Semin Neurol 2020; 40(04): 450-460
DOI: 10.1055/s-0039-1688484
Review Article

A Decision-Analytic Approach to Addressing the Evidence About Football and Chronic Traumatic Encephalopathy

Kevin P. Brand
1   Telfer School of Management, University of Ottawa, Ottawa, Canada
,
2   Department of Environmental Health Sciences, School of Public Health, University of Michigan, Ann Arbor, Michigan
› Author Affiliations

Abstract

Doubts can be raised about almost any assertion that a particular exposure can lead to an increase in a given adverse health effect. Even some of the most well-accepted causal associations in public health, such as that linking cigarette smoking to increased lung cancer risk, have intriguing research questions remaining to be answered. The inquiry whether an exposure causes a disease is never wholly a yes/no question but ought to follow from an appraisal of the weight of evidence supporting the positive conclusion in light of any coherent theories casting doubt on this evidence and the data supporting these. More importantly, such an appraisal cannot be made sensibly without considering the relative consequences to public health and economic welfare of specific actions based on unwarranted credulity (false positives) versus unwarranted skepticism (false negatives). Here we appraise the weight of evidence for the premise that repeated head impacts (RHIs) in professional football can increase the incidence of chronic traumatic encephalopathy (CTE) and, in turn, cause a variety of cognitive and behavioral symptoms. We first dismiss four logical fallacies that should not affect the appraisal of the weight of evidence. We then examine four alternative hypotheses in which RHI is not associated with CTE or symptoms (or both), and we conclude that the chances are small that the RHI→ CTE→ symptoms link is coincidental or artifactual. In particular, we observe that there are many specific interventions for which, even under a skeptical appraisal of the weight of evidence, the costs of a false positive are smaller than the false negative costs of refusing to intervene.



Publication History

Article published online:
16 July 2019

© 2020. Thieme. All rights reserved.

Thieme Medical Publishers
333 Seventh Avenue, New York, NY 10001, USA.

 
  • References

  • 1 Fischhoff B, Kadvany JD. Risk: A Very Short Introduction. New York, NY: Oxford University Press; 2011
  • 2 Utecht B, Tabb MA. Counting the Days While My Mind Slips Away: A Love Letter to My Family. First Howard Books hardcover ed. New York, NY: Howard Books; 2016
  • 3 Finkel AM, Deubert CR, Lobel O, Cohen IG, Lynch HF. The NFL as a workplace: the prospect of applying Occupational Health and Safety Law to protect NFL workers. Ariz Law Rev 2018; 60: 78
  • 4 Brenson K. Head to Head: The NFL Concussion Scandal and an Argument for OSHA Regulation. Univ Chic Leg Forum 2018; 2017 (23) 33
  • 5 Finkel A. Stop concocting unscientific excuses for ignoring brain injuries from football. Chicago Sun Times, October 19, 2018
  • 6 Finkel AM, Bieniek KF. A quantitative risk assessment for chronic traumatic encephalopathy (CTE) in football: how public health science evaluates evidence. Hum Ecol Risk Assess Int J 2018; 25 (03) 564-589 DOI: https://doi.org/10.1080/10807039.2018.1456899
  • 7 Higgins JP, Green S. , Eds. Front matter. In: Cochrane Handbook for Systematic Reviews of Interventions. Chichester: John Wiley & Sons, Ltd.; 2008: i-xxi
  • 8 Guyatt GH, Oxman AD, Vist GE. , et al; GRADE Working Group. GRADE: an emerging consensus on rating quality of evidence and strength of recommendations. BMJ 2008; 336 (7650): 924-926
  • 9 Sterne JA, Hernán MA, Reeves BC. , et al. ROBINS-I: a tool for assessing risk of bias in non-randomised studies of interventions. BMJ 2016; 355 (October): i4919
  • 10 Pearce N, Checkoway H, Kriebel D. Bias in occupational epidemiology studies. Occup Environ Med 2007; 64 (08) 562-568
  • 11 Daemmrich A. A tale of two experts: thalidomide and political engagement in the United States and West Germany. Soc Hist Med 2002; 15 (01) 137-158
  • 12 Wagner JC. The discovery of the association between blue asbestos and mesotheliomas and the aftermath. Br J Ind Med 1991; 48 (06) 399-403
  • 13 Creech Jr JLJ, Johnson MN. Angiosarcoma of liver in the manufacture of polyvinyl chloride. J Occup Med 1974; 16 (03) 150-151
  • 14 Peterman TA, Drotman DP, Curran JW. Epidemiology of the acquired immunodeficiency syndrome (AIDS). Epidemiol Rev 1985; 7: 1-21
  • 15 Murad MH, Sultan S, Haffar S, Bazerbachi F. Methodological quality and synthesis of case series and case reports. BMJ Evid Based Med 2018; 23 (02) 60-63
  • 16 Gordis L. Epidemiology. 5th ed. https://www.elsevier.com/books/epidemiology/gordis/978-1-4557-3733-8 . Published November 2013. Accessed January 14, 2019
  • 17 Dekay ML, Small MJ, Fischbeck PS. , et al. Risk-based decision analysis in support of precautionary policies. J Risk Res 2002; 5 (04) 391-417
  • 18 DeKay ML. The difference between blackstone-like error ratios and probabilistic standards of proof. Law Soc Inq 1996; 21 (01) 95-132
  • 19 Page T. A generic view of toxic chemicals and similar risks hazardous materials in the environment: law and policy. Ecol Law Q 1978; 7 (02) 207
  • 20 Neutra RR, Cranor CF, Gee D. The use and misuse of Bradford Hill in U.S. Tort Law. Jurimetrics 2018; 58: 36
  • 21 Bell D. Regret in decision making under uncertainty. Oper Res 1982; 30 (05) 961-981
  • 22 Sokol DK. “First do no harm” revisited. BMJ 2013; 347: f6426
  • 23 Peel M. Re: “First do no harm” revisited. BMJ 2013; 347: f6426
  • 24 Schror K. Aspirin and Reye syndrome: a review of the evidence. Pediatr Drugs 2007; 9 (03) 195-204
  • 25 Suskind R. The One Percent Doctrine: Deep inside America's Pursuit of Its Enemies since 9/11. New York, NY: Simon & Schuster Paperbacks; 2007
  • 26 Lindley DV. Understanding Uncertainty. Hoboken, NJ: Wiley; 2006
  • 27 Stewart W, Allinson K, Al-Sarraj S. , et al. Primum non nocere: a call for balance when reporting on CTE. Lancet Neurol 2019; 18 (03) 231-233
  • 28 Ling H, Holton JL, Shaw K, Davey K, Lashley T, Revesz T. Histological evidence of chronic traumatic encephalopathy in a large series of neurodegenerative diseases. Acta Neuropathol 2015; 130 (06) 891-893
  • 29 Noy S, Krawitz S, Del Bigio MR. Chronic traumatic encephalopathy-like abnormalities in a routine neuropathology service. J Neuropathol Exp Neurol 2016; 75 (12) 1145-1154
  • 30 Asken B, Sullan MJ, DeKosky ST, Jaffee MS, Bauer RM. Research gaps and controversies in chronic traumatic encephalopathy: a review. JAMA Neurol Rev 2017; 74 (10) 1255-1262
  • 31 Ban VS, Madden CJ, Bailes JE, Hunt Batjer H, Lonser RR. The science and questions surrounding chronic traumatic encephalopathy. Neurosurg Focus 2016; 40 (04) E15
  • 32 Carson A. Concussion, dementia and CTE: are we getting it very wrong?. J Neurol Neurosurg Psychiatry 2017; 88 (06) 462-464
  • 33 Mez J, Stern RA, McKee AC. Chronic traumatic encephalopathy: where are we and where are we going?. Curr Neurol Neurosci Rep 2013; 13 (12) 407
  • 34 Randolph C. Chronic traumatic encephalopathy is not a real disease. Arch Clin Neuropsychol 2018; 33 (05) 644-648
  • 35 Solomon G. Chronic traumatic encephalopathy in sports: a historical and narrative review. Dev Neuropsychol 2018; 43 (04) 279-311
  • 36 McKee AC, Stern RA, Nowinski CJ. , et al. The spectrum of disease in chronic traumatic encephalopathy. Brain 2013; 136 (Pt 1): 43-64
  • 37 Mez J, Daneshvar DH, Kiernan PT. , et al. Clinicopathological evaluation of chronic traumatic encephalopathy in players of American football. JAMA 2017; 318 (04) 360-370
  • 38 Omalu BI, DeKosky ST, Minster RL, Kamboh MI, Hamilton RL, Wecht CH. Chronic traumatic encephalopathy in a National Football League player. Neurosurgery 2005; 57 (01) 128-134 , discussion 128–134
  • 39 Bieniek KF, Ross OA, Cormier KA. , et al. Chronic traumatic encephalopathy pathology in a neurodegenerative disorders brain bank. Acta Neuropathol 2015; 130 (06) 877-889
  • 40 McKee AC, Cairns NJ, Dickson DW. , et al; The TBI/CTE Group. The first NINDS/NIBIB consensus meeting to define neuropathological criteria for the diagnosis of chronic traumatic encephalopathy. Acta Neuropathol 2016; 131 (01) 75-86
  • 41 Mouzon BC, Bachmeier C, Ferro A. , et al. Chronic neuropathological and neurobehavioral changes in a repetitive mild traumatic brain injury model. Ann Neurol 2014; 75 (02) 241-254
  • 42 Goldstein LE, Fisher AM, Tagge CA. , et al. Chronic traumatic encephalopathy in blast-exposed military veterans and a blast neurotrauma mouse model. Sci Transl Med 2012; 4 (134) 134ra60
  • 43 Ojo J-O, Mouzon B, Greenberg MB, Bachmeier C, Mullan M, Crawford F. Repetitive mild traumatic brain injury augments tau pathology and glial activation in aged hTau mice. J Neuropathol Exp Neurol 2013; 72 (02) 137-151
  • 44 Ommaya AK, Gennarelli TA. Cerebral concussion and traumatic unconsciousness. Correlation of experimental and clinical observations of blunt head injuries. Brain 1974; 97 (04) 633-654
  • 45 Corsellis JA, Bruton CJ, Freeman-Browne D. The aftermath of boxing. Psychol Med 1973; 3 (03) 270-303
  • 46 Guskiewicz KM, Marshall SW, Bailes J. , et al. Association between recurrent concussion and late-life cognitive impairment in retired professional football players. Neurosurgery 2005; 57 (04) 719-726 , discussion 719–726
  • 47 Guskiewicz KM, Marshall SW, Bailes J. , et al. Recurrent concussion and risk of depression in retired professional football players. Med Sci Sports Exerc 2007; 39 (06) 903-909
  • 48 Pellman EJ, Lovell MR, Viano DC, Casson IR, Tucker AM. Concussion in professional football: neuropsychological testing--part 6. Neurosurgery 2004; 55 (06) 1290-1303 , discussion 1303–1305
  • 49 Vos BC, Nieuwenhuijsen K, Sluiter JK. Consequences of traumatic brain injury in professional American football players: a systematic review of the literature. Clin J Sport Med 2018; 28 (02) 91-99
  • 50 Lehman EJ, Hein MJ, Baron SL, Gersic CM. Neurodegenerative causes of death among retired National Football League players. Neurology 2012; 79 (19) 1970-1974
  • 51 Binney ZO, Bachynski KE. Estimating the prevalence at death of CTE neuropathology among professional football players. Neurology 2019; 92 (01) 43-45
  • 52 Gao AF. Chronic traumatic encephalopathy-like neuropathological findings without a history of trauma. Int J Pathol Clin Res 2017; 3 (01) 050
  • 53 Puvenna V, Engeler M, Banjara M. , et al. Is phosphorylated tau unique to chronic traumatic encephalopathy? Phosphorylated tau in epileptic brain and chronic traumatic encephalopathy. Brain Res 2016; 1630: 225-240
  • 54 Adams JW, Alvarez VE, Mez J. , et al. Lewy body pathology and chronic traumatic encephalopathy associated with contact sports. J Neuropathol Exp Neurol 2018; 77 (09) 757-768
  • 55 Finkel AM. The cost of nothing trumps the value of everything: the failure of regulatory economics to keep pace with improvements in quantitative risk analysis. Mich J Environ Adm Law 2014; 4 (01) 91-168
  • 56 Wang L, Cheung JT-M, Pu F, Li D, Zhang M, Fan Y. Why do woodpeckers resist head impact injury: a biomechanical investigation. PLoS One 2011; 6 (10) e26490
  • 57 Burnett RT, Pope III CA, Ezzati M. , et al. An integrated risk function for estimating the global burden of disease attributable to ambient fine particulate matter exposure. Environ Health Perspect 2014; 122 (04) 397-403
  • 58 Stolley PD. When genius errs: R. A. Fisher and the lung cancer controversy. Am J Epidemiol 1991; 133 (05) 416-425 , discussion 426–428
  • 59 Wiebe DJ, D'Alonzo BA, Harris R, Putukian M, Campbell-McGovern C. Association between the experimental kickoff rule and concussion rates in Ivy League Football. JAMA 2018; 320 (19) 2035-2036
  • 60 Swartz EE, Broglio SP, Cook SB. , et al. Early results of a helmetless-tackling intervention to decrease head impacts in football players. J Athl Train 2015; 50 (12) 1219-1222
  • 61 Zuckerman SL, Reynolds BB, Yengo-Kahn AM. , et al. A football helmet prototype that reduces linear and rotational acceleration with the addition of an outer shell. J Neurosurg 2018 (PMID: (e-pub ahead of print). doi:10.3171/2018.1.JNS172733)
  • 62 Myer GD, Yuan W, Barber Foss KD. , et al. The effects of external jugular compression applied during head impact exposure on longitudinal changes in brain neuroanatomical and neurophysiological biomarkers: a preliminary investigation. Front Neurol 2016; 7: 74
  • 63 Robinson LA, Hammitt JK, Zeckhauser RJ. Attention to distribution in U.S. regulatory analyses. Rev Environ Econ Policy 2016; 10 (02) 308-328
  • 64 Rich DQ. Accountability studies of air pollution and health effects: lessons learned and recommendations for future natural experiment opportunities. Environ Int 2017; 100: 62-78
  • 65 Nguyen VT, Zafonte RD, Chen JT. , et al. Mortality among professional American-style football players and professional American baseball players. JAMA Network Open, Occupational Health 2019; DOI: 10.1001/jamanetworkopen.2019.4223.
  • 66 Webner D, Iverson GL. Suicide in professional American football players in the past 95 years. Brain Inj 2016; 30 (13-14): 1718-1721
  • 67 Branch J. The NFL has been consumed by the concussion issue: Why hasn’t the NHL (National Hockey League)? New York Times, June 2, 2019, page SP1
  • 68 Finkel AM, Brand KP, Caplan AL. , et al. First report the findings: genuine balance when reporting CTE. Lancet Neurol 2019; 18 (06) 521-522