Clin Colon Rectal Surg 2017; 30(05): 395-403
DOI: 10.1055/s-0037-1606117
Review Article
Thieme Medical Publishers 333 Seventh Avenue, New York, NY 10001, USA.

Organ-Preserving Strategies for the Management of Near-Complete Responses in Rectal Cancer after Neoadjuvant Chemoradiation

Patricio B. Lynn
1   Colorectal Service, Department of Surgery, Memorial Sloan Kettering Cancer Center, New York, New York
,
Paul Strombom
1   Colorectal Service, Department of Surgery, Memorial Sloan Kettering Cancer Center, New York, New York
,
Julio Garcia-Aguilar
1   Colorectal Service, Department of Surgery, Memorial Sloan Kettering Cancer Center, New York, New York
› Author Affiliations
Further Information

Publication History

Publication Date:
27 November 2017 (online)

Abstract

In recent years, organ preservation has been considered a feasible alternative to total mesorectal excision for patients with locally advanced rectal cancer with a clinical complete response to neoadjuvant therapy. However, the degree of tumor response to neoadjuvant therapy is variable. A fraction of the patients who did not achieve a complete response had grossly visible tumors. These patients, with clearly incomplete clinical response, need a total mesorectal excision. In addition, some patients with a significant tumor response still have some abnormalities in the bowel wall, such as superficial ulceration or tissue nodularity, which, while not conclusive for the presence of a tumor, are indicative of the possibility of a residual tumor in the bowel wall or in mesorectal lymph nodes. The management of patients with a so-called near-complete clinical response to neoadjuvant therapy is controversial. In this article, we will review the clinical and radiological criteria that define a clinical response to neoadjuvant therapy, possible treatment strategies, and follow-up protocols. We will also discuss patient and tumor characteristics that in our opinion can be useful in selecting the most appropriate treatment alternative. Although organ preservation and quality of life are important, the primary goal of treatment for these patients should be local tumor control and long-term survival.

 
  • References

  • 1 NCCN Clinical Practice Guidelines in Oncology - Rectal Cancer. Version 3.2015. Available at www.NCCN.org . Accessed September 2015
  • 2 Maas M, Nelemans PJ, Valentini V. , et al. Long-term outcome in patients with a pathological complete response after chemoradiation for rectal cancer: a pooled analysis of individual patient data. Lancet Oncol 2010; 11 (09) 835-844
  • 3 Habr-Gama A, Perez RO, Nadalin W. , et al. Operative versus nonoperative treatment for stage 0 distal rectal cancer following chemoradiation therapy: long-term results. Ann Surg 2004; 240 (04) 711-717 , discussion 717–718
  • 4 Maas M, Beets-Tan RG, Lambregts DM. , et al. Wait-and-see policy for clinical complete responders after chemoradiation for rectal cancer. J Clin Oncol 2011; 29 (35) 4633-4640
  • 5 Smith JD, Ruby JA, Goodman KA. , et al. Nonoperative management of rectal cancer with complete clinical response after neoadjuvant therapy. Ann Surg 2012; 256 (06) 965-972
  • 6 Habr-Gama A, Perez RO, Wynn G, Marks J, Kessler H, Gama-Rodrigues J. Complete clinical response after neoadjuvant chemoradiation therapy for distal rectal cancer: characterization of clinical and endoscopic findings for standardization. Dis Colon Rectum 2010; 53 (12) 1692-1698
  • 7 Smith FM, Chang KH, Sheahan K, Hyland J, O'Connell PR, Winter DC. The surgical significance of residual mucosal abnormalities in rectal cancer following neoadjuvant chemoradiotherapy. Br J Surg 2012; 99 (07) 993-1001
  • 8 Smith FM, Wiland H, Mace A, Pai RK, Kalady MF. Clinical criteria underestimate complete pathological response in rectal cancer treated with neoadjuvant chemoradiotherapy. Dis Colon Rectum 2014; 57 (03) 311-315
  • 9 Duldulao MP, Lee W, Streja L. , et al. Distribution of residual cancer cells in the bowel wall after neoadjuvant chemoradiation in patients with rectal cancer. Dis Colon Rectum 2013; 56 (02) 142-149
  • 10 Samdani T, Garcia-Aguilar J. Imaging in rectal cancer: magnetic resonance imaging versus endorectal ultrasonography. Surg Oncol Clin N Am 2014; 23 (01) 59-77
  • 11 Lambregts DM, Lahaye MJ, Heijnen LA. , et al. MRI and diffusion-weighted MRI to diagnose a local tumour regrowth during long-term follow-up of rectal cancer patients treated with organ preservation after chemoradiotherapy. Eur Radiol 2016; 26 (07) 2118-2125
  • 12 Smith JJ, Chow OS, Gollub MJ. , et al; Rectal Cancer Consortium. Organ Preservation in Rectal Adenocarcinoma: a phase II randomized controlled trial evaluating 3-year disease-free survival in patients with locally advanced rectal cancer treated with chemoradiation plus induction or consolidation chemotherapy, and total mesorectal excision or nonoperative management. BMC Cancer 2015; 15: 767
  • 13 Glynne-Jones R, Hughes R. Complete response after chemoradiotherapy in rectal cancer (watch-and-wait): have we cracked the code?. Clin Oncol (R Coll Radiol) 2016; 28 (02) 152-160
  • 14 Habr-Gama A, Sabbaga J, Gama-Rodrigues J. , et al. Watch and wait approach following extended neoadjuvant chemoradiation for distal rectal cancer: are we getting closer to anal cancer management?. Dis Colon Rectum 2013; 56 (10) 1109-1117
  • 15 Garcia-Aguilar J, Chow OS, Smith DD. , et al; Timing of Rectal Cancer Response to Chemoradiation Consortium. Effect of adding mFOLFOX6 after neoadjuvant chemoradiation in locally advanced rectal cancer: a multicentre, phase 2 trial. Lancet Oncol 2015; 16 (08) 957-966
  • 16 Francois Y, Nemoz CJ, Baulieux J. , et al. Influence of the interval between preoperative radiation therapy and surgery on downstaging and on the rate of sphincter-sparing surgery for rectal cancer: the Lyon R90-01 randomized trial. J Clin Oncol 1999; 17 (08) 2396-2402
  • 17 Foster JD, Jones EL, Falk S, Cooper EJ, Francis NK. Timing of surgery after long-course neoadjuvant chemoradiotherapy for rectal cancer: a systematic review of the literature. Dis Colon Rectum 2013; 56 (07) 921-930
  • 18 Petrelli F, Sgroi G, Sarti E, Barni S. Increasing the interval between neoadjuvant chemoradiotherapy and surgery in rectal cancer: a meta-analysis of published studies. Ann Surg 2016; 263 (03) 458-464
  • 19 Probst CP, Becerra AZ, Aquina CT. , et al; Consortium for Optimizing the Surgical Treatment of Rectal Cancer (OSTRiCh). Extended intervals after neoadjuvant therapy in locally advanced rectal cancer: the key to improved tumor response and potential organ preservation. J Am Coll Surg 2015; 221 (02) 430-440
  • 20 Pettersson D, Cedermark B, Holm T. , et al. Interim analysis of the Stockholm III trial of preoperative radiotherapy regimens for rectal cancer. Br J Surg 2010; 97 (04) 580-587
  • 21 STARRCAT Trial: Surgical timing after radiotherapy for rectal cancer. Available at http://www.controlled-trials.com/ISRCTN88843062 [cited May 5, 2016]
  • 22 Lefevre JH, Rousseau A, Svrcek M, Parc Y, Simon T, Tiret E. ; French Research Group of Rectal Cancer Surgery (GRECCAR). A multicentric randomized controlled trial on the impact of lengthening the interval between neoadjuvant radiochemotherapy and surgery on complete pathological response in rectal cancer (GRECCAR-6 trial): rationale and design. BMC Cancer 2013; 13: 417
  • 23 Perez RO, Habr-Gama A, Pereira GV. , et al. Role of biopsies in patients with residual rectal cancer following neoadjuvant chemoradiation after downsizing: can they rule out persisting cancer?. Colorectal Dis 2012; 14 (06) 714-720
  • 24 Smith FM, Wiland H, Mace A, Pai RK, Kalady MF. Depth and lateral spread of microscopic residual rectal cancer after neoadjuvant chemoradiation: implications for treatment decisions. Colorectal Dis 2014; 16 (08) 610-615
  • 25 Ricciardi R, Madoff RD, Rothenberger DA, Baxter NN. Population-based analyses of lymph node metastases in colorectal cancer. Clin Gastroenterol Hepatol 2006; 4 (12) 1522-1527
  • 26 Weiser MR, Landmann RG, Wong WD. , et al. Surgical salvage of recurrent rectal cancer after transanal excision. Dis Colon Rectum 2005; 48 (06) 1169-1175
  • 27 Park IJ, You YN, Skibber JM. , et al. Comparative analysis of lymph node metastases in patients with ypT0-2 rectal cancers after neoadjuvant chemoradiotherapy. Dis Colon Rectum 2013; 56 (02) 135-141
  • 28 Mignanelli ED, de Campos-Lobato LF, Stocchi L, Lavery IC, Dietz DW. Downstaging after chemoradiotherapy for locally advanced rectal cancer: is there more (tumor) than meets the eye?. Dis Colon Rectum 2010; 53 (03) 251-256
  • 29 Garcia-Aguilar J, Renfro LA, Chow OS. , et al. Organ preservation for clinical T2N0 distal rectal cancer using neoadjuvant chemoradiotherapy and local excision (ACOSOG Z6041): results of an open-label, single-arm, multi-institutional, phase 2 trial. Lancet Oncol 2015; 16 (15) 1537-1546
  • 30 Lezoche E, Baldarelli M, Lezoche G, Paganini AM, Gesuita R, Guerrieri M. Randomized clinical trial of endoluminal locoregional resection versus laparoscopic total mesorectal excision for T2 rectal cancer after neoadjuvant therapy. Br J Surg 2012; 99 (09) 1211-1218
  • 31 Perez RO, Habr-Gama A, São Julião GP. , et al. Transanal local excision for distal rectal cancer and incomplete response to neoadjuvant chemoradiation - does baseline staging matter?. Dis Colon Rectum 2014; 57 (11) 1253-1259
  • 32 Perez RO, Habr-Gama A, São Julião GP. , et al. Transanal endoscopic microsurgery (TEM) following neoadjuvant chemoradiation for rectal cancer: outcomes of salvage resection for local recurrence. Ann Surg Oncol 2016; 23 (04) 1143-1148
  • 33 Pucciarelli S, De Paoli A, Guerrieri M. , et al. Local excision after preoperative chemoradiotherapy for rectal cancer: results of a multicenter phase II clinical trial. Dis Colon Rectum 2013; 56 (12) 1349-1356
  • 34 Bujko K, Richter P, Smith FM. , et al. Preoperative radiotherapy and local excision of rectal cancer with immediate radical re-operation for poor responders: a prospective multicentre study. Radiother Oncol 2013; 106 (02) 198-205
  • 35 Verseveld M, de Graaf EJ, Verhoef C. , et al; CARTS Study Group. Chemoradiation therapy for rectal cancer in the distal rectum followed by organ-sparing transanal endoscopic microsurgery (CARTS study). Br J Surg 2015; 102 (07) 853-860
  • 36 Perez RO, Habr-Gama A, São Julião GP, Proscurshim I, Scanavini Neto A, Gama-Rodrigues J. Transanal endoscopic microsurgery for residual rectal cancer after neoadjuvant chemoradiation therapy is associated with significant immediate pain and hospital readmission rates. Dis Colon Rectum 2011; 54 (05) 545-551
  • 37 Marks JH, Valsdottir EB, DeNittis A. , et al. Transanal endoscopic microsurgery for the treatment of rectal cancer: comparison of wound complication rates with and without neoadjuvant radiation therapy. Surg Endosc 2009; 23 (05) 1081-1087
  • 38 Perez RO, Habr-Gama A, Smith FM. , et al. Fragmented pattern of tumor regression and lateral intramural spread may influence margin appropriateness after TEM for rectal cancer following neoadjuvant CRT. J Surg Oncol 2014; 109 (08) 853-858
  • 39 Habr-Gama A, Lynn PB, Jorge JM. , et al. Impact of organ-preserving strategies on anorectal function in patients with distal rectal cancer following neoadjuvant chemoradiation. Dis Colon Rectum 2016; 59 (04) 264-269
  • 40 Gérard JP, Ortholan C, Benezery K. , et al. Contact X-ray therapy for rectal cancer: experience in Centre Antoine-Lacassagne, Nice, 2002-2006. Int J Radiat Oncol Biol Phys 2008; 72 (03) 665-670
  • 41 Sun Myint A, Grieve RJ, McDonald AC. , et al. Combined modality treatment of early rectal cancer: the UK experience. Clin Oncol (R Coll Radiol) 2007; 19 (09) 674-681
  • 42 Hershman MJ, Myint AS, Makin CA. Multi-modality approach in curative local treatment of early rectal carcinomas. Colorectal Dis 2003; 5 (05) 445-450
  • 43 Calvo FA, Serrano FJ, Diaz-González JA. , et al. Improved incidence of pT0 downstaged surgical specimens in locally advanced rectal cancer (LARC) treated with induction oxaliplatin plus 5-fluorouracil and preoperative chemoradiation. Ann Oncol 2006; 17 (07) 1103-1110
  • 44 Chua YJ, Barbachano Y, Cunningham D. , et al. Neoadjuvant capecitabine and oxaliplatin before chemoradiotherapy and total mesorectal excision in MRI-defined poor-risk rectal cancer: a phase 2 trial. Lancet Oncol 2010; 11 (03) 241-248
  • 45 Schou JV, Larsen FO, Rasch L. , et al. Induction chemotherapy with capecitabine and oxaliplatin followed by chemoradiotherapy before total mesorectal excision in patients with locally advanced rectal cancer. Ann Oncol 2012; 23 (10) 2627-2633
  • 46 Maréchal R, Vos B, Polus M. , et al. Short course chemotherapy followed by concomitant chemoradiotherapy and surgery in locally advanced rectal cancer: a randomized multicentric phase II study. Ann Oncol 2012; 23 (06) 1525-1530
  • 47 Dewdney A, Cunningham D, Tabernero J. , et al. Multicenter randomized phase II clinical trial comparing neoadjuvant oxaliplatin, capecitabine, and preoperative radiotherapy with or without cetuximab followed by total mesorectal excision in patients with high-risk rectal cancer (EXPERT-C). J Clin Oncol 2012; 30 (14) 1620-1627
  • 48 Cercek A, Goodman KA, Hajj C. , et al. Neoadjuvant chemotherapy first, followed by chemoradiation and then surgery, in the management of locally advanced rectal cancer. J Natl Compr Canc Netw 2014; 12 (04) 513-519