Introduction
Technologic advances over recent years in interventional endoscopy have made curative
resection of superficial tumors of the digestive tract possible, thus sparing patients
from potentially major ablative surgery. Endoscopic submucosal dissection (ESD), which
was described at the beginning of the 2000 s, permits R0 resection of lesions larger
than 2 cm in one single piece. The goal is to obtain healthy lateral and deep resection
margins and, so, a lower local recurrence rate [1 ]. However, ESD presents several disadvantages: The procedure is long, expensive,
and technically challenging. At the beginning of the learning process, the adverse
events rate is high (it can exceed 50 %), and execution is poor in terms of en bloc
and R0 resection, restricting its use to centers of expertise [2 ]
[3 ]
[4 ]
[5 ].
These difficulties have led to the development of new techniques like endoscopic submucosal
tunnel dissection (ESTD), which was described for the first time in humans in 2010
by Inoue et al. for conducting peroral endoscopic myotomy [6 ]. Then the technique was used for resection of upper gastrointestinal submucosal
tumor [7 ]
[8 ]
[9 ]. Recently, it has been shown that ESTD was quick and effective in the resection
of large superficial esophageal tumors but also in rescue for ulcerative early gastric
cancer resection [10 ]
[11 ]
[12 ]. This method may, therefore, diminish the risk of perforation and hemorrhage through
improved visual control during resection and reduce procedure duration. But there
are as yet no randomized comparative experimental studies – and, more importantly,
there are none in humans – confirming the potential advantages of ESTD compared with
conventional ESD.
This study's goal was to experimentally evaluate, in a comparative and randomized
fashion, the technical feasibility, efficacy, and safety of ESTD compared with the
conventional ESD technique for treating superficial esophageal and gastric tumors
in vivo in a porcine animal model.
Patients and methods
Study design
This was a prospective, comparative, experimental animal study carried out in the
surgical research and teaching center of the North campus of the Faculty of Medicine
of Aix-Marseille University (Centre d’Enseignement et de Recherche Chirurgicale),
France, from November 2012 to July 2013.
The animals used for this study were healthy pigs aged 3 to 4 months weighing 25 to
30 kg. The procedures were conducted under general anesthesia. Once the procedure
had been completed, the pigs were euthanized under general anesthesia. The lesions
were virtual and corresponded to 3-cm patches of mucosa that were created by marking
the border of the lesions electrosurgically using a DualKnife™. The size of the lesion
was determined with the opening of a biopsy forceps. Each pig underwent both submucosal
dissection techniques in the antral, fundic, or esophageal areas. The order and site
of the procedures were determined by randomization (sealing envelopes drawn at random).
This animal experimentation protocol was submitted in regulatory fashion to the local
and regional veterinary and sanitary authorities as well as to the animal ethics committee
of the surgical research and teaching center of Aix-Marseille University, France,
and validated.
The primary goal of this study was to evaluate the efficacy and superiority of ESTD
compared with conventional ESD. The primary endpoint was en bloc resection of the
demarcated virtual lesion (excision of the virtual lesion in a single specimen, with
visualization of all demarcation points on the fragment). Technical success was defined
by a resection performed entirely by the dissection technique selected, that either
the conventional or tunnel, as described below. Therefore, failure was defined either
by the use of an alternative resection method during the procedure (snare or other:
technical failure) or by a resection into several fragments (en bloc resection failure).
Conversely, the procedure was considered feasible if the resection was complete, in
a single piece, and made from beginning to end using the same dissection technique.
The secondary objectives were to determine the safety, length, and cost of the procedures
as well as their histopathologic efficacy. The endpoints for these were, respectively,
adverse event rates (rates of immediate perforation and hemorrhage); procedure time
(timed from the beginning of demarcation to complete fragment dissection) and speed
of dissection (lesion surface area divided by procedure time); histologic quality
of the resected specimen (macro- and microscopic analysis of lateral and deep resection
margins); and the procedure cost (Euros) arising from the use of minor instruments
(knives, needle). The size of the lesion for statistical analysis and comparison was
evaluated and determined by the pathologist.
Endoscopic equipment
The endoscope used was a gastroscope (GIF-2TH180, Olympus, Japan) equipped with a
transparent cap at its tip (D-201-12704, Olympus, Japan). The submucosal injection
was performed using a 23-G needle (NM-4L-1, Olympus, Japan). Incision and dissection
were performed using DualKnife™ (KD-650 L, Olympus, Japan) or ITknife2™ (KD-611 L,
Olympus, Japan) electrocoagulation scalpels (mode “pulse cut fast”, 120 W) connected
to a generator (ESG-100, Olympus Europe GmbH, Hamburg, Germany). The same instruments
were used to coagulate vessels during and at the end of the procedure in soft coagulation
mode (power 30 to 40 W). In the event of hemorrhage, the DualKnife™ was employed in
coagulation mode (60 W power – soft coagulation setting). The procedures were performed
with room air insufflation.
Dissection technique
Operators and procedures
ESDs were performed by two interventional endoscopy experts who had conducted more
than 50 ESD procedures in humans using the conventional ESD technique. All procedures
were filmed and recorded. Before the study began, several preliminary test procedures
were performed to practice the ESTD technique.
ESTD. First, the lesion's circumference was marked using the DualKnife™ (power 50 W) [Fig. 1 ]. A submucosal injection of a hydroxyethyl-starch solution (Voluven® , Fresenius Kabi, Sèvres, France) stained with 0.25 % indigo-carmine solution was
then made to lift the lesion for a longer period.
Fig. 1 Different steps in the endoscopic submucosal tunnel dissection method (combined schematic
and pictoral views). a Landmarks of the lesion. b Submucosal lifting. c Horizontal distal incision. d Vertical proximal incision. e Create of the tunnel by the vertical proximal incision. f Tunneling dissection and reach the horizontal distal incision. g Incision of the lateral edges. h Final site of resection.
Once the mucosa was lifted, a horizontal incision was made at the distal limit of
the lesion and beyond the markings to provide an exit point from the submucosal endoscopic
space and so mark the end of the tunnel. Next, a centimeter-sized vertical proximal
incision was made approximately 1 cm above the lesion and exactly in line with it
to provide an opening into the submucosal space and so create the tunnel's entry point.
The endoscope equipped with a transparent cap was inserted into the submucosa through
the proximal opening to create the tunnel. Progression and resection were conducted
by means of a combination of two methods: 1) cautiously pushing the endoscope with
insufflation, which tears open a space; and 2) dissecting, little by little, the submucosa
with the knife until the distal end was reached. The tunneled submucosal space was
then enlarged laterally by dissection, and, finally, an incision of the lateral edges
of the tumor was made from the distal opening of the tunnel to its proximal end, thus
completing resection.
Conventional ESD. After marking and lifting the lesion, a circular mucosal incision was made outside
the marker points. Dissection of the submucosal layer was then begun, little by little,
starting from the circular incision on the edge and working in toward the center until
complete lesion resection was achieved based on a previously described and widely
used method [1 ]
[13 ].
Histologic analysis
At the end of each procedure, the resected fragment was retrieved, stretched, and
attached to a slide and then immersed in formaldehyde at 4 % for pathologic analysis.
Macroscopic examination consisted of measuring the resection specimens and assessing
the lateral resection borders by checking for marker points. The microscopic examination
procedure involved paraffin embedding, slices every 3 microns, and hematein-eosin-safran
staining. The examination was performed using a Nikon Olympus BX41™ microscope. Using
a Motic™ camera, submucosal thickness was measured from the muscularis mucosae in
the stomach, and from the basement membrane in the esophagus (owing to the thinness
of the muscularis mucosae at this level), to the deep resection margin. Two measurements
were performed at two different points and then the mean of these two measurements
was calculated. Analyses were blindly performed by an experienced pathologist in digestive
pathology (Dr. MC Saint-Paul) at the Nice university hospital, France.
Statistical analysis
The sample size of 18 procedures (9 in each group) was calculated using Nquery Advisor® 7.0 software sample size calculator, in order to detect a 30 % difference in the en
bloc resection rate with a Chi2 test and a .05 two-sided significance level associated
with an 80 % power. The en bloc resection rate of 70 % for ESD was based on the experience
of the operators at the start of the study and we hypothesized a maximal efficacy
for ESTD of 100 %. The descriptive statistical analysis of quantitative variables
was expressed in terms of median, with their standard deviation and range. Qualitative
variables were expressed as percentages. Between-variable comparisons were performed
by means of the Mann – Whitney test for quantitative variables and by means of Fisher's
exact test for qualitative variables. A P value below 0.05 was considered statistically significant. Statistical analyses were
performed using the R 2.14.0 software (R Development Core Team 2010). The data were
compiled in a Microsoft Office Excel 2010 database.
Results
From November 2012 to July 2013, nine pigs were used as part of this study, giving
a total of nine conventional ESDs and nine ESTDs. The site of resection was antral
in five cases (three ESDs and two ESTDs), fundic in five cases (two ESDs and three
ESTDs), and esophageal in eight cases (four ESDs and four ESTDs) [Fig. 2 ]. For gastric ESTD and ESD, all procedures were realized with the scope in an antegrade
fashion.
Fig. 2 Flow diagram of the randomized procedures.
The characteristics of the various procedures are summarized in [Table1 ]. The surface area of the lesions treated was comparable in both procedure groups
(P = .18). Esophageal resections were statistically smaller than those performed in
the stomach (P < .001).
Table 1
Procedure characteristics: conventional endoscopic submucosal dissection and endoscopic
submucosal tunnel dissection.
ESD
n = 9
ESTD
n = 9
P
Site, n (%)
Esophagus
Fundus
Antrum
4 (44.4)
2 (22.2)
3 (33.3)
4 (44.4)
3 (33.3)
2 (22.2)
1
Surface area, median± SD [range], cm
2
2.8 ± 2.7 [0.36 – 7.5]
5.2 ± 2.9 [1.6 – 8.75]
.18
ESD, conventional endoscopic submucosal dissection; ESTD, endoscopic submucosal tunnel
dissection
Primary endpoint
Every procedure was carried out to completion [Table 2 ]. Of the 18 resections performed, 17 (94.4 %) were en bloc resections. The en bloc
resection rate was 100 % (9/9) for ESTD and 88.9 % (8/9) for ESD (P = 1). The technical success rate was 88.9 % for ESTD and 100 % for ESD (P = 1). In total, feasibility of the two procedures was equivalent (88.9 % for ESD
and 88.9 % for ESTD) (P = 1).
Table 2
Technical results and costs of procedures.
ESD
n = 9
ESTD
n = 9
P
Failure, n (%)
1
Technical failure
0
1(11.1)
En bloc resection failure
1 (11.1)
0
Procedure duration, median± SD[range], min
Total
Esophagus
Stomach
33 ± 8.8 [16 – 40]
20.5 ± 8.8 [16 – 36]
35 ± 7.3 [23 – 40]
30 ± 8.9 [25 – 48]
25.5 ± 9.8 [23 – 44]
33 ± 8.8 [25 – 48]
.75
.2
0.6
Dissection speed, median ± SD [range], mm²/min
Total
Esophagus
Stomach
10.7 ± 8.1 [2.2 – 26]
4.6 ± 1.6 [2.2 – 6.1]
18.2 ± 6 [10.7 – 26]
10.9 ± 9.1 [6.6 – 26.5]
6.8 ± 0.12 [6.6 – 6.9]
24.0 ± 6.2 [10.9 – 26.5]
.34
.03
.1
Perforation, n (%)
2 (22.2)
2 (22.2)
1
Number of instrument change per procedure, median ± SD [range], n
2 ± 1.5 [0 – 4]
1 ± 1 [0 – 3]
1
Number of knifes, n (%)
1
2
3 (33.3)
6 (66.6)
2 (22.2)
7 (77.8)
.57
Procedure cost, median± SD[range], (euro)
728 ± 185 [358 – 728]
728 ± 185 [358 – 728]
1
ESD, conventional endoscopic submucosal dissection; ESTD, endoscopic submucosal tunnel
dissection
ESTD
All the ESTD procedures yielded en bloc lesion resection. Submucosal tunneling as
well as the distal and proximal incisions was successfully performed in all nine pigs.
Only one procedure failed (in antral site), requiring final resection with a snare
because of difficulties in cutting one of the edges. The lesion was, however, resected
en bloc.
Conventional ESD
All nine procedures were complete and led to lesion resection, but only eight surgical
specimens had macroscopically healthy resection margins (88.9 %). The failed en bloc
resection involved a fundic lesion for which all the marker points could not be found
on the resection specimen at pathology. This lesion was resected in two pieces.
Secondary endpoints
Procedure time and speed
Median ESTD time was 30 minutes as against 33 minutes for ESD (P = .75) [Table 3 ]. Median dissection speed was 10.7 mm2 /min for ESD and 10.9 mm2 /min for ESTD (P = .34). In the esophagus, ESTD was statistically quicker than ESD (P = .03).
Table 3
Anatomic and pathologic analyses of the resected specimens.
ESD
n = 9
ESTD
n = 9
P
En bloc resection, n (%)
8 (88.9)
9 (100)
.49
Submucosal thickness, median± SD [range], µm
884.7 ± 224.3 [330.5 – 1085.5]
1307.1 ± 421.3 [728.5 – 1913.5]
.039
gastric site
722.6 ± 242.2 [330.5 – 1009]
728.0 ±502.1 [727 – 1913.5]
esophageal site
929. 0± 89.2 [884.7 – 1086]
1417.2 ± 166.3 [1307.1 – 1689]
ESD, conventional endoscopic submucosal dissection; ESTD, endoscopic submucosal tunnel
dissection
Adverse events
Perforation rates (22.2 %) were equal for the two techniques [Table 2 ]. Two perforations occurred in one esophageal ESD procedure while the submucosal
space was being dissected; one occurred with the DualKnife™ and the other with the
ITknife2™. Esophageal ESTD also gave rise to adverse events: two perforations of the
muscularis, one during a vertical incision, and the other during a distal incision
(both with the DualKnife™); both occurred during different procedures. In all of these
cases, the perforations were no bigger than a few millimeters, unveiling only the
longitudinal fibers of the muscularis, and could be treated by hemoclip. There were
no gastric perforations.
During both ESD and ESTD, several arteriolar bleeding episodes occurred, and each
one was successfully treated with the DualKnife™ in soft coagulation mode. There was
no significant bleeding that could not be endoscopically controlled or that necessitated
the use of hemostatic clips.
Use of minor instruments and cost of procedures
In most cases, two knives were used for each procedure, be it for ESD (66.6 %) or
ESTD (77.8 %) (P = .57) [Table 2 ]. There was no significant difference in terms of knife changes. With knife changes
taken into account, the median procedure cost was 728 Euros for ESD and 728 Euros
for ESTD (P = 1).
Histologic analysis of surgical specimens
All resection specimens were kept for analysis [Table 3 ], [Fig. 3 a ], [Fig. 3 b ]. The overall rate of en bloc resection with healthy lateral margins (marker points
visible) was 94.4 %: 100 % for ESTD and 88.9 % for ESD (P = .49). On microscopic examination, the lateral zones appeared healthy despite coagulation
artifacts at the edges. The deep resection margins were confined to the submucosal
layer. Histologic specimens were thicker with resection by ESTD (1307.1 ± 421.3 µm
for ESTD vs. 884.7 ± 224.3 µm for ESD) (P = .039). In esophageal site, the depth of histologic specimens was of 929.0 ± 89.2 µm
for ESD and of 1417.2 ± 166.3 µm for ESTD. In gastric site, the depth of histologic
specimen was of 722.6 ± 242.2 µm for ESD and 728.0 ± 502.1 µm for ESTD.
Fig. 3 a Measure of the submucosal thickness of a conventional ESD specimen. b Measure of the submucosal thickness of an ESTD specimen with a significantly deeper
submucosal space analyzed.
Discussion
Over the last decade, new endoscopic resection techniques have made it possible to
treat superficial tumors of the digestive tract in a minimally invasive fashion. Of
these new techniques, ESD has shown its superiority over endoscopic mucosal resection
in terms of en bloc resection, curative resection regardless of lesion size, and local
recurrence [14 ]
[15 ]
[16 ]
[17 ]
[18 ]. Thus, ESD forms an obvious part of the oncologic treatment of patients, within
well-documented indications [19 ]
[20 ]
[21 ]
[22 ]
[23 ]
[24 ].
This experimental study failed to find any difference between ESTD and ESD. Nevertheless,
this may be due to the unexpected high rate of success with both techniques (ESTD
and ESD) observed in the current study. That can be explained by the standardized
procedure and reduced size of lesions, which were well demarcated and located in optimal
anatomic conditions. Difficulties with positioning and stabilizing the endoscope hamper
the continuation of submucosal dissection under visual control and augment the risk
of bleeding and perforation. ESTD usefully avoids these problems of submucosal visibility:
The endoscope is stabilized between the mucosa and muscular layers in the tunnel,
permitting safe parallel access to the submucosal layer.
Regardless of which technique was used, the perforation rate was identical (22 %).
All the perforations were small and millimeter, and occurred during esophageal procedures.
It should be specified that perforations during ESTD occurred during the distal incision
in one case and the proximal incision in the other. These adverse events could, therefore,
be attributed to a lack of experience with the technique and to insufficient initial
lifting of the lesion. No perforation occurred during the dissection phase in the
tunnel. This was not so with conventional ESD, which was complicated by two perforations
during the same procedure, while the dissection was being performed. This suggests
that the tunnel may improve safety during dissection, owing to better visibility [8 ]
[9 ]
[10 ]
[11 ]
[12 ]
[13 ]
[14 ]
[15 ]
[16 ]
[17 ]
[18 ]
[19 ]
[20 ]
[21 ]
[22 ]
[23 ]
[24 ]
[25 ]. Our perforation rate was higher than that observed in the literature for ESD (< 10 %)
[26 ]
[27 ]. The perforations were, however, clinically inconsequential, and easily treated
with clips. Several explanations are possible: An esophageal location may present
greater risk due to a narrower luminal diameter and to a single working direction
(anterograde), but also because of thinner submucosal layers in porcine experimental
models [4 ]
[28 ]
[29 ]. The fact that the operators were less experienced than were the Japanese authors
may also explain this difference [3 ]
[30 ].
Although in this study there was no difference between the two techniques in terms
of adverse events, improved visibility allowed the operators to better dissect fibers
in the tunnel. First, vessels were more visible, and so, it was possible to coagulate
them before continuing dissection. Second, indigo carmine staining of the submucosa
in the tunnel rendered the border between the submucosa and muscularis distinctly
visible, permitting safe submucosal dissection. Significant fibrosis can occur in
the submucosal layer and cause difficulties in dissection, thus increasing the risk
of perforations. These risks are increased by the flap of the lesion on the scope
and the resection site without any dedicated material or techniques of traction (clip-with-line
method, double-channel-scope method, outer route method) or by difficult anatomic
position, which hampers visibility of fibers for dissection [31 ]
[32 ]
[33 ]. This phenomenon may also inhibit identification of the bleeding vessel, thus hindering
accurate hemostasis. Therefore, ESTD would reduce these difficulties, given better
stability of scope in the tunnel and a tangential resection plane relative to muscularis
layer and therefore greater control of the knife during dissection. However, although
in this study we were not confronted with massive bleeding in the tunnel, its management
could be more challenging given the reduced working space.
Median procedure times, although not statistically significant, were longer for ESTD
than for ESD. Yet it should be noted that the esophageal lesions resected by ESTD
were larger than those resected by ESD (P = .028), which led to longer procedure times (P = .2). Despite this, dissection speeds were quicker with ESTD, although the difference
the techniques was significant only in the esophagus (P = .03).This difference in procedure time may also be due to the fact that the two
operators already possessed experience with ESD, both in porcine models and in humans,
but not with the new ESTD technique. In most cases, two knives are used for ESD or ESTD. Dual knife™ was preferably for
marking, incision and dissection of the lesion, as well as coagulating vessels. With
that knife, it was difficult to pull the lesion and incise the contours until reaching
the tunnel. The IT2 knife™, in contrast, made dissection of the lesion contours comfortable
because the ceramic ball at its end, which did not conduct current, facilitated traction
of the lesion.
From a histologic perspective, there was no significant difference between the two
techniques in terms of en bloc and R0 resection, although there appeared to be a trend
in favor of ESTD. The rate of en bloc and R0 resection was similar to that observed
in the literature (> 90 %) [14 ]
[15 ]
[17 ]
[18 ]. Our study also revealed that ESTD enabled deeper dissection, submucosal thickness
being statistically greater in ESTD (P = .039). In the gastric site, the thickness of the submucosal layer resectable was
equivalent for ESTD and ESD. In the esophagus, the range of depth the histologic specimens
was wider. To date, no data are available concerning the quality and thickness of
the submucosal specimen obtained in ESD. To our knowledge, this study is the first
to reveal histopathologically a significant gain in submucosal thickness with ESTD.
That could be taken as a resection quality criterion that favors ESTD.
Our study presents several limitations. The number of procedures conducted with each
technique was low with a potentially reduced statistical power of the work due to
the unexpected high performance of ESD for en bloc resection. The results may have
been influenced by the operators' experience with conventional ESD and their lack
of experience with ESTD. Assessment of the lateral margins was handicapped by the
absence of a real tumor, with lateral artifacts matching the marked areas impeding
analysis. To assess the clinical consequences of adverse events, it would have been
useful to monitor these animals over several days. Delayed hemorrhages occurring in
the hours following the procedure could not, therefore, be assessed. Use of ESTD also
has not been evaluated in some locations (e. g., angulus, subcardiac stomach). Indeed,
in these locations, creating a tunnel would probably more difficult.
Two recent studies have demonstrated the feasibility of the technique for large lesions
in the esophagus (mean 13.25 cm2 and average length 5.7 cm) [10 ]
[11 ]. A case report has also been published about two cases in which an ulcerated and/or
significantly fibrotic lesion in stomach was resected, eliminating the need for surgery
in those patients [12 ]. Thus, ESTD could be an appropriate technique for resection of superficial lesions
in esophagus and in some gastric sites (fundic and antral major curvature), regardless
of lesion size. It also could be a rescue technique for ulcerated lesions, in specific
cases.
In conclusion, ESTD appears to be feasible but not superior for resection of superficial
esophageal/gastric lesions in porcine models, with promising technical and histologic
results. The method does not seem to lead to any additional adverse events compared
with conventional ESD. It may make it possible to significantly improve deep resection
margins and to reduce procedure time in esophageal sites.