muscular dystrophy, Duchenne - motor activity - task performance and analysis - outcome
assessment (health care - physical examination
distrofia muscular de Duchenne - atividade motora - análise e desempenho de tarefas
- avaliação de resultados (cuidados de saúde - exame físico
In Duchenne muscular dystrophy (DMD), muscle weakness results in progressive functional
independence loss[1]. Studies have shown the relevance of motor function follow up to monitor DMD accurately[2],[3],[4]. Global motor scales should be complemented by functional tasks assessment because,
despite the continued decline in muscle strength, children with DMD continue to perform
the activities using compensatory movements[5],[6]. The analysis of compensatory movements employed during functional activities shows
the changes in muscular synergies. Compensatory movements are performed by DMD patients
to compensate for muscle weakness, mobility loss, and to deal with task demands[6].
The Functional Evaluation Scale for Duchenne muscular dystrophy (FES-DMD) provides
detailed information about the progression of functional activities (description and
scoring of compensatory movements). The FES-DMD has four domains: sitting and rising
from a chair[7]; walking[8]; climbing up and down steps[9]; and sitting down on, and standing up from the floor[10]. Excellent intra- and interrater reliabilities of all domains have been demonstrated[7],[8],[9],[10]. In the FES-DMD, the tasks are videoed, which reduces evaluation time and patient
fatigue (caused by the repetition of the activities). The scoring is based on the
systematic observation of the videos and can also be performed with the assistance
of FES-DMD-DATA software[7]. The FES-DMD-DATA offers the simultaneous observation of the video and the assessment
chart on the same screen, which facilitates data collection and organization[11].
Sitting down on, and standing up from the ground is a classic test to evaluate patients
with DMD. However, many DMD patients stop performing this activity much earlier than
their loss of gait. Therefore, sitting and standing from a chair can be a more accurate
biomarker in the analysis of DMD progression prior to gait loss[6]. Sitting and rising from the chair is scored from 0-44 and 0-54, respectively. Sitting
involves three phases: 1) trunk flexion, 2) hip contact with the chair and 3) trunk
extension. Rising from the chair involves 1) trunk flexion, 2) weight transfer and
3) trunk extension. For both activities, higher scores denote a higher number of compensatory
movements, therefore, poorer clinical and functional status[7].
Sit-to-stand was considered an accurate outcome measure to detect weight-bearing asymmetry[12] and functional independence[13] in stroke patients. However, in DMD patients, sit-to-stand and stand-to-sit have
been poorly explored. Buckon et al.[14] examined outcome responsiveness to corticosteroid therapy in ambulatory boys with
DMD with timed tasks (10 meter running, sit-to-stand, supine-to-stand, climbing four
steps). They found that only the timed performance of climbing four steps demonstrated
a significant treatment effect. Boys on corticosteroid therapy climbed steps faster
than those who were naive.
As sit-to-stand and stand-to-sit are performed within a few seconds, the analysis
of compensatory movements provides more consistent biomarkers than a timed performance.
Scrivener et al.[15] described the responsiveness of sit-to-stand in patients with stroke. They compared
admission and discharge sit-to-stand performances and concluded that this test was
highly responsive (able to detect clinical changes over time). However, the study
had different follow-up periods, as the admission-discharge interval varied between
the patients.
Reassessment time intervals must be determined to prevent examiners and clinicians
from performing too many or too few reevaluations. The responsiveness analysis shows
the proper reassessment intervals of a scale to detect significant clinical differences.
This information is important in experimental designs and as well as to describe the
natural progression[2]. In studies with patients with neuromuscular diseases, global motor measures, such
as the Motor Function Measure[2],[16],[17], North Star Ambulatory Assessment[18], Functional Independence Measure[19], Barthel Index[19] and Rehabilitation Activities Profile[19] showed variable responsiveness in reassessment intervals ranging from six to 27
months.
Assessment instruments should be reliable, valid and responsive. Each test has specific
reevaluation frequency recommendations, to prevent the collection of redundant information,
or missing relevant data. No previous study has investigated the responsiveness of
sit-to-stand and stand-to-sit tests in patients with neuromuscular disorders. In this
study, we focus on the responsiveness of sitting and standing from the chair in DMD
patients. As the lack of time and professionals available to perform long assessment
protocols is common in clinical practice, sit-to-stand and stand-to-sit outcome measures
can be useful when extensive protocols are not viable. The aim of this study was to
investigate the responsiveness of sitting and standing from a chair in DMD patients
in one year of follow up.
METHODS
This was an observational and longitudinal study, with one year of follow up, approved
by the Ethics Committee of Clinics Hospital of Faculty of Medicine of University of
São Paulo (process number 435/13).
Participants
Twenty-six ambulatory children (5–12 years old, 40.8 ± 10.4 kg; 1.39 ± 0.17 m; diagnosed
with DMD by DNA analysis) performed sit-to-stand and stand-to-sit tasks. On the Brooke
upper extremity scale, 15 boys were classified as 1 (they could abduct both arms in
a full circle and touch above their head) and 11 were classified as 2 (they could
raise their arms above their head by flexing the elbows or using accessory muscles).
On the Vignos lower extremity scale, 10 boys were classified as 1 (they could walk
and climb stairs without assistance), 10 were classified as 2 (they could climb stairs
without the support of a railing) and six were classified as 3 (they took longer than
25 seconds to climb eight steps).
Each child was evaluated five times, in three-month intervals. Therefore, 130 videos
of sit-to-stand and stand-to-sit were analyzed. All patients were prescribed corticosteroids
and rehabilitation, according to the international consensus[1]. All patients were receiving steroids at least six months prior to the first assessment.
Procedures
Videos were recorded in sagittal and frontal planes. Sit-to-stand and stand-to-sit
tasks were performed using a standard chair (40 cm height, 40 cm length and 40 cm
width) with a backrest and without arm support. The floor was covered with an anti-slip
mat to prevent falls. The digital video camera was placed on a tripod, one meter high
and two meters away from the chair. The evaluation and video analysis was conducted
by a trained physiotherapist[11], using FES-DMD-DATA software.
Patients were recorded individually, every three months for a year. Responsiveness
was calculated at three-, six-, nine- and 12-month intervals. Therefore, we analyzed
four periods of three months (0–3, 3–6, 6–9 and 9–12 months), three periods of six
months (0–6, 3–9 and 6–12 months), two periods of nine months (0–9 and 3–12 months)
and one period of 12 months (0–12 months). The first assessment was called assessment
0 (A0). The assessment after three months was named assessment 3 (A3) and the assessments
after six, nine and 12 months were called assessments 6, 9 and 12 (A6, A9 and A12).
Statistical analysis
The effect sizes and the standardized response means were calculated. Effect sizes
(ES) were calculated by dividing the mean change score by the standard deviation of
the baseline score[20]. The standardized response mean (SRM) was calculated by dividing the mean change
score by the standard deviation of the score differences[21]. According to the Cohen criteria, values ≥ 0.20 and < 0.50 indicate low responsiveness,
values ≥ 0.50 and < 0.80 indicate moderate responsiveness and values ≥ 0.8 reflect
high responsiveness for both measures[22].
After testing data for normality and homogeneity of variances, repeated measures analysis
of variance (ANOVA) investigated differences between the sit-to-stand and stand-to-sit
assessments. We considered as significant differences the values (p) lower than 0.05.
RESULTS
Compensatory movements were employed by all children in performing sit-to-stand and
stand-to-sit. The most common compensatory movements were knee hyperextension, internal
rotation of the hips, trunk rotation and tilting and head tilting, rotation and hyperextension.
[Table 1] shows all means and standard deviations of the sit-to-stand and stand-to-sit scores.
Table 1
Means and standard deviations (SD) of sit-to-stand and stand-to-sit in the initial
assessment (A0) and after three (A3), six (A6), nine (A9) and 12 months (A12).
Sit-to-stand
|
A0
|
A3
|
A6
|
A9
|
A12
|
Mean
|
24.80
|
27.60
|
30.80
|
33.20
|
36.60
|
SD
|
9.30
|
10.80
|
10.80
|
10.90
|
11.40
|
Stand-to-sit
|
A0
|
A3
|
A6
|
A9
|
A12
|
Mean
|
19.40
|
21.30
|
24.00
|
25.50
|
26.70
|
SD
|
6.50
|
5.40
|
5.90
|
4.60
|
4.80
|
*A0: assessment 0, A3: assessment 3, A6: assessment 6, A9: assessment 9, A12: assessment
12.
Sit-to-stand showed low-to-moderate responsiveness in three-month intervals (ES: 0.23–0.32;
SRM: 0.36–0.68), moderate-to-high responsiveness in six-month intervals (ES: 0.52–0.65;
SRM: 0.76–1.28), and high in nine - (ES: 0.84–0.91; SRM: 1.26–1.64) and twelve-month
intervals (ES: 1.27; SRM: 1.48). Stand-to-sit showed low responsiveness in three-month
intervals (ES: 0.26–0.49; SRM: 0.37–0.42), moderate responsiveness in six-month intervals
(ES: 0.50–0.78; SRM: 0.56–0.71), and high responsiveness in nine- (ES: 0.94–1.00;
SRM: 0.84–1.02) and twelve-month intervals (ES: 1.13; SRM: 1.52). [Table 2] shows the responsiveness analysis.
Table 2
Effect sizes (ES) and standardized response means (SRM) of sit-to-stand and stand-to-sit
in three-, six-, nine- and 12-month reassessment intervals.
Sit-to-stand
|
0 x 3
|
0 x 6
|
0 x 9
|
0 x 12
|
3 x 6
|
6 x 9
|
3 x 9
|
3 x 12
|
6 x 12
|
9 x 12
|
ES
|
0.30
|
0.65
|
0.91
|
1.28
|
0.30
|
0.23
|
0.52
|
0.89
|
0.62
|
0.35
|
SRM
|
0.44
|
0.76
|
1.26
|
1.48
|
0.68
|
0.36
|
0.78
|
1.34
|
0.76
|
0.68
|
Stand-to-sit
|
0x3
|
0x6
|
0x9
|
0x12
|
3x6
|
6x9
|
3x9
|
3x12
|
6x12
|
9x12
|
ES
|
0.30
|
0.71
|
0.94
|
1.13
|
0.50
|
0.26
|
0.78
|
1.00
|
0.50
|
0.38
|
SRM
|
0.38
|
0.56
|
0.84
|
1.52
|
0.42
|
0.37
|
0.70
|
1.02
|
0.71
|
0.38
|
*Periods in months. Three-month intervals included assessments on all the following
periods: 0–3, 3–6, 6–9 and 9–12 months. Six-month intervals included assessments on
0-6, 3-9 and 6-12 months. Nine-month intervals included periods: 0–9 and 3–12 months.
The 12-month interval included the period 0–12 months. Higher effect sizes (ES) and
standardized response means (SRM) denote higher responsiveness.
The ANOVA showed an interaction between tasks (sit-to-stand and stand-to-sit) and
assessments (A0-A12), with F4,100=2.762; p = 0.031. Post hoc Tukey tests showed that in sit-to-stand, an A12 mean score was significantly higher
than A0 (p < 0.001), A3 (p < 0.001), A6 (p < 0.001) and A9 mean scores (p = 0.043).
An A9 mean score was significantly higher than A0 and A3 mean scores (p < 0.001 for
both comparisons). An A6 mean score was significantly higher than A0 mean score (p
< 0.001). Post hoc Tukey tests showed that in stand-to-sit, an A12 mean score was significantly higher
than A0 and A3 mean scores (p < 0.001 for both comparisons). An A9 mean score was
significantly higher than A0 (p < 0.001) and A3 mean scores (p = 0.003). An A6 mean
score was significantly higher than A0 mean score (p = 0.001) ([Figure]).
Figure Sit-to-stand and stand-to-sit scores on the Functional Evaluation Scale for Duchenne
Muscular Dystrophy (domain sitting and rising from the chair) at the one year follow-up.A0:
assessment 0, A3: assessment 3, A6: assessment 6, A9: assessment 9, A12: assessment
12.
DISCUSSION
The present study hypothesized that distinct reassessment time intervals would show
distinct responsiveness in sitting and standing from a chair in patients with DMD.
Therefore, we investigated the responsiveness of sitting and standing from a chair
in DMD patients over a one year follow-up. Our findings showed that sitting and standing
from a chair should be evaluated in six-month or longer intervals, when moderate to
high classifications were given for responsiveness measures (ES and SRM).
The identification of biomarkers, as outcome measures in patients with neuromuscular
diseases, is extremely important for clinical and research purposes. The description
of the natural progression of functional measures in DMD provide the baseline for
studies with therapeutic interventions. The sitting and standing from a chair assessment
has clinical relevance, as this activity is quick, simple and can be used to detect
changes in motor behavior over time.
Previous studies have shown that patients need upper limb support and employ compensatory
movements as DMD progresses[23],[24]. The spontaneous selection of compensatory movements can vary among DMD patients,
although some synergies are more frequent than others[6]. The progression of DMD is variable, due to genetic and environmental heterogeneity[23]. Therefore, patients should be continuously monitored. Ambulatory DMD patients treated
with steroids, aged 3–6 years, were evaluated with the North Star Ambulatory Assessment
Scale. The ES ranged from 0.39 (low responsiveness) to 0.90 (high responsiveness)
in 12-month intervals[18]. However, as only patients aged 3–6 years were included, the comparison with the
present study is difficult.
The loss of eccentric muscle contraction affects sit-to-stand and, mainly, stand-to-sit.
The child can let himself fall on the chair during the trunk flexion phase. A previous
study showed that the absence of trunk flexion (contact phase) and trunk extension
(extension phase) was due to impaired eccentric muscle contraction[7]. As well, patients performed compensatory movements, such as upper limb support
and trunk rotation and lateral tilting[7]. In sit-to-stand, a progressive increase of the base of support with trunk flexion
and rotation and upper limb support on the seat were observed. The transfer phase
(when the hips were raised from the seat) was performed with bilateral ankle plantar
flexion. Lower limb and trunk extensions were performed with upper limb support in
the trunk extension phase[7].
Few studies have included responsiveness analysis, the recommendations of which must
be clarified. Stucki et al.[25] reported on a variety of tests and argued that no test was superior than another.
Mehrholz et al.[26] stated that the SRM could reflect individual changes better than the ES. However,
Samsa et al.[27] described the ES as effective and well accepted. Cano et al.[28] recommended that the ES should be interpreted with caution and combined with other
statistical methods to avoid misinterpretation[28]. Only six studies investigated the responsiveness of one or more tests for neuromuscular
diseases[2],[16],[17],[18],[19],[29]. Most studies used the ES[18] and SRM[2],[16],[17] in isolation or in combination[19],[29].
The Motor Function Measure showed good responsiveness in spinal muscular atrophy patients
at six-month reassessment intervals. Responsiveness was higher in the months preceding
ambulation loss[16]. The authors mentioned that fatigue interfered in testing. Therefore, specific focused
tasks may be a less tiring alternative, preventing overload in clinical assessment.
Another study used the Motor Function Measure to evaluate patients with Charcot-Marie-Tooth
type II and described moderate-to-high responsiveness. The SRM of dimensions one (standing
and transferring) and three (distal motor function) were considered moderate (SRM
= 0.68 and 0.50, respectively) and the total score of the SRM was high (SRM = 0.85).
Mean reassessment intervals were much longer than in the present study (27 ± 17 months)[17].
The Motor Function Measure should not be used in intervals shorter than one year to
evaluate patients with DMD[2]. The Motor Function Measure SRM has previously shown responsiveness at a one-year
interval in patients with DMD (total score: 0.91; standing and transferring: 0.47;
axial and proximal motor function: 0.68; distal motor function: 0.30)[2]. The present study showed that sit-to-stand and stand-to-sit are more responsive
outcome measures.
Our results showed that it was possible to observe some changes in sit-to-stand and
stand-to-sit in three-month intervals. This information may be useful to monitor DMD
progression and for clinical decision-making in some critical phases, e.g. when the
patient is in transition from ambulation to wheelchair dependence. However, clinical
changes will be more evident (classified as moderate and high) in longer reassessment
intervals (six-month, or longer, intervals). Similar results were obtained by De Groot
et al.[19], who compared the responsiveness of the Functional Independence Measure, Barthel
Index and Rehabilitation Activities Profile in patients with amyotrophic lateral sclerosis.
All scales showed moderate responsiveness in six-month intervals and high responsiveness
in 12-month intervals, considering ES and SRM measures. However, these scales depend
on reports given by patients and provide less specific information about motor function.
As limitations of this study, we must mention that the analysis did not consider separate
age groups and Brooke and Vignos scores, due to the sample size. Among younger patients,
responsiveness tends to be lower, because compensatory movements are not required
to preserve motor function. As DMD progresses, the number of compensatory movements
increases, as sit-to-stand and stand-to-sit responsiveness. The conduction of the
study in a single center, focusing on a population from Brazil’s southeast, with similar
cultural and socioeconomic characteristics may also limit generalizing our findings
to other populations.
The present study shows that the sit-to-stand and stand-to-sit assessment provides
useful outcome measures to detect DMD progression. Future studies should test these
outcome measures in protocols with other types of neuromuscular diseases. The relationship
between timed performance and FES-DMD domains with other clinical scales, such as
the Motor Function Measure and the NorthStar Ambulatory Assessment Scale should be
investigated.
In conclusion, sitting and standing from a chair can be assessed in six-month, or
longer, intervals to evaluate DMD progression.