Introduction
Diagnostic and therapeutic gastrointestinal (GI) endoscopic procedures have become
standard tools for the investigation and surveillance of GI disease. These often-complex
procedures may be uncomfortable and painful for patients. Moderate-to-deep sedation
is frequently used to relieve discomfort and improve working conditions for endoscopists
[1].
Sedation is considered to be a risky medical procedure [2]
[3]. Traditionally, benzodiazepines, such as midazolam [4], have frequently been used for that purpose, often in combination with fentanyl
[5] or meperidine [6]. However, many patients report bad experiences [7] and unpleasant memories of their procedures, refusing to undergo similar sedation
during later endoscopic procedures. Sedation with propofol (2,6-diisopropylphenol)
and a short-acting opioid is found to be comfortable by many patients, improves operational
efficiency, results in a short recovery time [8], and is more easily controlled than sedation with midazolam-based regimens [9].
The shortage of medical practitioners who can undertake the direct, personal, specialist-based
supervision of moderate-to-deep sedation in a significant number of patients in the
Netherlands [10] has led to initiatives to transfer responsibilities for such sedation to health
care personnel other than anesthesiologists. Therefore, a pilot program for sedation
skills training was developed in the departments of anesthesiology and gastroenterology
at the University Medical Centre Utrecht (UMCU) and the Amsterdam Medical Centre (AMC)
as part of an effort to shift or reshuffle certain tasks, in which a task normally
performed by a physician is transferred to a health care professional with a different,
usually lower, level of education and training. Such programs may result in the creation
of new types of health care personnel, such as nonmedical sedation practitioners,
whose function is to assist physicians or to perform specific tasks independently.
Selected nurse anesthetists have been trained and certified to accept responsibility
for the decisions they make while safely administering propofol/alfentanil sedation
under the indirect supervision of an anesthesiologist.
The primary aim of this 30-month retrospective study was to evaluate the clinical
outcomes of moderate-to-deep sedation administered by trained nonmedical sedation
practitioners using a propofol/opioid technique during GI endoscopy, with a particular
emphasis on adverse events related to ventilation and circulation complications.
Patients/materials and methods
Patients/materials and methods
Study population and design
On September 11, 2013, the UMCU Medical Ethical Committee approved the protocol (No. 13 – 467 /C)
for this retrospective study, which was registered as reference No. WAG/om/13069604. Selected
patients were offered sedation because of the earlier failure of light sedation administered
by a gastroenterologist and/or because of their medical condition. A total of 597
patients consecutively underwent diagnostic and therapeutic GI endoscopic procedures
with moderate-to-deep sedation administered by five trained nonmedical sedation practitioners
during a period of 30 months, from September 2013 to July 2014; these patients were
included in a database that was retrospectively analyzed. The nonmedical trained sedation
practitioners had experience in administering propofol for moderate-to-deep sedation
in the department of gastroenterology; they also had experience of at least 150 cases
in administering moderate-to-deep sedation during (interventional) cardiology and
pulmonary diagnostic procedures.
The patients were divided into four groups based on increasing procedural complexity:
group I, colonoscopy; group II, combined gastroscopy and colonoscopy; group III, esophagogastroduodenoscopy
(EGD), defined as upper GI endoscopy and/or a single-balloon endoscopic procedure;
and group IV, endoscopic retrograde cholangiopancreatography (ERCP) and endoscopic
ultrasound (EUS) ( [Table1]).
Table 1
Endoscopic procedures grouped according to complexity.
Group
|
Procedure
|
I
|
Colonoscopy
|
II
|
Combined gastroscopy and colonoscopy
|
III
|
Esophagogastroduodenoscopy (EGD)
|
|
Percutaneous endoscopic gastrostomy (PEG)
|
|
Endoscopic mucosal resection (EMR)
|
|
Zenker’s diverticulum
|
IV
|
Endoscopic retrograde cholangiopancreatography (ERCP)
|
|
Endoscopic ultrasonography (EUS)
|
The medical status of each patient was screened and approved by the trained sedation
practitioner. In the case of a patient with American Society of Anesthesiologists
(ASA) physical status class III or IV, an anesthesiologist was consulted to determine
the most appropriate strategy. The ASA physical status class [11] of each patient was assessed in accordance with the hospital procedural sedation
and analgesia screening protocol. The Mallampati clinical scoring system [12]
[13] was used to predict difficult airway management. Demographic data, duration of the
procedures, complications (e. g., hypoventilation, apnea, arterial desaturation, hypotension,
rhythm disturbances, decreased awareness), and data from the recovery period were
assessed. Clinical outcomes were analyzed according to the complication list of the
Netherlands Society of Anesthaesiology ([Table 2]).
Table 2
The national modified complication list of the Netherlands Society of Anaesthesiology.
Baseline characteristics of the study population
|
Measurements
|
Patient identification
|
Baseline first measured systolic NIBP, mean, mmHg
|
Gastrointestinal endoscopy
|
Baseline first measured diastolic NIBP, mean, mmHg
|
Group I
|
Baseline lowest measured systolic NIBP, mean, mmHg
|
Colonoscopy
|
Baseline lowest measured diastolic NIBP, mean, mmHg
|
Group II
|
Baseline first measured heart rate, mean, beats/min
|
Combined gastroscopy and colonoscopy
|
Baseline highest measured heart rate, mean, beats/min
|
Group III
|
Baseline lowest measured heart rate, mean, beats /min
|
Esophagogastroduodenoscopy
|
Baseline first measured SpO2, mean, %
|
Percutaneous endoscopic gastrostomy
|
Baseline lowest measured SpO2, mean, %
|
Endoscopic mucosal resection
|
Baseline last measured SpO2, mean, %
|
Zenker's diverticulum
|
Baseline first measured end-tidal CO2, mean, %
|
Group IV
|
Last measured end-tidal CO2, mean, %
|
Endoscopic retrograde cholangiopancreatography
|
Overall OAA/S score
|
Endoscopic ultrasonography
|
5
|
Baseline characteristics
|
4
|
Age, y
|
3
|
Male
|
2
|
Female
|
1
|
American Society of Anesthesiologists (ASA) classification
|
Recovery care
|
I
|
First VAS score in recovery room: 0, no pain; 10, maximum pain
|
II
|
First Aldrete score in recovery room
|
III
|
Events associated with sedation and intervention
|
IV
|
Systolic hypotension (> 25 % from baseline), mmHg
|
Mallampati score
|
Systolic hypertension (> 25 % from baseline), mmHg
|
I
|
Bradycardia (> 25 % from baseline), beats/min
|
II
|
Tachycardia (> 25 % from baseline), beats/min
|
III
|
Hypoxemia (SpO2 ≤ 92 %)
|
IV
|
Chin lift
|
Monitoring
|
Aspiration
|
ECG, SpO2, capnography, O2 supply, NIBP
|
Airway obstruction
|
Procedure time, min
|
Oral Guedel airway
|
Intravenous cannula, 20 gauge
|
Bag valve mask – assisted ventilation
|
Medication during procedure
|
Oral tracheal intubation
|
Alfentanil dose, mg
|
Aborted procedure
|
Propofol dose, mg
|
Anesthesiologist advice required
|
Atropine
|
Complication due to endoscopic procedure
|
Ephedrine
|
Perforation
|
Lidocaine
|
Bleeding
|
Others
|
|
ECG, electrocardiography; SpO2, oxygen saturation as measured with pulse oximetry; NIBP, noninvasive blood pressure;
OAA/S, observer’s assessment of alertness/sedation; VAS, Visual Analog Scale.
Following screening, all patients gave informed consent for the sedation. Inclusion
criteria for moderate-to-deep sedation were age of 18 years or older and compliance
with fasting guidelines before the procedure. Exclusion criteria were allergy to soy,
eggs, or peanuts; pregnancy; acute GI bleeding; and mental disability [14].
Trained nonmedical sedation practitioners of the department of anesthesiology screened
the health status of the patients, monitored them, provided procedural sedation and
analgesia, and recorded their data. These professionals had no concomitant responsibilities
at the time. All patients were briefed before the sedation procedure, with an anesthesiologist
immediately available by phone for consultation and/or intervention, as documented
in a hospital protocol.
Sedation protocol and monitoring
The depth of sedation was assessed continuously and recorded at least every 5 minutes
with the Observer’s Assessment of Alertness/Sedation (OAA/S) scale [15], based on a combination of observation of the resting patient and the patient’s
responses to verbal commands of increasing intensity. The score ranges from 1 (does
not respond) to 5 (alert). Before the GI procedure, an intravenous infusion was initiated
for fluid administration. The vital signs of all patients were continuously observed
and monitored (qube Compact Monitor; Spacelabs Healthcare, Snoqualmie, Washington,
USA), and all data were recorded every 5 minutes with AnStat, an anesthesia information
management system. Heart activity was monitored with three-lead electrocardiography
(ECG) and oxygen saturation with pulse oximetry (SpO2). Noninvasive blood pressure (NIBP) measurements were taken at 5-minute intervals,
and capnography readings (Smart CapnoLine Plus; Oridion Capnography, Needham, Massachusetts,
USA) were continuously recorded. All patients received supplemental oxygen (2 L/min)
by nasal cannula. Procedural sedation and anesthesia started with the intravenous
administration via infusion pump (Alaris Medical UK) of 5 mg/kg/hrs of propofol (Lipuro
1 % [10 mg/mL]; B. Braun) per hour and 200 µg of alfentanil (Janssen-Cilag) as a bolus.
Additional intravenous boluses of 10 or 20 mg of propofol were titrated until the
desired level of moderate-to-deep sedation (OAA/S sedation score of 4 or 3) was achieved.
Our goal was to maintain a sedation level between moderate (patient responds to verbal
or tactile stimulus) and deep (patient not aroused easily but responds to painful
stimuli). Depending on the clinical signs or symptoms of pain, additional intravenous
boluses of 100 to 200 µg of alfentanil were given.
The primary outcome was to investigate the incidence of adverse events affecting the
patient’s ventilation and circulation. Unintended disruption of the patient’s ventilation
was defined as the observation of hypoxemia, aspiration, or laryngospasm. Hypoxemia
was defined as oxygen saturation of 92 % or lower for at least 5 minutes and aspiration
of gastric contents confirmed by aspiration of fluid in the trachea with a suction
catheter. Laryngospasm was defined as stridor or upper airway obstruction associated
with a decrease in arterial oxygen saturation, requiring an intervention such as chin
lift, jaw thrust, insertion of an oral airway, placement of a laryngeal mask, or even
orotracheal intubation. A ventilation complication was defined as mild if an unintended
disruption lasted for no longer as 30 seconds and was self-limiting; otherwise, the
complication was considered severe. Unintended disruption of the circulation was defined
as the registration of hypotension or hypertension. Hypotension was defined as a mean
NIBP measurement of 60 mmHg or less for at least 5 minutes and was treated with vasopressors.
Hypertensive periods were defined when the diastolic NIBP was above 110 mmHg and/or
the systolic NIBP was above 180 mmHg for at least 5 minutes, requiring pharmacologic
intervention. A circulation complication was defined as severe if the given drug did
not have the desired effect within 30 seconds.
Recovery
After the procedure, all patients stayed in the recovery room for at least 1 hour
and were continuously observed and monitored (ECG, NIBP, and SpO2). The modified Aldrete score [16] was recorded on arrival and every 10 minutes in the recovery room. This score describes
patient motor activity, oxygen saturation, blood pressure, respiratory function, and
consciousness. Pain scores were recorded and evaluated every 10 minutes with a Visual
Analog Scale (VAS) [17]. The VAS score ranged from 0 (no pain) to 10 (extreme pain). Patients were discharged
when full consciousness had been regained, when their vital signs (heart rate, oxygen
saturation, NIBP) were within normal limits, when the pain score was 3 or lower [18], and when the modified Aldrete score was 9 or higher and stable for a minimum of
60 minutes.
Statistical analyses
Statistical analyses were performed with IBM SPSS Statistics, Version 23 (IBM, Armonk,
New York, USA). The four endoscopy groups were compared with one-way analysis of variance
(ANOVA). This test determines if there is any significant difference between groups
by age, duration of the procedure, or gender. The Bonferroni method, as a follow-up
test to ANOVA, is used to determine significant differences between groups. For age,
P = 0.05 was considered statistically significant.
Results
Safety
All endoscopic procedures in the 597 patients were carried out efficiently according
to plan, and no failures were recorded. An acute intervention by the indirectly supervising
anesthesiologist was not required in any of the cases. No mortality and no serious
morbidity occurred. The anesthesiologist who conducted the briefing before the sedation
procedure decided that moderate-to-deep sedation was not indicated in 5 of the 597
patients, in whom sedation was converted to general anesthesia by an anesthesia team.
Demographic data
The distribution of the ASA physical status scores was as follows: ASA I, 75 patients
(13 %); ASA II, 426 patients (71 %); ASA III, 92 patients (15 %); and ASA IV, 4 patients
(< 1 %). In one case, the ASA classification score was not reported ([Table 3]).
Table 3
Study results according to American Society of Anesthesiologists (ASA) physical status
class of patients.
ASA class
|
Group I: Colonoscopy
|
Group II: Combined gastroscopy and colonoscopy
|
Group III: EGD, PEG, EMR, Zenker’s diverticulum
|
Group IV: ERCP, EUS
|
I
|
47
|
3
|
24[*]
|
1
|
II
|
97
|
30
|
244
|
54
|
III
|
12
|
3
|
30
|
47
|
IV
|
0
|
0
|
3
|
1
|
EGD, esophagogastroduodenoscopy; PEG, percutaneous endoscopic gastrostomy; EMR, endoscopic
mucosal resection; ERCP, endoscopic retrograde cholangiopancreatography; EUS, endoscopic
ultrasonography.
* In one case, the patient’s ASA class was not reported.
Patient age and procedure duration
The mean age of the patients between the four groups varies significantly (P = 0.018, [Table 4]). Groups II and III appear to differ significantly from each other (P = 0.014), whereas there is no significant proof of a difference for the other groups
(P > 0.1). A linear regression with P < 0.001 indicating significance shows a positive correlation between patient age
and procedure duration.
Table 4
Age of the patients (Part 1).
Age
|
Group I
|
Group II
|
Group III
|
Group IV
|
Colonoscopy
|
Combined gastroscopy and colonoscopy
|
EGD, PEG, EMR, Zenker's diverticulum
|
ERCP, EUS
|
Male
|
Female
|
Male
|
Female
|
Male
|
Female
|
Male
|
Female
|
Count
|
44
|
112
|
16
|
20
|
160
|
142
|
39
|
64
|
Mean
|
54.8
|
52.9
|
47.6
|
46.6
|
56.4
|
54.8
|
55.4
|
52.8
|
Minimum
|
19
|
20
|
18
|
23
|
19
|
20
|
15
|
15
|
Maximum
|
80
|
89
|
79
|
75
|
86
|
90
|
75
|
88
|
Standard deviation
|
17.93
|
17.09
|
16.78
|
16.87
|
15.5
|
15.29
|
12.23
|
16.88
|
Table 4
Age of the patients (Part 2).
ANOVA
|
Age
|
Sum of squares
|
df
|
Mean square
|
F
|
Significant
|
Between groups
|
2,574,123
|
3
|
858,041
|
3.366
|
.018
|
Within groups
|
151,151,144
|
593
|
254,892
|
|
|
Total
|
153,725,266
|
596
|
|
|
|
Table 4
Age of the patients (Part 3).
Bonferroni multiple comparisons
|
Age
|
(I) Group
|
(J) Group
|
Mean difference (I – J)
|
Standard error
|
Significant
|
95 %CI
|
Lower boundary
|
Upper boundary
|
1
|
2
|
6.419
|
2.952
|
.180
|
– 1.40
|
14.23
|
3
|
– 2.178
|
1.574
|
1.000
|
– 6.34
|
1.99
|
4
|
– .302
|
2.027
|
1.000
|
– 5.67
|
5.06
|
2
|
1
|
– 6.419
|
2.952
|
.180
|
– 14.23
|
1.40
|
3
|
– 8.597[*]
|
2.815
|
.014
|
– 16.05
|
– 1.15
|
4
|
– 6.721
|
3.091
|
.180
|
– 14.90
|
1.46
|
3
|
1
|
2.178
|
1.574
|
1.000
|
– 1.99
|
6.34
|
2
|
8.597[*]
|
2.815
|
.014
|
1.15
|
16.05
|
4
|
1.876
|
1.822
|
1.000
|
– 2.95
|
6.70
|
4
|
1
|
.302
|
2.027
|
1.000
|
– 5.06
|
5.67
|
2
|
6.721
|
3.091
|
.180
|
– 1.46
|
14.90
|
3
|
– 1.876
|
1.822
|
1.000
|
– 6.70
|
2.95
|
EGD, esophagogastroduodenoscopy; PEG, percutaneous endoscopic gastrostomy; EMR, endoscopic
mucosal resection; ERCP, endoscopic retrograde cholangiopancreatography; EUS, endoscopic
ultrasonography; ANOVA, analysis of variance; df, degrees of freedom; F, F statistic;
CI, confidence interval.
* Significant at P = 0.05.
Incidence of hypoxemia, hypotension, and hypertension
Mild complications ([Table 5]) were recorded in 85 of the 597 patients, and severe complications in 4 of the 597
patients. Hypoxemia was a severe complication (desaturation lasting longer than 5
minutes and requiring intubation of the trachea) in 2 patients (0.3 %) and a mild
complication in 43 patients (7.2 %). Laryngospasm, which was treated with chin lift,
mask ventilation, or insertion of an oral airway, was characterized as a mild complication
in 28 patients (4.7 %) and as a severe complication in 2 patients (0.3 %).
Table 5
Mild and severe cases of unintended disruption of ventilation and circulation.
|
|
Group I: Colonoscopy
|
Group II: Combined gastroscopy and colonoscopy
|
Group III: EGD, PEG, EMR, Zenker’s diverticulum
|
Group IV: ERCP, EUS
|
|
|
ASA I
|
ASA II
|
ASA III
|
ASA IV
|
ASA I
|
ASA II
|
ASA III
|
ASA IV
|
ASA I
|
ASA II
|
ASA III
|
ASA IV
|
ASA I
|
ASA II
|
ASA III
|
ASA IV
|
Unintended disruption of ventilation
|
Aspiration
|
n = 0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Laryngospasm
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Intubation
|
n = 2 (0.3 %)
|
|
|
|
|
|
|
|
|
1[*]
|
|
1[*]
|
|
|
|
|
|
Mask ventilation
|
n = 7 (1.1 %)
|
|
|
1
|
|
|
1
|
|
|
1
|
3
|
1
|
|
|
|
|
|
Chin lift
|
n = 17 (2.8 %)
|
|
|
|
|
|
|
|
|
1
|
15
|
1
|
|
|
|
|
|
Guedell
|
n = 4 (0.7 %)
|
|
|
|
|
|
|
|
|
1
|
2
|
1
|
|
|
|
|
|
Hypoxemia
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SpO2 92 %
|
n = 12 (2 %)
|
|
1
|
|
|
|
|
|
|
|
11
|
|
|
|
|
|
|
SpO2 91 %
|
n = 8 (1.3 %)
|
1
|
2
|
|
|
|
1
|
|
|
|
1
|
1
|
|
|
2
|
|
|
SpO2 85 % – 90 %
|
n = 8 (1.3 %)
|
|
|
1
|
|
|
1
|
|
|
|
6
|
|
|
|
|
|
|
SpO2 < 85 %
|
n = 17 (2.8 %)
|
|
|
|
|
|
|
|
|
1[*]
|
15
|
1[*]
|
|
|
|
|
|
Unintended disruption of circulation
|
NIBP
|
Mean < 60 mmHg
|
n = 7 (1.2 %)
|
|
1
|
3
|
|
|
|
|
|
|
1
|
|
|
|
2
|
|
|
Diastolic > 110 mmHg, systolic > 80 mmHg
|
n = 7 (1.2 %)
|
1
|
|
|
|
1
|
|
|
|
|
3
|
2
|
|
|
|
|
|
EGD, esophagogastroduodenoscopy; PEG, percutaneous endoscopic gastrostomy; EMR, endoscopic
mucosal resection; ERCP, endoscopic retrograde cholangiopancreatography; EUS, endoscopic
ultrasonography; ASA, American Society of Anesthesiologists; SpO2, oxygen saturation as measured by pulse oximetry; NIBP, noninvasive blood pressure.
* Severe complication.
No signs or symptoms suggestive of aspiration were reported.
Mild blood pressure – related complications were as follows: hypotension in 7 patients
(1.2 %), which was treated with vasopressors; hypertension in 7 patients, which was
managed by increasing the dose of the sedative and/or opioid. All procedures were
successfully completed.
Moderate-to-deep sedation provided by trained sedation practitioners resulted in efficient
endoscopic GI procedures in all cases. Among the 597 patients, 11 with a sedation
score of OAA/S 3 or 4 spontaneously reported awareness as a sign of an insufficient
level of sedation during the procedure.
Recovery and discharge
Upon arrival in the recovery room, 177 patients (29.6 %) had the maximum Aldrete score
of 10. There were 168 patients (28.1 %) with a score of 9, 134 patients (22.4 %) with
a score of 8, and 74 patients (12.3 %) with a score of 7. Fewer than 10 % of all patients
had an Aldrete score between 6 and 2. Furthermore, upon arrival in the recovery room,
246 patients (41 %) had a minimum VAS score of 0, 114 patients (19 %) had a score
of 1, and 69 patients (12 %) had a score of 2 ([Table 6]).
Table 6
Modified Aldrete score and visual analog scale (VAS) score.
Aldrete scoring system
|
|
First Aldrete score after each procedure
|
Respiration
|
Score
|
Score
|
Patient data
|
Able to take deep breath and cough
|
2
|
10
|
n = 177 (30 %)
|
Dyspnea/shallow breathing
|
1
|
9
|
n = 168 (28 %)
|
Apnea
|
0
|
8
|
n = 134 (22 %)
|
Activity
|
|
7
|
n = 74 (12 %)
|
Able to move 4 extremities
|
2
|
6
|
n = 23 (4 %)
|
Able to move 2 extremities
|
1
|
5
|
n = 11 (2 %)
|
Able to move 0 extremities
|
0
|
4
|
n = 6 (1 %)
|
Circulation
|
|
3
|
n = 2 ( < 1 %)
|
NIBP 20 mmHg before sedation
|
2
|
2
|
n = 2 ( < 1 %)
|
NIBP 20 – 50 mmHg before sedation
|
1
|
1
|
n = 0
|
Consciousness
|
|
VAS score before release/recovery
|
Fully awake
|
2
|
Score
|
Patient data
|
Arousable on calling
|
1
|
0
|
n = 246 (41 %)
|
Not responding
|
0
|
1
|
n = 114 (19 %)
|
SpO2 on room air
|
|
2
|
n = 69 (12 %)
|
100 % – 98 %
|
|
3
|
n = 18 (3 %)
|
97 % – 95 %
|
|
4
|
n = 28 (5 %)
|
< 95 %
|
|
5
|
n = 24 (4 %)
|
Total score
|
6
|
n = 21 (4 %)
|
|
7
|
n = 8 (1 %)
|
|
8
|
n = 8 (1 %)
|
|
9
|
n = 2 ( < 1 %)
|
|
10
|
n = 1 ( < 1 %)
|
NIBP, noninvasive blood pressure; VAS, Visual Analog Scale; SpO2, oxygen saturation as measured by pulse oximetry.
Discussion
As a result of the exponential increase in the number of diagnostic and therapeutic
GI endoscopic procedures being performed in the last few decades, there is a great
demand for sedation services, which in most countries cannot be met by anesthesiologists
because of a shortage of these specialists. Meanwhile, endoscopists have been looking
for alternative solutions to increase the efficiency of endoscopic procedures and
to improve their working conditions with the use of sedative drugs, often in uncontrolled
or moderately controlled conditions.
Quality and safety usually have not been primary considerations in the development
of these solutions, which rapidly became popular because of their ease of application.
A number of articles have discussed the use of propofol by clinicians [19]
[20], mostly gastroenterologists, who have no training in anesthesia or resuscitation.
In contrast, anesthesiologists, in particular in the United States, abide by the official
Food and Drug Administration (FDA) standpoint that propofol should be administered
only by persons trained in general anesthesia [21]. However, an increasing number of published reports [22]
[23] show a very good safety record for sedation administered by clinicians other than
anesthesiologists, even nonmedical practitioners. These findings are in contrast with
data from a study published in 2002 [24]. We hereby report on our first experiences with 597 consecutive patients undergoing
GI endoscopic procedures with moderate-to-deep sedation administered by trained anesthesia
nurses. The patients eligible for moderate-to-deep sedation during endoscopy were
clustered and treated in a full-day program.
In our retrospective study, all GI endoscopic procedures (100 %) were completed successfully
with the patients under moderate-to-deep sedation administered by nonmedical sedation
practitioners. None of our procedures, even technically difficult and time-consuming
ones such as ERCP and EUS, had to be interrupted because of insufficient cooperation
or unrest of the patient or because of severe complications.
In our 597 procedures, mild hypoxemia occurred in 7.2 % of the cases and mild laryngospasm
in 4.7 % of the cases, and both complications could be managed easily by the trained
sedation practitioners. Endotracheal intubation was required in only 2 patients (0.3 %),
in one because of increasing stridor and in the other because of blood loss from the
upper GI tract as a complication of the endoscopic procedure. In these two cases,
the assistance of an anesthesiologist was required.
Hypotension was observed in 1.2 % of the patients and hypertension in another 1.2 %,
both considered mild cardiovascular complications.
Berzin [25] reported 140 events in 109 patients (20.6 %) during 528 ERCP procedures in which
sedation was administered by anesthesiologists. The events were often a combination
of hypotension (38), arrhythmia (20), oxygen desaturation to less than 85 % (66),
and unplanned intubation (16) that could occur during one procedure. Our rate of mild
complications was lower. This underscores the need for good patient selection, well-trained
sedation practitioners, careful monitoring, and the practitioner’s undivided attention
for each patient. Wehrmann and Riphaus [26], in a 6-year study of 9547 patients, reported a total of 135 adverse events (1.4 %)
during endoscopic procedures conducted with the patients under propofol sedation.
In their study, the events were mainly assisted ventilation (0.4 %) and endotracheal
intubation (0.09 %), and 4 patients died (mortality rate of 0.04 %). Agostoni et al.
[27], in an 8-year study, reported adverse events in 4.5 % of 17,999 patients undergoing
target-controlled propofol sedation for GI endoscopic procedures. There were 6 complications
(arterial hypotension, desaturation, bradycardia, arterial hypertension, arrhythmia,
and aspiration) occurring in more than 0.1 % of the patients, and 3 patients died
(0.017 %). In both studies, the overall incidence of adverse events was lower than
that in our study, although differences in definitions may play a role.
We agree with the findings and the conclusion of Wehrmann and Riphaus that interventional
endoscopy under propofol sedation is not risk-free, and that monitoring of the patient’s
vital parameters during GI interventions is necessary.
Because several studies [28]
[29] have shown a variety of moderate-to-deep sedation-related complications in GI endoscopy,
it is mandatory, in our opinion, that moderate-to-deep sedation be administered by
a well-trained practitioner who is competent in handling acute respiratory and circulatory
events [30]. This is especially true for some subcategories of patients. We observed a trend
toward a greater incidence of unwanted side effects in a specific group of patients – namely,
those undergoing EGD, defined as upper GI endoscopy and/or a single-balloon endoscopy
procedure; this was particularly noted in ASA class I and II patients more than in
ASA class III patients.
It has also been shown by other investigators [31]
[32] that propofol-based sedation can be administered safely to patients by well-trained
nonmedical sedation practitioners whose attention is solely devoted to administering
sedation and who are not participating in the endoscopic procedure itself [33]. Propofol-based sedation is characterized by a narrow therapeutic window [34]
[35]. In our study, the nonmedical sedation practitioners had no responsibility other
than to administer sedation and to observe and monitor the patients.
We provided sedation to our patients with a continuous infusion of propofol (5 mg/kg/h)
followed by intermittent titrated doses of alfentanil (100 – 200 µg). This strategy
in relation to the severity of the stress response has been shown to contribute to
cardiovascular stability during sedation.
Capnography was used to monitor respiratory activity [36], as an early warning system for hypoventilation and impending hypoxemia. In our
experience, this mode of monitoring, which now is easily applied as a result of newly
developed sampling techniques in combination with disposable pulse oximeter sensors,
contributes significantly to the early detection of impending hypoxemia and may improve
patient safety during procedural sedation and analgesia in GI endoscopy. Our experience
is in contrast to the study of van Loon et al. [37], in which 100 mg of propofol was given as an initial dose to 427 patients and no
alveolar plateau appeared in the capnogram before hypoxemia occurred. Therefore, use
of the OAA/S scale, which assesses the patient’s level of alertness, is also mandatory
during moderate-to-deep sedation. These findings are in agreement with those of Lera
dos Santos et al. [38], who evaluated the use of OAA/S scores determined every 2 minutes and found an overall
rate of deep sedation of 18 % as a result of using the observational alertness tool.
Conclusion
For a risky medical procedure such as moderate-to-deep sedation during GI endoscopic
procedures, strict safety conditions have to be met. Improvement in the quality of
sedation care achieved by coordinating practices will contribute to quality, safety,
and patient comfort. Our study shows that in the Netherlands, well-trained nonmedical
sedation practitioners can be entrusted with the responsibility of safely administering
propofol/opioid – based moderate-to-deep sedation in selected patients undergoing
GI endoscopic procedures.
Serious complications with propofol-based sedation, especially respiratory and cardiovascular
adverse events, may occur but were rare in our safety setting. These complications
need to be recognized rapidly by pro-active monitoring and could be appropriately
managed by skilled practitioners. Our data may be useful for the future planning of
new clinical strategies in this setting in Europe.