores and the specific symptoms domain of ASBQ.[32] Mean preoperative SNOT-22 scores were significantly worse for those undergoing revision
surgery as opposed to primary surgery, but this difference was lost postoperatively.
Gross total resection was associated with improved SNOT-22 scores and individual domain
scores at 6 months and 12 months. Further, use of autologous tissue transfer from
a second operative site was associated with better mean SNOT-22 scores at 12 weeks,
6 months, and 12 months postoperatively. No significant differences in mean SNOT-22
values were found when comparing pituitary and nonpituitary pathology, functional
and nonfunctional tumor, use of a nasoseptal flap or gasket seal reconstruction, or
the occurrence of an intraoperative cerebrospinal fluid (CSF) leak.
An abbreviated 8-item version of the SNOT-22 was recently administered to 22 patients
undergoing endoscopic transsphenoidal skull base surgery for pituitary adenomas and
Rathke cleft cysts.[35] After a mean of 58 days following surgery, no difference in pre- and postoperative
scores was observed, olfactory function (as assessed by the University of Pennsylvania
Smell Identification Test) was preserved, but a slight worsening of objective endoscopic
appearance (using the Lund-Kennedy Endoscopic Scoring system) was also noted. However,
this was probably too early a follow-up for any meaningful conclusions to be drawn
about sinonasal and olfactory outcomes.
Rhinosinusitis Outcome Measure-31
The Rhinosinusitis Outcome Measure (RSOM)-31 is a larger and more complex questionnaire
than its more condensed offspring, the SNOT-22. This 31-item questionnaire has been
used in a study of 91 patients undergoing either endoscopic transsphenoidal surgery
(mean follow-up: 1104 days) or extended endonasal approaches (142 days) to a variety
of skull base tumors, where no overall difference in scores between the two groups
was found.[36] However, sense of smell and headache were significantly worse in those undergoing
nasoseptal flap reconstruction but did improve with time. The presence of a hormone-secreting
adenoma was associated with a significantly worse RSOM-31 score.
Anterior Skull Base Nasal Inventory-9
The Anterior Skull Base (ASK) Nasal Inventory-9 is a self-reporting QoL survey for
assessing nasal outcomes following endonasal pituitary and skull base surgery. It
is composed of a nine-question patient survey focusing on the most common postoperative
complains including crusting, sinusitis, pain, and ease of breathing but as such is
unidimensional. Questions determine how often patients experience specific symptoms,
with scores ranging from 1 (never) to 5 (all of the time). The ASK Nasal Inventory-9
has been prospectively validated in 94 patients undergoing endonasal surgery for pituitary
tumors, anterior skull base tumors, and endoscopic repair of CSF leaks (n = 52), in addition to a control group consisting of patients undergoing nonendonasal
neurosurgical procedures (n = 42).[37] Administered before and 3 months after surgery, it found that most patients have
good, very good, or excellent self-rated nasal function at 3 months, although comparisons
with preoperative ratings were not presented.
Anterior Skull Base Nasal Inventory-12
Subsequent refinement of the ASK Nasal Inventory-9 as described in a recent article
has resulted in a new 12-item tool, incorporating expansion of the 5-point to a 6-point
rating scale to improve the discrimination of mild to moderate symptoms.[38] Furthermore, the rating scale of the ASK Nasal Inventory-12 is based on symptom
severity as opposed to frequency (as in ASK Nasal Inventory-9). In a study of 104
patients undergoing endonasal skull base surgery for a range of sellar pathologies,
sensory, nasal obstruction, and nasal discharge symptoms deteriorated the most within
the first 2 to 4 weeks of surgery compared with preoperatively.[38] Dizziness, ear pain, nosebleeds, and eye tearing showed no significant change following
surgery, and the symptoms ranked most important by patients were sense of smell, headache,
and symptoms of nasal obstruction. Symptoms reported as least important to patients
included nose whistling, teeth and ear pain, nose bleeds, and the sound quality of
voice.
The ASK Nasal Inventory-12 was found to be a valid and reliable tool and is currently
being evaluated in a multicenter nasal outcomes study (Rhinological Outcomes in Endonasal
Pituitary Surgery, ClinicalTrials.gov identifier NCT01504399).
Midface Dysfunction Scale
The Midface Dysfunction Scale (MDS) is a four-item questionnaire covering visual,
olfactory, taste, and nasal symptoms, with scores for each of the items ranging from
0 (not at all) to 4 (very much), generating a maximum possible score of 16. The MDS
has been used in a study of 27 patients undergoing cranial, transfacial, and craniofacial
approaches to a variety of benign and malignant skull base tumors where the FACT-H&N,
CES-D, and ALHR were used (as previously described).[30] The median MDS score was 8 (minimum postoperative follow-up: 6 months; median: 5
years), with most patients reporting significant disturbance of smell and nasal crusting.
Higher MDS scores (≥ 8) were associated with a significant reduction in the total
FACT H&N score and an increase in the CES-D score, compared with those scoring <8.
However, the brevity of MDS limits its utility as a stand-alone QoL measure.
Discussion
Here we present the first systematic review assessing QoL following anterior skull
base surgery. Despite the limitations and heterogeneity in study design, populations,
and outcome measures used, several key messages can be derived from our data. The
first finding is that, following anterior skull base surgery in adults in the modern
era, QoL tends to improve beyond preoperative levels in the months following surgery.
For patients undergoing endoscopic surgery, the benefits in QoL may be more significant
and manifest earlier, with no clear long-term deleterious effect on sinonasal outcomes
compared with open surgery. Several factors appear to influence QoL in patients undergoing
anterior skull base surgery, and these influences depend on whether open or endoscopic
approaches are used. The temporal changes in QoL generally observed following skull
base surgery may be, at least in part, due to the patient adjusting to his or her
condition.
A contentious area of debate is whether endoscopic or open anterior skull base surgery
offers the best QoL for the patient. As noted earlier, improvements in QoL seem to
appear earlier in the endoscopic group. ASBS scores have been found to be generally
higher in those undergoing endoscopic surgery.[4]
[31]
[34] Such comparisons, however, are complicated by the heterogeneity of the two populations,
the different indications for surgical intervention, the varying proportions of malignant
tumors included in studies, and the differences in rates of radiotherapy as well as
the varying extents of surgical resection achieved by the two approaches. A decision
analysis study comparing endoscopic with open resection of tuberculum sellae meningiomas
found no significant overall difference in QoL between the two surgical approaches.[39] However, there were significant differences in specific complications associated
with reductions in QoL; open approaches appeared to have a higher risk of visual loss,
whereas endoscopic approaches had a higher risk of CSF leakage and pituitary dysfunction.
QoL is not a unidimensional concept, and its measurement should ideally encompass physical,
social, psychological, and functional domains.[40] In skull base surgery patients, important facets in addition to functional status
include pain control, social well-being, cognitive symptoms, emotional health, and
physical and aesthetic appearance.[41] Several of the tools used in skull base surgery as reported here lack multidimensional
assessment of QoL and are not site specific. Although some of these generic tools
are well established, have validity and reliability, and permit comparisons across
different diseases, interventions, and population groups,[42] they do not necessarily detect the changing clinical status of a skull base tumor
patient and, by their very nature, they often fail to account for specific outcomes
deemed important for this specific population group. Disease- and site-specific QoL
scales are responsive to clinical changes and thus perceived as more clinically relevant,
and they are especially useful for clinical trials where specific interventions are
being evaluated,[43] but they are not as useful for health economic analysis and comparisons between
diseases.
The potential benefits of using QoL tools routinely in clinical practice are clear.
They may help provide individualized patient care by identifying specific patient
needs, aid in appropriately targeted treatment of individuals with specific QoL features
that make them at a higher risk of poor outcome, and, through patients accessing their
own predicted QoL status, allow them to better adjust to their morbidity.[44]
Despite these benefits, the acquisition of QoL data in the skull base tumor population
is not straightforward; most patients are elderly with multiple comorbidities, many
have a short life expectancy that makes data collection and follow-up difficult, and
the small numbers of patients and histologic variability of the lesions makes meaningful
conclusions difficult to interpret.[45] Calculation of the minimal clinically important difference (MCID), defined as the
smallest change in QoL perceived by patients as beneficial, is one way in which the
clinical relevance of small but statistically significant changes in QoL can be ascertained.[45] Use of MCID may help, for example, in establishing the superiority of one surgical
approach to another, and it has been demonstrated in a study using ASBQ.[34] Any change in QoL will depend on preoperative clinical status. Deteriorating postoperative
QoL scores may be expected if the patient was asymptomatic prior to treatment.[4] This leads to the important concept that QoL surveys do not account for the fact
that many skull base tumor patients undergo surgery to prevent further problems rather
than treat present symptoms. Patients may also report a poor QoL despite a seemingly
successful operation; reasons for this may be multifactorial and must be addressed
at the individual level.
This leads naturally to the question of who is the best judge of a patient's QoL.
We have presented data suggesting good overall agreement between patient ratings and
those of their caregivers, although caregivers tend to overrate the presence of specific
symptoms.[6] Recurrent disease appears to improve the agreement between patient and caregiver.[6]
[46] In comparison, agreement between patient and surgeon is poor.[6] In some instances a proxy measure of QoL (e.g., from a caregiver) may be necessary,
such as in the case of children or patients lacking capacity; however, rating agreements
can decrease as patients' physical and cognitive status declines, questioning the
role of proxy ratings for those who may need them most.[47]
We have gained much from the last decade of research into QoL in skull base patients.
Historically, clinical studies in skull base surgery focused on surgical approaches,
complications, and mortality rates, and early measurements of QoL were based on the
Karnofsky score. As highlighted earlier, we now have a much better awareness and understanding
of the importance for the patient of QoL following skull base surgery, an understanding
of the temporal trends in postoperative QoL, an appreciation of the importance of
multi-dimensional QoL assessment, and of the need to obtain QoL data from the patient and not the surgeon
where possible. We now realize that an essential goal of anterior skull base tumor
treatment is restoration of QoL and not improvement in survival alone, important given
the often invasive nature of the surgery (plus adjuvant therapies) involved. So important
is the measurement of a patient's QoL that preoperative QoL measures may predict postoperative
QoL[20] and even survival.[48]
[49]
What can the clinician do to help optimize the QoL of patients with anterior skull
base tumors? First, a surgeon must understand the different aspects that constitute
a patient's QoL. Regular follow-up with administration of multidimensional QoL questionnaires
in patients with skull base tumors would help facilitate this. The aim would be to
improve the evaluation and management of these patients, identifying patient-specific
deficits and needs early, and ensuring the deployment of appropriate targeted interventions
in those who need it most.[44] Risk factors for poor QoL in this setting include malignancy, recurrence, comorbidities,
and increasing age. Access to comprehensive information about their own predicted
QoL may also help the patient adjust to his or her own morbidity. Adequate pain control
is essential because skull base surgery is associated with significant pain in the
early postoperative stages. Despite a plethora of analgesic preparations, which types
and combinations are best in this setting remains controversial.[50] Use of a multidisciplinary health care team and access to a community support network
would also help ensure that all patient needs, including psychosocial, are met.[51] Of utmost importance, the surgeon must appreciate that he or she cannot fully appreciate
a patient's QoL without asking them.
Where does the future lie for studies of QoL in anterior skull base surgery? To fully
understand the QoL in patients undergoing anterior skull base surgery, the relative
paucity and heterogeneity of these tumors necessitates the conduction of large-scale
multicenter prospective studies. This could be done with the aid of an Internet database[52] and has proven to be possible when assessing oncologic outcomes for patients with
anterior skull base tumors.[53] Long-term follow-up data and standardization of outcome measures is necessary. This
information will provide valuable insight into the concerns facing patients with skull
base tumors, allow comparison of treatments, and inform future treatment decisions.